Asset Management Compliance Officer

3 days ago

Kuala Lumpur, Malaysia RHB Banking Group Full time

Working Hour
- Regular Hours
- Monday - Friday- Business Area
- Compliance- Location
- Malaysia - Kuala Lumpur- Description

**Primary Objective**:
Assist the Head of Compliance, Asset Management to facilitate, execute strategy and manage non-compliance risk for RHB Asset Management’s activities and operations with relevant laws, rules, regulations and guidelines.
**Key Responsibilities**:

- To establish and ensure the Business Division comply with relevant laws, rules, regulations and guidelines on the fund management industry by conducting Compliance Reviews;
- To provide advice, guidance, support and implement compliance solution to Business Divisions to ensure effective implementation of the compliance objective/culture;
- Conduct assigned Compliance Reviews in accordance with the Annual Work Plan;
- Manage and provide guidance/knowledge to team members in the areas of their assignment/review;
- Coordinate with relevant business units and compilation of information for regulatory visits, trustee visits, audits conducted by Employees Provident Fund (“EPF”)’s auditor, statutory laws and Federation of Investment Managers Malaysia (“FIMM”)’s requests;
- Dissemination of information such as new or revised guidelines, laws, rules and regulations, and industry or market updates to the management and relevant employees of the company;
- Any other responsibilities/assignments as assigned by the Head of Compliance, Asset Management from time to time.
- Requirements

**Requirements**:
Bachelor Degree - Possess at least a Bachelor's Degree in Finance, Accounting, Law, Business Studies or equivalent.
- Preferably relevant certification related to Shariah or Islamic Banking and Finance.

At least 3 years of working experience in the related field is required for this position or at least 1 years of working experiences in unit trust/ fund management industries.

***:
**Added advantage: Passed Securities Industry Development Corporation (SIDC) Licensing Module 11, Asian Institute of Chartered Bankers (AICB) Certification in Regulatory Compliance or Anti Money Laundering.**:
Additional SIDC Modules 9 and/or 10 are an advantage.
- Microsoft Office
- Good Interpersonal skills
- Good Communication skills
- Benefits

Dental, Education support, Miscellaneous allowance, Medical, Loans, Sports (e.g. Gym), Parking, Vision, Regular hours, Mondays - Fridays, Casual Business Wear, Performance Based Rewards

  • Asset Management

    1 week ago

    Kuala Lumpur, Kuala Lumpur, Malaysia BNP Paribas Asset Management Full time

    Role Description And PurposeThe person would support the compliance function within BNPP AM Malaysia businesses to ensure adherence to local regulatory requirements and global BNPP AM compliance standards. The compliance department will ensure that financial security rules, protection of clients' interest, professional ethics, prevention of market abuses,...

  • Asset Management

    1 week ago

    Kuala Lumpur, Malaysia BNP Paribas Full time

    ASSET MANAGEMENT - COMPLIANCE - ASSISTANT COMPLIANCE MANAGER (JOB NUMBER: REG000390) **ROLE DESCRIPTION AND PURPOSE** The person would support the compliance function within BNPP AM Malaysia businesses. The compliance department will ensure that financial security rules, protection of clients’ interest, professional ethics, prevention of market abuses, and...

  • Asset Management

    2 weeks ago

    Kuala Lumpur, Malaysia BNP Paribas Full time

    ASSET MANAGEMENT - COMPLIANCE - ASSISTANT COMPLIANCE MANAGER (JOB NUMBER: REG000422) **ROLE DESCRIPTION AND PURPOSE** The person would support the compliance function within BNPP AM Malaysia businesses to ensure adherence to local regulatory requirements and global BNPP AM compliance standards. The compliance department will ensure that financial security...

  • Strategic Partner Manager

    1 week ago

    Kuala Lumpur Centre, Kuala Lumpur, Malaysia FARRINGDON ASSET MANAGEMENT LTD. Full time

    Job Title: Strategic Partner ManagerStart Date: Immediate / January 2025About Farringdon Asset ManagementFarringdon Asset Management is a boutique wealth management and multi-family office firm with offices in Dubai, Singapore, and Kuala Lumpur. We serve high-net-worth individuals, family offices, and institutional clients across Asia and Europe. Our KL...

  • Compliance Officer

    2 weeks ago

    Kuala Lumpur, Kuala Lumpur, Malaysia RHB Banking Group Full time 40,000 - 100,000 per year

    About The RoleWe are looking for a dedicated and detail-orientedCompliance Officerto join ourAsset Managementteam at RHB Banking Group. In this role, you will ensure that the Business Division complies with all applicable laws, rules, regulations, and guidelines governing the fund management industry. You will conduct compliance reviews, provide advisory...

  • Asset Management

    5 days ago

    Kuala Lumpur, Malaysia BNP Paribas Full time

    **ROLE DESCRIPTION AND PURPOSE** The person would support the compliance function within BNPP AM Malaysia businesses. The compliance department will ensure that financial security rules, protection of clients’ interest, professional ethics, prevention of market abuses, and compliance governance are adhered to. In this function, the officer’s role is...

  • IT Asset Management

    5 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Consultants Sdn Bhd Full time

    IT Asset Management (Normal working hours)12 months contract basis and renewableImmediate hiringMain Job ResponsibilitiesEnforce asset management policies, processes, and systems to manage customer IT assets effectivelyMaintain accurate hardware and software inventory recordsReview ICMS activities (Install, Change, Move, Surplus) in the ticketing system to...

  • Asset Management Executive

    5 days ago

    Kuala Lumpur, Malaysia PESB ENGINEERING SDN BHD Full time

    Develop and maintain accurate records of Company assets - acquisition, maintenance, allocation, utilization and disposal. - Make recommendation to Manager, HOD and Top Management in Company assets acquisition and disposal process. - Develop and implement asset management policies and procedures (i.e maintenance schedules, safety procedures, replacement plans...

  • Asset Manager

    1 week ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Burgess Rawson Management Sdn Bhd Full time

    Job Responsibilities :-Oversee all operations of your portfolio of property management projects.Ensure compliance to local authorities and the Local Acts on operations of the property.To conduct for each of your portfolio of property management projects an annual building audit to establish the condition of the building fabric, finishes, installations and...

  • Compliance Manager

    2 weeks ago

    Kuala Lumpur, Malaysia Amundi Malaysia Sdn Bhd Full time

    An exciting Compliance Manager job has just become available at a reputable asset management firm Kuala Lumpur. You will be responsible for ensuring compliance with rules, codes and professional standards while overseeing client's interests. **About the Compliance Manager** **Role**: You will be tasked to ensure compliance with requirements stipulated in...