Compliance Assistant Manager

1 day ago


Kuala Lumpur, Kuala Lumpur, Malaysia Raffcomm Sdn Bhd Full time 30,000 - 70,000 per year

Key Responsibilities

Service Operations Management

  • Lead and manage the Service Operations Unit, providing day-to-day oversight, strategic direction, and operational support to ensure efficient service delivery.
  • Oversee digital certification services, including processes for certificate application, issuance, renewal, and revocation.
  • Ensure proper audit trails for authentication and verification, and monitor/report any suspicious or potentially fraudulent activities.
  • Promote awareness of the purpose and importance of digital certification within the organization and to external audiences.

Compliance Governance & Policies

  • Develop, review, and update compliance policies, SOPs, and frameworks.
  • Conduct regular audits, risk assessments, and compliance reviews.
  • Recommend corrective actions for identified non-compliance issues and track implementation.

Strategic Development & Leadership

  • Contribute to the development and implementation of policies, standards, and methodologies to enhance service quality and operational efficiency.
  • Provide training, coaching, and continuous development opportunities for team members to ensure skills remain current and aligned with company goals.
  • Manage team performance to meet objectives, ensuring high service standards and compliance with company policies.
  • Perform additional duties or tasks as assigned by the superior.

SSL Business Management

  • Lead the design and execution of product strategies for SSL services, focusing on customer acquisition, retention, cost efficiency, and timely delivery of high-quality offerings.
  • Identify new market opportunities and leverage organizational strengths to support business expansion.
  • Assess existing and potential market challenges and recommend innovative solutions to meet evolving customer needs.

Certificate Services & Operations

  • Oversee the daily operations, workload management, and performance of teams responsible for certificate services.
  • Manage certificate lifecycle activities, including approval, issuance, renewal, and revocation.
  • Oversee packaging, delivery, and inventory management of certificate-related materials.
  • Maintain strong audit trails to support validation and verification requirements.
  • Escalate technical issues to relevant support teams when necessary.
  • Manage customer complaints and troubleshoot issues to ensure timely and efficient resolutions.
  • Provide guidance to customers on digital certificate services and lifecycle management.
  • Prepare weekly operational reports, including service performance, usage, and application monitoring.

Document Control

  • Manage document control and records management processes, ensuring accurate cataloging and secure storage of technical documents, reports, and related materials.
  • Ensure timely and accurate updates of IT-related documents and confirm distribution to the appropriate personnel.
  • Collaborate with managers and project leaders to ensure availability of the latest approved document versions.
  • Archive obsolete documents in accordance with company policies.
Other Responsibilities
  • Uphold confidentiality, integrity, and security in all tasks.
  • Continuously update knowledge of company products and services.
  • Support management of client relationships and assigned projects.


  • Kuala Lumpur, Kuala Lumpur, Malaysia Chubb Full time 120,000 - 240,000 per year

    Job DescriptionKey Duties and Responsibilities :-Regulatory ComplianceTo develop, establish and/or maintain an effective and broad-based compliance assurance program designed to establish compliance standards and to monitor, detect and prevent compliance deficiencies including recommending corrective actions when necessary to fully meet compliance...

  • Manager, Compliance

    2 days ago


    Kuala Lumpur, Kuala Lumpur, Malaysia Hong Leong Asset Management Bhd Full time 100,000 - 120,000 per year

    Job ResponsibilitiesAssist the Head of Compliance ("HOC") to provide continuous training to Compliance staff and business units on compliance related matters;Assist the HOC to prepare compliance reports for both internal and external reporting;Assist the HOC to manage effective management of the Company's compliance risk and the Company's Compliance Policy...


  • Kuala Lumpur, Kuala Lumpur, Malaysia AFFIN Group Full time 60,000 - 120,000 per year

    Create your future with Affin You too can make a difference.Join us at AFFIN, where the open minds meet and be inspired by a shared commitment to great work. Here, you don't just stay at the forefront of the industry – you can make a difference too.Position ObjectiveTo ensure the activities and business of Affin Bank Bhd (ABB) and Affin Islamic Bank Bhd...


  • Kuala Lumpur, Kuala Lumpur, Malaysia HLB Full time 60,000 - 120,000 per year

    If you are looking to excel and make a difference, take a closer look at us…Job Summary:Incumbent is responsible to independently review the Banking Group's existing processes and to provide advisory and solutions to ensure compliance to regulatory requirements.The objective is to provide the Bank's Board of Directors and management on the Bank's...


  • Kuala Lumpur, Kuala Lumpur, Malaysia PeopleLAKE Group Full time 90,000 - 120,000 per year

    About The ClientA leading and innovative digital payments company seeking a skilled and proactive compliance professional to join the team asAssistant Manager, Financial Crime Compliance (FCC) SurveillanceRole SummarySeeking a dynamic and diligent Assistant Manager to join the Financial Crime Compliance (FCC) team. In this role, you will be a key player in...

  • Compliance Manager

    1 day ago


    Kuala Lumpur, Kuala Lumpur, Malaysia Capital Dynamics Asset Management Sdn Bhd Full time 80,000 - 120,000 per year

    As Compliance Manager, the scope of work and responsibilities will cover the compliance and regulatory needs of our fund management operations in Kuala Lumpur, Singapore, Sydney and Hong Kong.You will be responsible for establishing and managing the compliance needs of Capital Dynamics. This will include :Establishing and implementing Compliance Programs,...


  • Kuala Lumpur, Kuala Lumpur, Malaysia Hong Leong MSIG Takaful Berhad Full time $60,000 - $120,000 per year

    Conduct Reviews:Perform ECDD reviews for High Risk Customer and Internal Suspicious Transaction Reports.Evaluate transactions recorded in the Weekly AML/CFT Exception Report, ensuring compliance with established protocols.Establish mechanisms for continuous monitoring of AML/CFT/CPF and TFS compliance within business units.Reporting and Collaboration:Law...


  • Kuala Lumpur, Kuala Lumpur, Malaysia Prudential Plc Full time 60,000 - 120,000 per year

    Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our...


  • Kuala Lumpur, Kuala Lumpur, Malaysia Hong Leong Group Full time 90,000 - 120,000 per year

    Job SummaryThe Manager, Legal and Compliance is responsible for providing legal advice, managing contract processes, and supporting legal oversight across the company and Group entities. Oversees the compliance framework, ensures adherence to regulatory requirements, and drives implementation of compliance policies including ABC and PDPA. Works closely with...


  • Kuala Lumpur, Kuala Lumpur, Malaysia RGP Asia Pacific Full time 120,000 - 240,000 per year

    Regulatory Compliance Manager (Contract – Global Payments Industry)Location:Kuala Lumpur, MalaysiaEmployment Type:Full-Time | Contract (12 months, renewable)About the OpportunityA global payments company has engaged our consulting firm to provideRegulatory Compliance supportacross the Asia-Pacific region. This is acontract opportunityfor an experienced...