Wholesale Banking Regulatory Compliance Professional

4 days ago

Selayang Municipal Council, Malaysia UOB Full time
About the Job
This role is part of the Anti-Financial Crimes Operations (AFC Ops) Corps / FIs AFC Ops Team, responsible for ensuring customer due diligence (CDD) programs are in place, incorporating customer identification and verification (ID&V), know your customer (KYC), anti-money laundering (AML) principles, and Sanctions oversight. The selected candidate will work closely with the AML & KYC Team to prepare documentation, conduct CDD reviews, liaise with Relationship Managers, and ensure data accuracy in systems and documentations.

Key Responsibilities:
  • Preparation of documentation and conduct CDD in a timely manner
  • Liaise with RMs on the required documentation
  • Ensure ongoing CDD reviews are conducted in tandem with internal process and policies
  • Ensure data accuracy in systems and documentations
  • Extraction of data from worksheets and reports for distribution to respective Business segments for necessary follow-up actions
  • Assisting BUs to respond to various CDD enquiries, which may originate from local authorities or correspondent banks
  • Perform screening assessment and escalate material hits, where applicable for further clearance
  • Assisting the Team Leader in providing regular statistics and presentations for updating to Senior Management
  • Participating in ad-hoc assignments and projects, e.g., audit, user acceptance testing etc.

Requirements:
  • Tertiary holder and above
  • Prior working experience in KYC / CDD roles, will be advantageous
  • Detail-oriented, yet able to think flexibly and independently to resolve problems
  • Maintaining a high degree of knowledge in MAS 626 regulations and associated regulatory requirements for AML/CFT and Sanctions
  • Emotionally mature and able to communicate maturely and independently with various stakeholders within the Bank
  • Comfortable with handling data, and able to perform functions on Excel, such as Vlookup, Pivoting and generating various graphs / charts, etc
  • Attentive to details with a strong sense of interest in developing a career as a KYC / CDD specialist
  • Good command of both written and spoken English. The ability to speak / read additional languages is an advantage
  • Able to raise sensitive or potentially contentious issues in a constructive manner to arrive at appropriate solutions
  • Self-driven and a team player with strong interpersonal skills to communicate, influence and negotiation
  • Certification as an AFC specialist (e.g., CAMS / Diploma in AML, Governance and Risk) with a recognized institution will be an advantage

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