Assoc Spclst, Compliance Rw T1
9 months ago
Working Hour
- Regular Hours
- Monday - Friday- Business Area
- Compliance- Location
- Malaysia - Kuala Lumpur- Description
**Primary Objective**:
- Perform gap analysis of regulations issued by BNM (or other regulators)
- Perform periodic review for functions/ branches / business units to identify, manage, monitor, and mitigate exposure to compliance risk
- Validate health checks by BRCOs
**Key Responsibilities**:
- Assist in formulation of scope of review for compliance review on business/functional areas, Assist in formulation of checklist for compliance review on business units
- Assist in analyzing areas for review and develop the annual review plan
- Adhere to annual review plan
- Conduct compliance reviews against regulatory requirements, industry practices, etc
- Ensure the review report is submitted timely to Head, Compliance Assurance for further submission to Board and Management
- Monitor the closure of findings raised during reviews
- Perform surprise health checks as and when required to ensure continuous compliance to regulatory requirements.
- Other task as requested.
- Requirements
**Requirements:
Experience in Audit, IT, Corporate Finance and/or Risk
- Have an understanding of the compliance function in financial services industry.
- Good writing skills with ability to customize best practices to suit the Group’s compliance strategies.
- Able to work efficiently and effectively to meet tight deadlines
- Benefits
Dental, Education support, Miscellaneous allowance, Medical, Loans, Sports (e.g. Gym), Parking, Vision, Regular hours, Mondays - Fridays, Casual Business Wear, Performance Based Rewards
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