Financial Risk Specialist

2 days ago


Selayang Municipal Council, Malaysia UOB Full time
Company Overview
United Overseas Bank Limited (UOB) is a leading financial institution in Asia with a global presence across 19 countries and territories. Our purpose is to build the future of ASEAN, guided by our unique culture and values that are deeply rooted in our philosophy of Honourable, Enterprising, United and Committed.

About The Department
UOB Innovation Hub 2 (InnoHub2) is a Centre of Excellence based in Malaysia, providing Group Business Services (GBS) to support the UOB Group. As a pioneer team member, you will have the opportunity to work on regional business initiatives and gain valuable experience in delivering trusted financial solutions.

Job Description
We are seeking a highly motivated individual to join our Name Screening Team as a Compliance Investigator. Your primary responsibilities will include reviewing screening and transaction monitoring alerts, conducting in-depth investigations into assigned cases, and communicating effectively with relevant stakeholders for the purpose of conducting AML investigations.

  1. Review and escalate concerns relating to screening alerts in line with KYC Name Screening Procedure.
  2. Ensure timely review of name screening alerts from Bank approved AML transaction monitoring system(s), escalations on suspicious AML/CFT activities from business/support units and cases arising from other relevant sources.
  3. Conduct in-depth investigations into assigned cases that pose potential AML/CFT risks.
  4. Communicate effectively with relevant stakeholders for the purpose of conducting AML investigations.

Key Responsibilities
As a Compliance Investigator, your key responsibilities will include assisting in the AML risk assessment and review of alerts, performing analysis of suspicious activity/transaction reports to identify AML/CFT risk trends, ensuring proper documentation and record keeping of reviews and investigation cases, and providing inputs to strengthen the alerts surveillance and intelligence operating framework and procedures across the Bank.

  1. Assist in the AML risk assessment and review of alerts.
  2. Perform analysis of suspicious activity/transaction reports to identify AML/CFT risk trends.
  3. Ensure proper documentation and record keeping of reviews and investigation cases.


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