Senior Analyst, Regulatory

Found in: beBee S MY - 1 month ago

Cyberjaya, Malaysia Royal Bank of Canada Full time

Job Summary

Job Description

What is the opportunity?

A Senior Analyst is responsible to ensure compliance with Trade and Transaction Reporting regulations across multiple asset classes, performs Key controls to ensure trade data is kept in sync across systems.

The role works closely with several areas of the firm including various businesses, compliance, legal and technology.

The role is part of the Regulatory Services team within Business and Client Services to perform regulatory reporting control reviews and control process that touch across all asset classes. Specific responsibility related to the control process for the Transaction / Regulatory Reporting function within Regulatory Services. Partner across BCS, IT and associated business functions representing BCS needs and requirements. The position requires a deep understanding of BCS business processes and controls and in particular definition of their needs around reporting obligations.

Region : UK

Working hours 11AM â 8PM

What will you do?

  • To ensure all daily tasks / controls are completed in line with the departmental PRIMA maps and procedures.

  • To continue to develop product / market knowledge to ensure daily processes are appropriate to reduce operational risks.

  • To escalate any unusual behaviour as well as any processing issues to the Team Manager or above in a timely manner following the Operations Escalation Policy.

  • To understand and know how to locate central RBC policies.

  • To ensure PRIMA maps and procedures are up to date and follow RBC Policies.

  • To investigate any processing issues and recommend a course of action to the Team Manager. Once approved,assist in the execution of the proposed change.

  • To support colleagues during busy periods by sharing workloads as applicable.

  • To provide best in class client services to both internal and external clients by ensuring their queries are responded to within agreed timeframes

  • To adhere to mandatory training requirements in Talentlink and take a proactive approach to suggesting appropriate additional training as required for the role

  • Responsible for ensuring all regulatory obligations are met by the required deadlines and ensure exceptions are followed through to resolution.

  • Responsible for completeness and accuracy of assigned regulatory reporting within the team

  • Responsible for ensuring key controls and tasks are completed on a daily/weekly/monthly basis.

  • As a more experienced member of the team, assist colleagues with any day to day issues.

  • This role may have approval / 4 eye checking responsibility.

  • Great care and attention to detail is expected.

What do you need to succeed?

Must-have

  • MBA/University Degree and/or relevant professional training.

  • Minimum 3-5  years of operations experiences.

  • Good knowledge of Trade and Transaction reporting is preferred.

  • Good knowledge of MIFID, EMIR and SFTR Regulations would be preferred but not essential. The ability to perform analysis of business processes and implement change as appropriate. Must possess a high degree of PC literacy and experience.

  • Self-motivated and able to work under pressure in a dynamic and fast paced environment.

  • Good communication skills both written and verbal (English) required due regional support structure.

  • Strong Excel skills and Python knowledge.

Nice-to-have

  • Teamwork, cooperation and collaboration

  • Organizational skills

  • Analytical skills and high attention to detail

  • Flexible and adaptable to different work related situations

  • Ability to work well under pressure and within timelines while demonstrating calm, logical approach to the situation.

Whatâs in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

  • A comprehensive Total Rewards Program including performance based bonuses, flexible benefits, and competitive compensation.

  • Leaders who support your development through coaching and managing opportunities.

  • A world-class training program in financial services.

  • A collaborative dynamic culture where personal initiative and hard work are recognized and rewarded.

Job Skills

Active Learning, Adaptability, Business Appraisals, Critical Thinking, Customer Service, Decision Making, Effectiveness Measurement, Operational Delivery, Process Improvements

Additional Job Details

Address:

PERSIARAN APEC:CYBERJAYA

City:

Cyberjaya

Country:

Malaysia

Work hours/week:

40

Employment Type:

Full time

Platform:

Capital Markets

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2024-02-26

Application Deadline:

2024-03-14

Inclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
âââââââ
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

Join our Talent Community

Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.

  • Analyst, Regulatory Compliance Management

    Found in: beBee S MY - 4 weeks ago

    Cyberjaya, Malaysia Royal Bank of Canada Full time

    Job SummaryThe Analyst, Regulatory Compliance Management (“RCM”) will provide support in managing the day-to-day maintenance of the Regulatory Content Library, supporting regional stakeholders and administrator for the Regulatory Content Process. The Analyst, RCM, will report into the Manager, Regulatory Compliance Management.In addition, this role...

  • Analyst, Regulatory Compliance Management

    Found in: Talent MY C2 - 2 weeks ago

    Cyberjaya, Malaysia Royal Bank of Canada Full time

    Job SummaryThe Analyst, Regulatory Compliance Management (“RCM”) will provide support in managing the day-to-day maintenance of the Regulatory Content Library, supporting regional stakeholders and administrator for the Regulatory Content Process. The Analyst, RCM, will report into the Manager, Regulatory Compliance Management.In addition, this role is...

  • Analyst, Regulatory Compliance Management

    Found in: Talent MY C2 - 2 weeks ago

    Cyberjaya, Malaysia RBC Full time

    Description Supporting the Regulatory Content & Change team, by ensuring the regulatory library/database that the RCM team oversees for RBC is maintained Supporting the Regulatory Content update process from end-to-end, including administering validation procedures on periodic basis before and after loading into RegComp, engaging in dialogue with...

  • Senior Threat Detection Analyst 1

    Found in: Talent MY C2 - 2 weeks ago

    Cyberjaya, Malaysia Experian Full time

    Job Description The Senior Threat Detection Analyst I will be responsible for monitoring the alert stream, conducting the initial assessment and information gathering on security incidents, leveraging various analytical tools, and triage and escalation of security incidents to the next level if applicable. These individuals also work closely with a...

  • Business Analyst

    4 days ago

    Cyberjaya, Malaysia APPING TECHNOLOGY SDN BHD Full time

    **Responsibilities**: 1. Requirements Gathering and Analysis: - Conduct thorough analysis of business processes, translating findings into clear and actionable specifications. 2. Stakeholder Collaboration and Engagement: - Establish and maintain effective communication channels with clients, internal teams, and project managers to ensure alignment with...

  • Compliance Analyst

    3 days ago

    Cyberjaya, Malaysia Deriv.com Full time

    As a Compliance Analyst at Deriv, you will ensure our business partnerships adhere to laws, regulations, and industry standards. The role will require you to collaborate across teams, assess diligently, and provide valuable insights to uphold our commitment to ethical business. Your AML and KYC expertise will guide our operations towards compliance and help...

  • Senior Analyst, Business Surveillance

    Found in: Talent MY C2 - 2 weeks ago

    Cyberjaya, Malaysia Royal Bank of Canada Full time

    Come Work with Us!At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that...

  • Etd Clearing

    4 days ago

    Cyberjaya, Malaysia Royal Bank of Canada Full time

    **Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

  • Etd Clearing

    5 days ago

    Cyberjaya, Malaysia Royal Bank of Canada Full time

    **Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

  • Business Analyst

    3 days ago

    Cyberjaya, Malaysia New York Global Consultants Full time

    As a Business Analyst, you'll play a pivotal role in bridging the gap between business needs and technical solutions within the dynamic landscape of the Life Insurance Industry. You will collaborate with various stakeholders, including vendors, systems owners, and program teams, to design and implement innovative solutions tailored to meet our business...

  • Senior Administrator, Global Security Pricing

    Found in: Talent MY C2 - 2 weeks ago

    Cyberjaya, Malaysia CACEIS Full time

    Description du poste CACEIS was set up in Cyberjaya, Malaysia in July 2023 with approximately 1,000 employees, with the acquisition of RBC investor Services European business and Malaysia centre of excellence. As a Senior Fund Accountant, you work within a professional team that collectively ensures client satisfaction, by producing accurate fund...

  • Senior Securities Data Analyst

    Found in: beBee jobs MY - 2 weeks ago

    Cyberjaya, Selangor, Malaysia Royal Bank of Canada Full time

    Job SummaryJob DescriptionJob Description Summary:The Securities Data Services (SDS) group within RBC's Reference Data Service's group is responsible for the management of the organization's securities reference data repositories. As a Data Analyst you will assist with providing reusable, authoritative, timely, comprehensive, and consistent securities...

  • Information Security Analyst

    4 days ago

    Cyberjaya, Malaysia Advanced Micro Devices, Inc. Full time

    Back **Information Security Analyst**: - Cyberjaya, Malaysia - Information Technology - 39695 mail_outline Get future jobs matching this search *** **Job Description**: **WHAT YOU DO AT AMD CHANGES EVERYTHING** - We care deeply about transforming lives with AMD technology to enrich our industry, our communities, and the world. Our mission is to build...

  • Senior Securities Data Analyst

    Found in: beBee S MY - 2 weeks ago

    Cyberjaya, Malaysia Royal Bank of Canada Full time

    Job SummaryJob DescriptionJob Description Summary:The Securities Data Services (SDS) group within RBC's Reference Data Service’s group is responsible for the management of the organization's securities reference data repositories. As a Data Analyst you will assist with providing reusable, authoritative, timely, comprehensive, and consistent securities...

  • Supervisor, Fund Accounting

    Found in: Talent MY C2 - 2 weeks ago

    Cyberjaya, Malaysia CACEIS Full time

    Description du poste The Supervisor will be reporting to the Senior Manager and will be responsible for the accuracy and delivery of the Financial Statements and Regulatory Submissions, as well as to ensure that all procedure are followed by the Fund Accountants. Region: APAC Working hours: 9:00AM 6:00PM

  • Senior Analyst, Business Surveillance

    Found in: Talent MY C2 - 2 weeks ago

    Cyberjaya, Malaysia RBC Full time

    Job Description What is the opportunity? Our client is a specialist provider of asset services, custody, payments and treasury services. Founded in 1864, they are the 10th largest bank worldwide and the 5th in North America, as measured by market capitalization. They are among a small group of highly rated global banks and are recognized time and...

  • Senior Oracle Finance Consultant

    Found in: Talent MY C2 - 2 weeks ago

    Cyberjaya, Malaysia Experian Full time

    Job Description The Senior Oracle Applications Techno-functional consultant is primarily responsible for the design and development of technical/ configuration solutions for all Change Requests across Global Corporate Systems & Services (GCSS) for Oracle Financials modules. He/ She should ensure that projects/ change requests are delivered on time, to...

  • Senior Analyst, Business Surveillance

    Found in: Talent MY C2 - 2 weeks ago

    Cyberjaya, Malaysia RBC Full time

    Description What is the opportunity? Our client is a specialist provider of asset services, custody, payments and treasury services. Founded in 1864, they are the 10th largest bank worldwide and the 5th in North America, as measured by market capitalization. They are among a small group of highly rated global banks and are recognized time and time...

  • Senior Cyber Threat Hunter

    Found in: Talent MY C2 - 2 weeks ago

    Cyberjaya, Malaysia Experian Full time

    Job Description The Experian Cyber Fusion Center (CFC) is seeking a Senior Cyber Threat Hunter to be part of a global Cyber Threat Intelligence (CTI) / Cyber Threat Hunting (CTH) team that promotes timely and actionable threat intelligence information. This is an incredible opportunity to be part of a world class organization and join a global team of...

  • IT Service Desk Analyst

    1 day ago

    Cyberjaya, Malaysia JMA Global IT Solutions Sdn. Bhd Full time

    **Key responsibilities but not limited to: - ** - Work independently with mínimal supervision to provide end-user support services. - Actively participates and executes tasks as defined in the team processes including but not limited to IT Service Management Processes such as Incident Management, Major Incident Management, Problem Management, Request...