Internal Compliance Executive

**Responsibility** - Ensures the Group complies with internal regulations and established control protocol not limiting to entailing "Enterprise Risk Management System Management" (ERM); "Environmental, Societal & Governance Sustainability Management" (ESG) and "Governance, Risk & Compliance Management" (GRC) - Coordinate and assist in facilitating risk...

**Job Summary** We are looking for motivated and experienced Compliance Executive to ensure the compliance of e-Money provider in accordance with e-Money guidelines, AMLA, Payment Systems Act, Financial Services Act and other relevant laws, rules and regulations issued by the Regulators (Government/BNM) for Raffcomm Group ("Company"). Work in Business...

**position**: **EXECUTIVE, INTERNAL AUDIT** **AUDIT, RISK & COMPLIANCE DEPARTMENT** **Responsibilities - To perform audit on short-term and long-term investment and borrowings along with interest recording - To perform periodic risk assessment on investments of IJN Group of Companies and compare with industry best practices - To review investment expenses...

**Open Position: Compliance Executive** A reputable company is actively searching for a Compliance Executive to join their team based in Kuala Lumpur office. Key Responsibilities: - Minimum of 3 years working experience in the banking, finance, or insurance industry. - Experienced in both BNM Regulatory Compliance and AMLA. - Collaborate with the...

Open Position: Compliance Executive A reputable company is actively searching for a Compliance Executive to join their team based in Kuala Lumpur officeKey Responsibilities:Minimum of 3 years working experience in the banking, finance, or insurance industry. Experienced in both BNM Regulatory Compliance and AMLA. Collaborate with the supervisor to identify...

**Compliance Testing** **-** **(**240000KB**)** - Responsible for the planning, execution and finalisation of compliance testing, including: - To design/ develop compliance testing plan for execution of compliance testing; - To carry out compliance testing and to prepare compliance testing reports; - To attend meeting and finalise the compliance testing; -...

**Responsibilities**: - Monitor and ensure compliance with local, state, and national regulations governing the transportation and logistics industry. - Develop and maintain a compliance framework to guide business operations and decision-making. - Conduct internal compliance audits to identify areas of non-compliance and implement corrective actions. -...

Key Responsibility Areas (KRAs):The Compliance Officer will primarily assist the Senior Compliance Manager, Malaysia in executing compliance functions for this company including but not limited to:Compliance Monitoring and Surveillance:Maintain and execute an ongoing compliance monitoring program, including:Conducting trade surveillance by analyzing trade...

ROLE DESCRIPTION AND PURPOSE The person would support the compliance function within BNPP AM Malaysia businesses to ensure adherence to local regulatory requirements and global BNPP AM compliance standards. The compliance department will ensure that financial security rules, protection of clients’ interest, professional ethics, prevention of market abuses,...

Coordinate and plan document content review sessions (procedures, SOP, etc) with all functional departments in ACO Tech. - Act as an Observer in the planned internal audit event coordinated by Process Compliance in performing the following tasks: - Coordinate the arrangement - Responsible for taking audit minutes - Upon completion of audit sessions, compile...

Compliance Testing-(2400005V) Description 1.Responsible for the planning, execution, maintenance and conclusion stages of the compliance testing methodology and related compliance review, including: • To perform risk assessment framework for compliance review; • To design review plan for compliance testing; • To design or leverage on existing...

THE INSTITUTE OF INTERNAL AUDITORS MALAYSIA (IIA Malaysia) is a non-profit professional organisation dedicated to the advancement and development of the internal audit profession in Malaysia. IIA Malaysia was established in 1977 as a Chapter of The Institute of Internal Auditors Inc, USA and elevated to the status of a National Institute in 1988 when our...

Description Purpose of the Job Monitor and provide assurance that the BU/SUs have embedded adequate controls in ensuring that all activities conducted are in compliance with the MISC Co BE, related group wide policies and other relevant regulatory/statutory regulations. Qualifications Bachelor’s Degree in Business Administration or related business...

Description Purpose of the Job Monitor and provide assurance that the BU/SUs have embedded adequate controls in ensuring that all activities conducted are in compliance with the MISC Co BE, related group wide policies and other relevant regulatory/statutory regulations. Qualifications Bachelor’s Degree in Business Administration or related business...

Open Position: Internal Audit Executive (Reputable Company)A Reputable company is currently hiring an Internal Audit Executive to join them in the Kuala Lumpur office.Key responsibilities include:Possess Degree in Accounting or relevant Professional QualificationMinimum 2 years audit experience in an audit firm or Internal Audit Department in a listed...

Job DescriptionOpen Position: Internal Audit Executive (Reputable Company)A Reputable company is currently hiring an Internal Audit Executive to join them in the Kuala Lumpur office.Key responsibilities include:Possess Degree in Accounting or relevant Professional QualificationMinimum 2 years audit experience in an audit firm or Internal Audit Department...

Description Purpose of the Job Monitor and provide assurance that the BU/SUs have embedded adequate controls in ensuring that all activities conducted are in compliance with the MISC CoBE, related group wide policies and other relevant regulatory/statutory regulations. Qualifications Bachelor’s Degree in Business Administration or related...

**Job description** - Assist in delivering, monitoring, evaluating, maintaining, and continually improving a compliance framework. - Support the compliance of policies and procedures, mainly regulatory and ethical standards. - Assist in designing and implementing company policies and documented procedures. - Ensure the company complies with its applicable...

**Job Scope / Position Summary** - Compliance Officer, Business, Regulatory & AFC Compliance is part of the Compliance and AFC Functions responsible to support (a) all Business and Regulatory compliance, ensuring the implementation of processes and procedures designed to ensure compliance with (i) laws and regulations applicable to the business/operation;...

Key Responsibility Areas (KRAs):The Compliance Officer will primarily assist the Senior Compliance Manager, Malaysia in executing compliance functions for this company including but not limited to:Compliance Monitoring and Surveillance:Maintain and execute an ongoing compliance monitoring program, including:Conducting trade surveillance by analyzing trade...