Operational Compliance Lead

2 days ago


Kuala Lumpur, Kuala Lumpur, Malaysia Morgan Philips Group Full time

Overview

Morgan Philips Group is a prominent financial institution offering a wide range of services. Our commitment to excellence drives us forward in an ever-changing market.

Job Description

The Head of Operational Compliance will oversee a team, ensuring an effective control framework for business operational activities. This role involves managing operational and AML risks, compliance with regulatory requirements, and improving control environments.

Key Responsibilities:

  • Develop policies and procedures to manage business operational control effectively.
  • Evaluate adherence to group and local regulatory requirements for operational and AML control.
  • Implement programs to enhance and standardize control environments.
  • Provide governance and reporting on key operational and AML controls.
  • Align internal control monitoring with Risk, Compliance, and Audit teams.
  • Effectively manage operational and AML risks.
  • Test and report on the effectiveness of operational controls.
  • Ensure compliance with all relevant rules and standards.


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