Risk Specialist
4 days ago
**Details**:
**Corporate Risk and Governance**
- Develop, implement, and maintain risk management policies and procedures for the organization, ensuring compliance with industry standards
- Drive actions internally to ensure risk events are well managed and closed within reasonable timeframes.
- Produce regular reporting for Management and relevant governance rulings.
- Liaise with and guide internal and external stakeholders as required on risk-related matters.
- To maintain the risk and risk event registers in line with internal procedures.
- To undertake any other projects/ tasks as may reasonably be required to facilitate the smooth operation of the organisation.
- Work with key stakeholders across the business and risk to assist in the development and implementation of new products/projects across the organization.
- To monitor the client's and company’s Equity Portfolio risk on a real-time basis.
- To develop various risk models on Equity products.
- To develop internal policies and risk policies to safeguard the clients and company funds.
- Coordinate with IT, Risk and Compliance and relevant teams to resolve incidents and critical issues.
- To coordinate and manage the company’s Business Continuity Plan (BCP).
- Stronghold on regulatory circulars (SC, BURSA). To keep up-to-date on all the relevant circulars on a timely basis, generate reports, develop feedback, and make suggestions to management.
**IT Risk**
- To strengthen Risk Management controls related to Information Technology. Technology Risk is defined as any potential adverse outcome, damage, loss, disruption, violation, irregularity or failure arising from the use of or reliance on computer hardware, software, electronic devices, online networks and telecommunications systems.
- Assess effectiveness and efficiency of technology internal controls in accordance with regulatory expectations and best practices i.e. Risk Management in Technology (RMiT), Information Security, Data Security, Network Security & Cyber Security best practice (NIST framework).
- Independently perform technology risk assessment, control identification and risks mitigation in line with best practices within the Stockbroking and Fintech industry.
- To evaluate the performance of Third
- party vendors’ systems.
- To analyze, close gaps and mitigate the risk of financial loss.
- To support the Domestic/potential Foreign Trading market for Risk matters.
**Requirement**:
- More than 5 years of working experience in risk management, internal controls or a related field, preferably within the stockbroking industry.
- Familiar with regulatory frameworks and compliance requirements related to the industry.
- Strong analytical and problem-solving skills, with the ability to assess complex situations and recommend effective solutions.
- Excellent communication skills to interact with internal stakeholders, external auditors, and regulatory bodies.
- Ability to anticipate potential risks and develop proactive strategies to mitigate them.
- Understanding of e-stockbroking technology and its implications on risk and control measures.
Pay: RM10,000.00 - RM20,000.00 per month
Schedule:
- Monday to Friday
Application Question(s):
- More than 5 years of working experience in risk management, internal controls or a related field, preferably within the stockbroking industry?
- Familiar with regulatory frameworks and compliance requirements related to the industry?
- someone within the stockbroking industry or fintech industry? are you?
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