Avp, Regulatory Advisory

2 days ago

Kuala Lumpur, Malaysia OCBC Bank Full time

**AVP, Regulatory Advisory** **-** **(**240001NB**)**
- Perform Chats Surveillance Function
- Maintain vigilance over developments in the local regulatory environment to proactively manage the potential regulatory risk exposure of affected divisions/departments
- Advise business/support units on compliance laws, rules and standards, including keeping them informed of the developments in this area
- Educate staff on regulatory compliance issues and acting as point of contact for regulatory compliance queries from staff
- Perform gap analysis on new/revised guidelines issued by regulators and follow up on action plans
- Discuss and resolve with regulators on regulatory issues and areas requiring clarifications
- Develop solutions to address specific challenges faced by the Bank in regulatory compliance matters including impact assessments
- Keeping abreast of developing legislation
- Provide training on regulations
- To relief the compliance officers from the RCU team from time to time, when required.

**Qualifications**
- Proven experience of at least 8 years in legal, compliance, regulatory or consulting work preferably in the financial services industry.
- Degree from a recognized university or professional qualification in law, accounting or related field
- Excellent analytical and problem solving skills
- Good written and verbal communication, and presentation skills
- Self-starter who is able to prioritise and manage multiple work streams
- Researching and writing policies and position papers on targeted technical issues
- Prior working experience as Compliance Officer, External Auditor or Internal Auditor in the financial services industry is a definite advantage

**Primary Location**: Malaysia-Kuala Lumpur-Kuala Lumpur

**Job**: Regulatory Compliance

**Organization**: MAL COM - Regulatory Compliance Department

**Schedule**: Permanent

**Job Posting**: 05-Nov-2024, 8:36:55 PM

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