Compliance Officer

Key Responsibility Areas (KRAs):The Compliance Officer will primarily assist the Senior Compliance Manager, Malaysia in executing compliance functions for this company including but not limited to:Compliance Monitoring and Surveillance:Maintain and execute an ongoing compliance monitoring program, including:Conducting trade surveillance by analyzing trade...

**Compliance Officer** **-** **(**230001O4**)** - Ensure accuracy & timely submission of Regulatory & Compliance reporting such as CSA, RCSA, Performance Metric, Loss Event, Breach Report. - Performing sampling for CSA & RCSA. - Review department compliance matrix validation. - Coordinate and ensure timely submission of action plan and gap analysis template...

Role: IT Compliance Officer/SpecialistLocation: KL SentralDescription: The orchestration and completion of all required in-country (including HK, Macau & Taiwan) activities required for internal / external audits and compliance testing reviews.Timely completion of access recertification, user access reviews and all other in-country Identity Access Management...

**The Opportunity** Our client is one of Australia's largest insurance companies focused on workers' compensation, risk management, claims management, and personal injury management. Currently looking for a Compliance Support Officer to join the team in **Kuala Lumpur**. The purpose of this role is to provide compliance, risk and governance support to the...

Key Responsibility Areas (KRAs):The Compliance Officer will primarily assist the Senior Compliance Manager, Malaysia in executing compliance functions for this company including but not limited to:Compliance Monitoring and Surveillance:Maintain and execute an ongoing compliance monitoring program, including:Conducting trade surveillance by analyzing trade...

**DESCRIPTION**: - Ensure all the compliance & regulatory guidelines aspects are monitored, practiced and observed at all times. - Create awareness and acceptable level of code of conduct & adherence to the rules and guidelines. **ROLES**: - Participate in all audit assessment including monitor the compliance performance. - Emphasis monthly track reports...

Implement the company AML/CFT Program. - Ensure customer CDD/EDD is in place. - Review/release pending and exception transactions - Communicate and follow-up with front liner staff on CDD/EDD issues. - Analyze unusual transaction or red flags and submit draft STR report to Head of Compliance. - Monitoring branches AML/CFT implementation program is in...

Job Description As a Regulatory Compliance Officer for Unmanned Surface Vessels (USVs), you will play a crucial role in ensuring the safe and compliant operations of autonomous and remote-controlled vessels. This position requires close collaboration with the global USV Regulatory Compliance Officer and active engagement with local/regional Maritime...

**AML Compliance Officer** **-** **(**230001VV**)** - Close collaboration with business unit to conduct AML/CFT assessment at customer onboarding stage - Perform customer due diligence (CDD) and Know Your Customer (KYC) checks on new and existing customers to ensure fulfilment of AML regulatory requirements - Perform verification on documents received from...

JOB DESCRIPTIONS - Audit recorded calls made by the Recovery teams to ensure that all conversations comply with the Banks' call scripts - Audit all documentations as per Banks' regulatory requirements - Conduct compliance training for new joiners and existing staff - Monitor branches' compliance activities - Coordinate Business Continuity Plan tests -...

COMPLIANCE OFFICER (FS/KYC) (JOB NUMBER: COM002648) In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 17,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and service...

Working Hour - Regular Hours - Monday - Friday- Business Area - Compliance- Location - Malaysia - Kuala Lumpur- Description **Primary Objective**: Facilitate and manage non-compliance risk for RHB Asset Management’s activities and operations with relevant laws, rules and regulations as well as guidelines. **Key Responsibilities**: - To ensure the...

**Responsibilities**: - Perform Know-Your-Client review for onboarding of clients. - Perform periodic compliance review of clients. - Prepare and submit periodic regulatory reporting. - Provide compliance advice, review and interpretation on regulations and internal policies; support the Business on proper and timely implementation of procedures to comply...

In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 17,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions tailored to their specific needs. It offers a...

Ensure performance of KYC to the standards expected by the regulatory authority and in accordance with Instapay’s AML and KYC Policies and Procedures. This includes reviewing and checking for completeness of CDD information and supporting documentation for new and existing customers (periodic review). -To review potential PEP and/or Sanction Screening...

Hi We are looking for Legal and compliance officer **Location**: Kuala Lumpur, Malaysia Minimum 4 years

about the companyRandstad is partnering up with a leading global capital market and investment company. They are looking for compliance specialist to join their expanding team. about the jobPRIMARY RESPONSIBILITIES:This role will support the Senior Manager of Regulatory Compliance in overseeing regulatory compliance for the organization. Regulatory...

**Open Position: Assistant Manager Compliance** An esteemed organisation is currently seeking an Assistant Manager Compliance to become a valuable addition to their team based in the Kuala Lumpur office. Key Requirements: - Minimum 5 years of prior experience in compliance from the banking and financial sector. - A strong understanding and in depth...

If you are looking to excel and make a difference, take a closer look at us Principally accountable to set up and lead the monitoring and surveillance team by establishing adequate framework, processes and procedures in place, inclusive of ongoing monitoring process. This is achieved by leveraging on technology, detection and monitoring methodologies to: -...

Risk and Compliance Analyst Risk and Compliance Analyst (Contract) - Munich Re Retakaful **Company** Munich Re **Location** Kuala Lumpur, Malaysia Reporting to Chief Risk and Compliance Officer of Munich Re Retakaful, you are responsible to provide an effective key second line of defence role for Munich Re Retakaful operations both from a Bank Negara...