Compliance Support Officer

Key Responsibility Areas (KRAs):The Compliance Officer will primarily assist the Senior Compliance Manager, Malaysia in executing compliance functions for this company including but not limited to:Compliance Monitoring and Surveillance:Maintain and execute an ongoing compliance monitoring program, including:Conducting trade surveillance by analyzing trade...

a) Keep updating to all of regulatory and management policy. b) Ongoing monitoring in all transaction and ensure all transactions comply with AMLA/CFT Rules and Regulations. c) Report compliance review result to President Director. d) Ensure that operational of each outlet and back office comply with internal and external regulations. e) Perform review on a...

Funding Societies | Modalku is the largest SME digital financing platform in Southeast Asia. We are licensed in Singapore, Indonesia, Thailand, and registered in Malaysia. We are backed by Sequoia India and Softbank Ventures Asia Corp amongst many others and provides business financing to small and medium-sized enterprises (SMEs), which is crowdfunded by...

Key Responsibility Areas (KRAs):The Compliance Officer will primarily assist the Senior Compliance Manager, Malaysia in executing compliance functions for this company including but not limited to:Compliance Monitoring and Surveillance:Maintain and execute an ongoing compliance monitoring program, including:Conducting trade surveillance by analyzing trade...

Role: IT Compliance Officer/SpecialistLocation: KL SentralDescription: The orchestration and completion of all required in-country (including HK, Macau & Taiwan) activities required for internal / external audits and compliance testing reviews.Timely completion of access recertification, user access reviews and all other in-country Identity Access Management...

**Role: IT Compliance Officer/Specialist** **Location**:KL Sentral** **Description**: - The orchestration and completion of all required in-country (including HK, Macau & Taiwan) activities required for internal / external **audits and compliance** testing reviews. - Timely completion of access recertification, user access reviews and all other in-country...

**Role: IT Compliance Officer/Specialist** **Location**:KL Sentral** **Description**: - The orchestration and completion of all required in-country (including HK, Macau & Taiwan) activities required for internal / external **audits and compliance** testing reviews. - Timely completion of access recertification, user access reviews and all other in-country...

**DESCRIPTION**: - Ensure all the compliance & regulatory guidelines aspects are monitored, practiced and observed at all times. - Create awareness and acceptable level of code of conduct & adherence to the rules and guidelines. **ROLES**: - Participate in all audit assessment including monitor the compliance performance. - Emphasis monthly track reports...

**DESCRIPTION**: - Ensure all the compliance & regulatory guidelines aspects are monitored, practiced and observed at all times. - Create awareness and acceptable level of code of conduct & adherence to the rules and guidelines. **ROLES**: - Participate in all audit assessment including monitor the compliance performance. - Emphasis monthly track reports...

**What you will be doing**: - Assist in preparing regulatory reports such as Quarterly return, CRS/FATCA, Annual compliance form - Assist in designing the scope of compliance audits - Liaise with outsourced Compliance Officer and MLRO to handle ad-hoc requests from regulators **Requirements**: **What you will need**: - Bachelor's Degree or above in Law,...

**AML Compliance Officer** **-** **(**2400009E**)** - Close collaboration with business unit to conduct AML/CFT assessment at customer onboarding stage - Perform customer due diligence (CDD) and Know Your Customer (KYC) checks on new and existing customers to ensure fulfilment of AML regulatory requirements - Perform verification on documents received from...

Operations Support Officer (End of Term) - KL (Publika, Solaris Dutamas) - Managing the End of Term (EOT) portfolio and achieve or exceed the targeted EOT profits. - Expand the existing remarketing options for the equipment returned from leases. - Seek new business opportunities in the remarketing sector to develop remarketing activities of the company. -...

To establish and ensure the company comply with relevant laws, rules, regulations and guidelines on the fund management industry by conducting Compliance Reviews in accordance with the Annual Work Plan. - To provide advice, guidance, support and implement compliance solution to company to ensure effective implementation of the compliance objective/culture. -...

about the companyRandstad is partnering up with a leading global capital market and investment company. They are looking for compliance specialist to join their expanding team. about the jobPRIMARY RESPONSIBILITIES:This role will support the Senior Manager of Regulatory Compliance in overseeing regulatory compliance for the organization. Regulatory...

**Job Summary** We are looking for motivated and experienced Compliance Executive to ensure the compliance of e-Money provider in accordance with e-Money guidelines, AMLA, Payment Systems Act, Financial Services Act and other relevant laws, rules and regulations issued by the Regulators (Government/BNM) for Raffcomm Group ("Company"). Work in Business...

ROLE DESCRIPTION AND PURPOSE The person would support the compliance function within BNPP AM Malaysia businesses to ensure adherence to local regulatory requirements and global BNPP AM compliance standards. The compliance department will ensure that financial security rules, protection of clients’ interest, professional ethics, prevention of market abuses,...

**About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and...

About the Company Founded in 2012, ByteDance's mission is to inspire creativity and enrich life. With a suite of more than a dozen products, including TikTok, Helo, and Resso, as well as platforms specific to the China market, including Toutiao, Douyin, and Xigua, ByteDance has made it easier and more fun for people to connect with, consume, and create...

**Job details**: Posted 28 July 2023 SalaryRM8000 - RM13000 per month LocationKuala Lumpur Job type Permanent DisciplineSupply Chain & Procurement Reference267105_1690529578 This established FMCG company is looking to hire an experienced APAC Operations Support & Compliance Manager for an individual contributor position. Looking for someone who is well...

Compliance Assurance Review, Compliance Posting Date: 15-May-2023 Location: Kuala Lumpur, Wilayah Persekutuan, MY Company: United Overseas Bank (Malaysia) Bhd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific,...