BRCM Officer, Securities

2 weeks ago

Menara Affin TRX, Malaysia AFFIN BANK Full time 60,000 - 120,000 per year
Create your future with Affin ​​You too can make a difference.

Join us at AFFIN, where the open minds meet and be inspired by a shared commitment to great work. Here, you don't just stay at the forefront of the industry – you can make a difference too.

JOB PURPOSE

To support BRCM in managing both compliance and operational risk activities within Securities.

KEY RESPONSIBILITIES

  • To escalate requests from Regulators to the BUs for information or responses to consultations etc and monitor responses are obtained prior to deadline.

  • Assist in the review and assessment of compliance risk activities. Assist in the implementation and monitoring of operational risk management activities.

  • Assist in the implementation of business continuity management activities within the timeframe and in accordance with the Group's Business Continuity Management Policy.

  • Monitor compliance risk activities and validate status of compliance to regulations. Review of regulatory reports such as SCEL, CSAR, CDDM etc prior to submission to Compliance Department etc.

  • Review and update templates, forms and SOPs. Coordinate on audit matters and submissions to authorities. Prepare, review, and validate the accuracy of all operational risk and compliance submissions and ensure timeliness.

  • Serve as the primary liaison with Group Operational Risk Management and Group Compliance to ensure alignment on risk and compliance matters.

  • Ensure full adherence to Group policies, manuals, and procedural guidelines issued by Group Operational Risk Management and Group Compliance. Promptly escalate all operational risk and compliance issues to BRCM and other relevant stakeholders, as appropriate.

  • Coordinate and support the delivery of periodic training sessions in collaboration with DRCO and ORC.

  • Champion the development of a strong risk and compliance culture by fostering awareness and accountability across the organization. Oversee the preparation, review, and validation of all operational risk and compliance submissions to ensure accuracy, completeness, and timely submission.

  • Ad-hoc duties as required from time to time.

SKILLS/REQUIREMENTS

Qualifications and Experience

  • Bachelor's degree in a related field or professional qualification

  • 5 years of experience in related field of compliance, risk, audit and project management

Skills and Knowledge

  • Excellent interpersonal, written and oral communication skills

  • Excellent stakeholders' management

  • Good understanding of various products/services and relevant regulatory rules and regulations

  • Well informed on the corporate and economic developments

  • Good analytics skills

  • Good administrative skills (familiarity with Microsoft Outlook, Teams apps)

  • Manager, Group Operational Risk Management

    2 days ago

    Menara Affin, TRX, Malaysia AFFIN BANK Full time 90,000 - 120,000 per year

    Create the future with Affin ​​You too can make a difference.We continuously innovate to transform our financial services landscape - making banking better and easier. Join us at AFFIN, where the open minds meet and be inspired by a shared commitment to great work. You too can make a difference. JOB PURPOSEEnsure compliance with standards related to...

  • Manager, AML Review

    2 days ago

    Menara Affin, TRX, Malaysia AFFIN BANK Full time 30,000 - 50,000 per year

    Create the future with Affin ​​You too can make a difference.We continuously innovate to transform our financial services landscape - making banking better and easier. Join us at AFFIN, where the open minds meet and be inspired by a shared commitment to great work. Here, you don't just stay at the forefront of the industry – you can make a difference...

  • Associate, Client Services

    2 days ago

    Menara Affin, TRX, Malaysia AFFIN BANK Full time 30,000 - 50,000 per year

    Create your future with Affin ​​You too can make a difference.Join us at AFFIN, where the open minds meet and be inspired by a shared commitment to great work. Here, you don't just stay at the forefront of the industry – you can make a difference too.JOB PURPOSETo support the Relationship Manager in Corporate Banking Division on administration task and...

  • Head of Branch, Kota Kinabalu

    2 days ago

    Menara Affin, TRX, Malaysia AFFIN BANK Full time 80,000 - 120,000 per year

    Create your future with Affin ​​You too can make a difference.Join us at AFFIN, where the open minds meet and be inspired by a shared commitment to great work. Here, you don't just stay at the forefront of the industry – you can make a difference too.Marketing, Business Development and CollaborationRecruit new performing CDR and MR within the work...

  • Vice President, Corporate Finance

    2 days ago

    Menara Affin, TRX, Malaysia AFFIN BANK Full time 1,200,000 - 2,000,000 per year

    Create the future with Affin ​​You too can make a difference.We continuously innovate to transform our financial services landscape - making banking better and easier. Join us at AFFIN, where the open minds meet and be inspired by a shared commitment to great work. You too can make a difference.JOB PURPOSEAssist in the evaluation of corporate proposals...

  • Head, Business Partner

    2 weeks ago

    Menara Affin, TRX, Malaysia AFFIN BANK Full time 120,000 - 200,000 per year

    Create your future with Affin ​​You too can make a difference.Join us at AFFIN, where the open minds meet and be inspired by a shared commitment to great work. Here, you don't just stay at the forefront of the industry – you can make a difference too.Job PurposeThis role is responsible to manage processes and controls established for the purposes of...

  • CFS, Secured Collection Officer

    2 days ago

    OCBC Malaysia, Menara GE OCBC Bank Full time 60,000 - 90,000 per year

    WHO WE ARE:As Singapore's longest established bank, we have been dedicated to enabling individuals and businesses to achieve their aspirations since 1932. How? By taking the time to truly understand people. From there, we provide support, services, solutions, and career paths that meet their individual needs and desires. Today, we're on a journey of...

  • Senior Manager, Finance Data Governance Operations

    2 days ago

    PSA | Kuala Lumpur - Menara Prudential @ TRX F, Malaysia Prudential Full time 140,000 - 160,000 per year

    Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our...

  • IT Project Management Office

    2 days ago

    OCBC Malaysia, Menara GE OCBC Full time $80,000 - $120,000 per year

    WHO WE ARE:As Singapore's longest established bank, we have been dedicated to enabling individuals and businesses to achieve their aspirations since 1932. How? By taking the time to truly understand people. From there, we provide support, services, solutions, and career paths that meet their individual needs and desires. Today, we're on a journey of...

  • Senior Manager

    2 days ago

    EIB | Kuala Lumpur - Menara Prudential /F (TRX), Malaysia Eastspring Full time 80,000 - 120,000 per year

    Eastspring is a global asset manager with Asia at its core. We create a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career ambitions. We pledge to make...