Compliance Market Surveillance Officer

7 days ago


Bangsar South, Malaysia Trunk Consulting Sdn Bhd Full time

**Main purpose of the role**:
**Responsibilities**:
1. Conduct reviews of the sales and advisory processes to ensure compliance with relevant regulations and internal policies.

2. Perform data extractions and analysis.

3. Review fact-find documentation and ensure accuracy, completeness, and alignment with regulatory standards.

5. Identify and document discrepancies, inconsistencies, or non-compliance issues uncovered.

6. Prepare detailed reports summarizing review findings and provide actionable recommendations for improvement.

7. Work collaboratively within cross functions to address identified issues and implement corrective measures.

8. Ensure all reviews are completed within stipulated deadlines while maintaining high standards of quality.

9. Keep updated on relevant regulatory requirements and industry best practices to ensure audit procedures remain compliant.

10. Assist in the development and refinement of monitoring tools, checklists, and methodologies for enhanced efficiency.

Maintain confidentiality and integrity in handling sensitive information related to sales processes and client interactions.

**Requirements**:

- Degree or Diploma in any discipline
- Being ethical and work with integrity
- Prior experience with insurance will be an added advantage
- Effective time management and ability to meet deadlines
- Ability to work under pressure
- Good communications skills
- Collaborative and team-oriented mindset
- Proficient in Mandarin and English (speaking, reading, and writing) for daily work-related communication.

**Qualifications**:

- Experience in operational framework with proven experience of process execution
- Certifications in compliance or related fields are an advantage
- Strong understanding of regulatory requirements

职位类型:全职

薪资: RM3,500.00至RM5,000.00(每月 )

Work Location: 现场办公


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