Audit and Compliance Officer

JOB DESCRIPTIONS - Audit recorded calls made by the Recovery teams to ensure that all conversations comply with the Banks' call scripts - Audit all documentations as per Banks' regulatory requirements - Conduct compliance training for new joiners and existing staff - Monitor branches' compliance activities - Coordinate Business Continuity Plan tests -...

We are currently looking for a Compliance professional to join our Malaysia office. Responsibilities for this position are as follows: Regulatory/Core compliance: - Oversee the Malaysia entity to ensure its compliance with local laws and regulations; Monitor regulatory developments, perform gap analysis and advise senior management, Board of Directors and...

**The Opportunity** Our partner is an Australia-based insurance company, tailoring services and creating innovation for the best customer experience. They are looking for a Compliance Officer that you'll provide crucial support in security audits, driving and managing compliance activities solely from Thailand office. You'll work closely with the Security...

Job Title: Compliance ExecutiveWe are seeking a highly skilled Compliance Executive to join our team at Talent Recruit. As a key member of our organization, you will play a crucial role in ensuring our company's compliance with laws and regulations.Key Responsibilities:Develop and Review Company Policies: Create and maintain comprehensive policies that align...

We are seeking for a highly motivated, independent professional to join our Audit team. As a member of the Risk Assessment and Compliance Team, you are expected to review the firm’s compliance with AML, KYC and the relevant acceptance requirements, and recommend the appropriate types of review. You will also be required to identify and assess risks through...

Job Title: Compliance ExecutiveJob Summary:We are seeking a highly skilled Compliance Executive to join our team at Talent Recruit. The successful candidate will be responsible for ensuring our client's compliance with laws and regulations, as well as developing and reviewing company policies.Key Responsibilities:Develop and review company policies to ensure...

We are seeking for a highly motivated, independent professional to support our Audit team in **Mazars Singapore**. As a member of the Risk Assessment and Compliance Team, you are expected to review the firm’s compliance with AML, KYC and the relevant acceptance requirements, and recommend the appropriate types of review. You will also be required to...

Job Title: Compliance ExecutiveWe are seeking a highly skilled Compliance Executive to join our team at Talent Recruit. As a key member of our organization, you will play a crucial role in ensuring our client's compliance with laws and regulations.Job Summary:The Compliance Executive will be responsible for developing and reviewing company policies, advising...

**DESCRIPTION**: - Ensure all the compliance & regulatory guidelines aspects are monitored, practiced and observed at all times. - Create awareness and acceptable level of code of conduct & adherence to the rules and guidelines. **ROLES**: - Participate in all audit assessment including monitor the compliance performance. - Emphasis monthly track reports...

**DESCRIPTION**: - Ensure all the compliance & regulatory guidelines aspects are monitored, practiced and observed at all times. - Create awareness and acceptable level of code of conduct & adherence to the rules and guidelines. **ROLES**: - Participate in all audit assessment including monitor the compliance performance. - Emphasis monthly track reports...

**Responsibilities**: - Overseeing the process of Audits, Risk / Advisory Controls or IT Reviews / Cybersecurity Assessment. - Works with various teams in Technology Infrastructure and in Group IT to organize or produce the required document or artifacts. - To ensure document or artifacts are in compliant with audit requirement and group policies. - Work...

**DESCRIPTION**: - Ensure all the compliance & regulatory guidelines aspects are monitored, practiced and observed at all times. - Create awareness and acceptable level of code of conduct & adherence to the rules and guidelines. **ROLES**: - Participate in all audit assessment including monitor the compliance performance. - Emphasis monthly track reports...

**Job Descriptions**: - To ensure businesses operations are in line with Bank Negara Malaysia guideline and other relevant regulatory bodies. - To assist the Head of Compliance to ensure the effectiveness of a group-wide compliance program within Company and the subsidiaries. - Take an active role in identifying areas for improvement in systems, processes,...

**Job Descriptions**: - The hiring is for our Subsidiary company - One Transfer Remittance Sdn Bhd. - To ensure businesses operations are in line with Bank Negara Malaysia guideline and other relevant regulatory bodies. - To assist the Head of Compliance to ensure the effectiveness of a group-wide compliance program within Company and the subsidiaries. -...

**Job Descriptions**: - To ensure businesses operations are in line with Bank Negara Malaysia guideline and other relevant regulatory bodies. - To assist the Head of Compliance to ensure the effectiveness of a group-wide compliance program within Company and the subsidiaries. - Take an active role in identifying areas for improvement in systems, processes,...

Compliance Officer **About Wahed**: We have a passion to reduce financial inequality and exclusion by building world leading financial products and services aimed at giving access to all. We are a New York headquartered Financial Technology (FinTech) company focused on serving values-based (shariah compliant) digital financial services to retail clients...

**What you will be doing**: - Assist in preparing regulatory reports such as Quarterly return, CRS/FATCA, Annual compliance form - Assist in designing the scope of compliance audits - Liaise with outsourced Compliance Officer and MLRO to handle ad-hoc requests from regulators **Requirements**: **What you will need**: - Bachelor's Degree or above in Law,...

**The Client**: The client is the integrated retail and corporate banking unit of the largest bank in the third largest financial services company in Japan, with total assets of approximately $1.8 trillion in 2017. The client is one of the three so-called Japanese "megabanks". - To conduct audit / review independently - To raise audit findings during audit...

Manage governance, compliance and integrity matters - Lead internal auditor for ISO compliance - Maintain compliance on existing ISO certification and upgrades - Liaising with external regulators and authorities - Support ad-hoc responsibilities assigned by manager **Requirements**: - At least Degree holder - Minimum **2 to 3 years experience in compliance...

Implement policies, procedures and controls to effectively manage the Company's compliance risk. Provide timely compliance support and advice to the management and branch staff. To conduct regular compliance inspections and reviews of branches. To monitor and identify compliance gaps in business activities on an ongoing basis and remedy them in a timely...