Regulatory Compliance Officer for Investment Products

Investment and Regulatory Compliance SpecialistRGP Federal Territory of Kuala Lumpur, MalaysiaClients engage RGP for expertise in delivering large and complex projects to strengthen their business. We have an interim Investment and Regulatory Compliance Specialist opportunity within the Insurance sector where you will assist in the Investment & Regulatory...

RGP is a next-generation human capital firm that connects top talent to execute transformation and high-value projects for clients worldwide.Job OverviewThis role involves assisting in Investment & Regulatory Compliance to ensure adherence to mandates within the Insurance sector.Lead rule coding and testing, translating complex compliance rules into plain...

At KLDX, we're looking for a highly skilled Compliance and Risk Manager to support our Head of Risk & Compliance. You will be responsible for shaping our compliance landscape, mitigating risks, and upholding both Malaysian regulations and international standards.About UsWe're a leading provider of financial technology innovation, transforming fundraising and...

Manager, Regulatory Compliance AdvisoryApply locations Kuala Lumpur time type Full time posted on Posted 30+ Days Ago job requisition id 23050408Prudential's purpose is to help people get the most out of life. We will deliver our purpose by creating a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners....

This position requires a proactive and detail-oriented professional who can excel under pressure.Required Skills and QualificationsTo be successful in this role, you will need:Past experience of investment and regulatory compliance, ideally within the insurance industry.Familiarity with data and automation tools like PowerApps, PowerAutomate, PowerBI, and...

Direct message the job poster from Hong Leong Investment Bank BerhadResponsibilitiesPlan and update the compliance programme as per the latest Bank Negara Malaysia (BNM) rules and regulations;Conduct compliance review and testing in accordance to the compliance plan and programme;Prepare compliance report summarising the Bank's overall management of...

What You'll AchieveAs the Head, Regulatory Compliance Digital Business Services and Global Functions, you will:Foster a culture of compliance within the organization, promoting best practices and adherence to internal policies and procedures.Provide strategic guidance and oversight to the DBS & GF Regulatory Compliance team, driving the implementation of...

Job OverviewThe Maybank Investment Banking Group is seeking a highly skilled professional to lead our Business Monitoring and Review function. As Senior Specialist, Regulatory Affairs, you will be responsible for ensuring that our business operations comply with relevant regulations and laws.Your key responsibilities will include:Spearheading the Business...

About the RoleThis Senior Investment Compliance Specialist position is based in Malaysia and will focus on ensuring compliance with investment guidelines for all regions. The successful candidate will report to the Head of Fund Compliance and play a critical role in supporting the global support function.Key ResponsibilitiesDevelop and maintain knowledge of...

About the RoleThis position plays a critical role in ensuring Hong Leong Investment Bank Berhad maintains its reputation as a trustworthy financial institution by adhering to regulatory requirements. The successful candidate will be responsible for managing and maintaining the bank's compliance programme.Main ResponsibilitiesPlan, implement, and review the...

Add expected salary to your profile for insightsAstute is a growing fund management company with a culture of open communication, consensus building and partnership among its members.We are looking for candidates to fill the following position of Compliance Officer/ Executive – Compliance & Risk Management DepartmentCompany ProfileAstute Fund Management...

Job SummaryWe are seeking a skilled Regulatory Support Administrator to join our Regulatory Affairs team.Main Duties:Support the RA team in administrative tasks related to regulatory compliance.Collaborate with stakeholders to develop and route printed components.Prepare technical dossiers for product approval and compile raw materials for halal...

Job DescriptionWe are seeking a seasoned professional to lead our Business Monitoring and Review function. As Head, Business Monitoring and Review, you will be responsible for spearheading this critical function and reporting to the Head of Business Compliance and Control Office (BCCO).This role involves:Supervising the overall functions/roles undertaken by...

Company Overview:Prudential Hong Kong Limited is a leading life insurer in Hong Kong, offering a range of life insurance and investment products to individuals and companies.We are committed to making a positive impact on the community through our corporate social responsibility initiatives.Our Values:Care - We care about our customers, employees, and the...

Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Businesslist. As a key member of our compliance function, you will be responsible for overseeing the monitoring and implementation of regulatory requirements across various areas, including Anti-Money Laundering (AML), technology risk management, marketing, conflicts of...

Job Overview">">We are seeking a highly skilled and experienced Compliance Officer to join our team at Berjaya Sompo Insurance Berhad.">">About the Role">The Compliance Officer will be responsible for assisting in reviewing guidelines issued by relevant regulators, statutory agencies, and industry associations to ascertain regulatory requirements and...

About the RoleFNZ is looking for a highly skilled Regulatory Compliance Specialist to join its growing Damansara office. In this critical role, you will provide expert guidance and support to operational teams to ensure adherence to regulatory requirements and industry standards.Key responsibilities include:Ensuring compliance with regulatory frameworks and...

We are seeking a skilled Compliance Officer to ensure our operations align with both local and international regulations. The Compliance Officer will oversee compliance within our payment services, ensuring adherence to laws and regulations set forth by Bank Negara Malaysia and other regulatory bodies. This role demands proactive engagement with regulators,...

We are seeking an experienced Investment Regulatory Specialist to join our team in Kuala Lumpur, Malaysia.Key ResponsibilitiesAs a key member of our team, you will:Apply your expertise in Investment & Regulatory Compliance to ensure adherence to mandates.Drive project success with prior experience in Project Management or as a Business Analyst (BA).Manage...

Job OverviewHong Leong Investment Bank Berhad seeks a highly skilled and experienced professional to lead its compliance efforts. As a key member of the bank's risk management team, you will play a pivotal role in ensuring adherence to regulatory requirements and maintaining the bank's integrity.Primary ResponsibilitiesDesign and execute a comprehensive...