SO,Risk & Control Officer, Custody & Investment Ops
3 weeks ago
SO,Risk & Control Officer, Custody & Investment Ops
Posting Date: 27-May-2023 Location:Kuala Lumpur, Wilayah Persekutuan, MY
Company: United Overseas Bank (Malaysia) Bhd
About UOB
United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and offices.
Our history spans more than 80 years. Over this time, we have been guided by our values — Honorable, Enterprising, United and Committed. This means we always strive to do what is right, build for the future, work as one team and pursue long-term success. It is how we work, consistently, be it towards the company, our colleagues or our customers.
About the Department
Job Responsibilities
Assist the Head of Department and Team Lead of the Risk & Control Unit with the followings tasks Effectively communicate applicable rules, regulations and procedures; monitor changes in relevant regulations, assess their impact and develop appropriate responses Prepare and ensure prompt submission of reports to all pertinent parties Develop and deliver customize training programs for the department Proactively identify and mitigate financial, compliance and operational risks; analyze root causes and promptly address any identified weakness Foster a positive culture and environment where processes and controls are consistently monitored, and potential risks are swiftly escalated Routinely perform risks assessments for Custody and Investment Operations, provide recommendations and implement corrective actions plan to address discovered deficiencies Suggest initiatives to update existing internal controls and/or adopt new processes in compliance with emerging regulatory requirements, when applicable Promptly report and escalate instances of non-compliance incidences to head and relevant stakeholders Execute additional tasks as assigned by the Head of Department and Team Lead of the Risk & Control Unit Engage in projects as needed
Job Requirements
2-3 years of working experience in managing compliance or operational risks at a bank or financial institution is required The candidate is expected to have knowledge of legislative and regulatory requirements for banking and financial institutions as well as banking products Effectively communication skills, both oral and written, at all levels of the organization are necessary Possess analytical and critical thinking skills Demonstrate strong attentive to details and possess investigative nature Proactively and anticipatorily provide resolutions-
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