Snr Spclst, Comp Review T1

3 weeks ago


Kuala Lumpur, Malaysia RHB Banking Group Full time

Description


Primary Objective:

To assist in providing assurance to Board and Senior Management on the Bank’s level of compliance to regulatory requirements


Key Responsibilities:
Assist in formulation of scope of review for compliance review on business/functional areas, regulatory guidelines/requirements. Assist in analyzing areas for review and develop the annual compliance review plan Adhere to annual compliance review plan Lead and conduct compliance reviews against regulatory requirements, industry practices, etc. Establish compliance review report and ensure timely submission to Section Head and Head, Compliance Assurance for review and further submission to Board and Management. Work with business units, Business Risk & Compliance Officers (BRCOs) and management to develop and monitor the closure of findings raised during compliance reviews. Perform validation on BRCOs’ health checks as and when required to ensure continuous compliance to regulatory requirements. Supervise and coach a team of reviewers to ensure completion of compliance reviews. To be a subject matter experts in critical areas (i.e. Treasury, Trade Finance, Risk Management & IT)  Provide advice to business units on compliance matters, where necessary. Conduct briefing on compliance, if required.  Other task as requested by Head, Compliance Assurance Requirements Requirements:
Bachelor Degree - .

At least with 2 - 5 years of experience in the financial industry.  Experience in Audit, Treasury, Trade Finance and Risk Management will be an added advantage Have an understanding of the compliance function in financial services industry. Good writing skills with ability to customize best practices to suit the Group’s compliance strategies. Able to work efficiently and effectively to meet tight deadlines Ability to lead a team to achieve results. Benefits

Dental, Education support, Miscellaneous allowance, Medical, Loans, Sports (e.g. Gym), Parking, Vision, Regular hours, Mondays - Fridays, Casual Business Wear, Performance Based Rewards



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