Ib Compl Officer

7 days ago

Kuala Lumpur, Malaysia RHB Banking Group Full time

Description

**Primary Objective**:
Facilitate and manage compliance requirements for RHB Investment Bank's ('
**RHBIB**') Capital Markets activities and operations.

**Key Responsibilities**:
Key Individual Accountabilities
- To assist Section Head, CMS in establishing, maintaining and monitoring compliance standards and framework of RHBIB's Capital Markets operations to manage compliance risks.
- To assist Section Head, CMS in preparing timely and accurate compliance and non-compliance report to the Head, Group IB Compliance for further action.
- To assist Section Head, CMS in identifying and implementing compliance solution to address non-compliance issues relating to Capital Market's activities.
- To assist Section Head, CMS in reviewing Capital Markets transactions.
- To assist Section Head, CMS to effectively disseminate new or changes of rules, regulation or compliance issues.
- To assist Section Head, CMS in providing direction, coaching, guidance, motivation, support, training and feedback to the team member to ensure effective implementation of compliance objective.
- Display teamwork and work closely with other senior management personnel at all times.
- To assist Section Head, CMS in liaising with regulators to understand their expectation and for guidance.

Key Shared Accountabilities
- Business Divisions - Work closely with Debt Capital Markets, Corporate Finance, Mergers & Acquisition, Islamic Capital Markets, Equity Capital Markets, Large Cap CIBS, Mid Cap CIBS, GLCs, Derivative & Structured Products, Private Equity, Islamic Capital Markets to seek overall input on the recommendation measures implemented by Compliance for RHBIB to ensure effective internal control to minimise the risk of non-compliance.
- Work closely with Group Secretariat, Group Legal and Group Internal Audit on non-compliance issues.

**Requirements**:
**Requirements**:
Bachelor Degree - Bachelor or Master's Degree or Professional Qualification in the relevant discipline..
- N/A

Minimum 1 year compliance experience in the financial services industryGood understanding on Capital Markets transactions.

In-depth knowledge of latest rules and regulations on Capital Markets.

Strong communication and inter-personal skills.

**Benefits**:
Dental, Education support, Miscellaneous allowance, Medical, Loans, Sports (e.g. Gym), Parking, Vision, Regular hours, Mondays - Fridays, Casual Business Wear, Performance Based Rewards

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