Compliance Officer

7 days ago

Kuala Lumpur, Malaysia Axi Full time

**Who we are.**

Axi is a leading global provider of margin and deliverable Foreign Exchange, Contracts for Difference (CFDs), and Financial Spread betting. Our business has evolved into a world-class, multifaceted brokerage with offices in six regions. With heavy investment in the latest trading technology, Axi seeks to offer the most comprehensive end-to-end trading experience available, servicing traders of all levels from beginners to institutional-level clients.

**Your EDGE assignment/You will**:
The Compliance Officer is responsible for supporting compliance operations, ensuring adherence to regulatory requirements, and assisting with monitoring, reporting, and oversight activities. This role plays a key part in maintaining compliance standards across various functions and jurisdictions.

- Administer the Compliance learning management system
- Review SVG complaint responses.
- Draft responses to SVG business enquiries.
- Handle global call and chat monitoring.
- Handle global partner monitoring.
- Prepare reports on global call and chat monitoring.
- Prepare reports on global partner monitoring.
- Support the global compliance team in reviewing policies and procedures.
- Review SVG marketing materials for compliance approval.
- Support the re-KYC project.
- Assist in executing the global Compliance Plan.
- Conduct global AML monitoring.
- Oversee onboarding processes to ensure compliance.
- Perform DDO, TMD, and CD analysis.
- Oversee best execution practices.
- Generate compliance reports.

**Are You the One?**:

- 3+ years of experience in compliance, risk management, or regulatory roles.
- Strong understanding of AML, KYC, and regulatory frameworks.
- Experience in monitoring, reporting, and ensuring compliance standards.
- Excellent analytical skills with attention to detail.
- Ability to review and approve marketing materials for compliance.
- Strong communication and stakeholder management skills.
- Experience working in financial services, fintech, or a regulated environment is a plus.

**Axi's bag of delights**

- Competitive and attractive compensation.
- Extensive learning opportunities, such as professional training and certifications and soft skills development.
- 21 annual leave days per year.
- Health Insurance

**Axi's interview journey**

- Talent Acquisition Interview (45 minutes)
- Interview with Compliance Manager (1 hour)
- Final interview with Global Head of Compliance (1hour)

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