Compliance Officer

2 days ago

Greater Kuala Lumpur, Malaysia Labuan Reinsurance (L) Ltd - Official Page Full time 90,000 - 120,000 per year

Position : Deputy Manager, Compliance

1. Compliance

  • Maintain and update the Company's Compliance Manual, ensuring all staff follow its policies and procedures.
  • Develop, implement, and monitor compliance policies to meet regulatory and legal requirements.
  • Conduct regular compliance reviews and report findings to the Head of Risk Management and Compliance, Management, and the Board.
  • Identify and recommend improvements to the compliance framework.
  • Advise Management and staff on compliance issues and ensure proper action on any breaches.
  • Act as a reference point for compliance matters, ensuring new initiatives comply with Labuan's laws and regulations.
  • Serve as the Anti-Money Laundering (AML) Compliance Officer, overseeing AML/CFT procedures and controls.
  • Manage and update the Anti-Bribery and Corruption (ABC) program.

2. Training & Awareness

  • Attend relevant compliance and regulatory training at least once a year.
  • Ensure all Directors, Management, and staff understand applicable laws and regulations.
  • Conduct internal training and awareness sessions on compliance matters.

3. Reporting

  • Ensure timely submission of reports required by the Financial Services Authority (FSA).
  • Prepare and submit regular compliance status reports to Management, the Risk Committee, and the Board.
  • Monitor and report any material non-compliance to Labuan FSA with corrective action plans.
  • Prepare the Annual Compliance Report summarizing key compliance issues for the year.
  • Prepare the Annual Compliance Plan outlining key compliance initiatives for the coming year.

4. People Management

  • Support the Head of Risk Management and Compliance in managing daily department operations to ensure efficient delivery of tasks and adherence to SLAs.

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