Ib Compl Officer, Capmktsuperv

7 days ago

Kuala Lumpur, Malaysia RHB Banking Group Full time

Description

**Primary Objective**:
Facilitate and assist the Section Head of Capital Markets Supervision ('
**Section Head of CMS**') to manage compliance requirements for RHB Investment Bank's ('
**RHBIB**') Capital Markets activities and operations.

**Key Responsibilities**:
Key Individual Accountabilities
- Assist Section Headto establish, maintain and monitor compliance standards and framework of RHBIB's Capital Markets' businesses and operations to manage compliance risks.
- Assist Section Headto accurately and timely report any non-compliance to the Head of IB Compliance for further action.
- Assist Section Headto identify and implement compliance solutions to address non-compliance issues relating to Capital Market's activities.
- Assist Section Headfor effective dissemination of new or changes of rules, regulation or compliance issues.
- Assist Section Headto provide direction, coaching, guidance, motivation, support, training and feedback to the team member to ensure effective implementation of compliance objectives.
- Display teamwork and work closely with other Senior Management personnel at all times.
- Assist Section Headto liaise with regulators to understand their expectation and for guidance.

Key Shared Accountabilities
- Business Departments/Divisions of RHBIB - Work closely with Debt Capital Markets, Corporate Finance, Mergers & Acquisitions, Equity Capital Markets, Research, Client Coverage Private Sector and GLC & Public Sector to seek overall input on the measures implemented by IB Compliance for RHBIB to ensure effective internal controls are in order to minimize the risk of non-compliance.
- Work closely with Group Secretariat, Group Legal and Group Internal Audit on any non-compliance issues.

**Requirements**:
**Requirements**:
Bachelor Degree - Bachelor or Master's Degree or Professional Qualification in the relevant discipline..
- N/A

Minimum 1 year compliance experience in a large and complex organization in the financial services industry.
- Good understanding on Capital Markets transactions
- In-depth knowledge of latest rules and regulations on Capital Markets.
- Strong communication and inter-personal skills.

**Benefits**:
Dental, Education support, Miscellaneous allowance, Medical, Loans, Sports (e.g. Gym), Parking, Vision, Regular hours, Mondays - Fridays, Casual Business Wear, Performance Based Rewards

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