SO,Risk & Control Officer, Custody & Investment Ops

3 weeks ago


Kuala Lumpur, Malaysia United Overseas Bank Full time

SO,Risk & Control Officer, Custody & Investment Ops

Posting Date: 27-May-2023 Location:

Kuala Lumpur, Wilayah Persekutuan, MY

Company: United Overseas Bank (Malaysia) Bhd

About UOB

United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and offices.

Our history spans more than 80 years. Over this time, we have been guided by our values — Honorable, Enterprising, United and Committed. This means we always strive to do what is right, build for the future, work as one team and pursue long-term success. It is how we work, consistently, be it towards the company, our colleagues or our customers.

About the Department

Job Responsibilities

Assist the Head of Department and Team Lead of the Risk & Control Unit with the followings tasks Effectively communicate applicable rules, regulations and procedures; monitor changes in relevant regulations, assess their impact and develop appropriate responses Prepare and ensure prompt submission of reports to all pertinent parties Develop and deliver customize training programs for the department Proactively identify and mitigate financial, compliance and operational risks; analyze root causes and promptly address any identified weakness Foster a positive culture and environment where processes and controls are consistently monitored, and potential risks are swiftly escalated Routinely perform risks assessments for Custody and Investment Operations, provide recommendations and implement corrective actions plan to address discovered deficiencies Suggest initiatives to update existing internal controls and/or adopt new processes in compliance with emerging regulatory requirements, when applicable Promptly report and escalate instances of non-compliance incidences to head and relevant stakeholders Execute additional tasks as assigned by the Head of Department and Team Lead of the Risk & Control Unit Engage in projects as needed

Job Requirements

2-3 years of working experience in managing compliance or operational risks at a bank or financial institution is required The candidate is expected to have knowledge of legislative and regulatory requirements for banking and financial institutions as well as banking products Effectively communication skills, both oral and written, at all levels of the organization are necessary Possess analytical and critical thinking skills Demonstrate strong attentive to details and possess investigative nature Proactively and anticipatorily provide resolutions
  • Marketing Executive

    4 weeks ago


    Kuala Lumpur, Malaysia GLOBAL EHSAN RELIEF MALAYSIA Full time

    Plan and execute a marketing strategy for the organization and for new and existing products or services - Oversee the implementation of the marketing strategy - Develop a brand strategy - Set and administer an annual marketing budget - Create and manage a calendar of events - Guide the day-to-day activities of the marketing & amp, media team - Continually...

  • Contract Officer

    4 weeks ago


    Kuala Lumpur, Malaysia HSBC Full time

    -Job description **Some careers grow faster than others.** If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards...


  • Kuala Lumpur, Malaysia Standard Chartered Full time

    **Job**: Operations **Primary Location**: Asia-Malaysia-Kuala Lumpur **Schedule**: Full-time **Employee Status**: Permanent **Posting Date**: 15/May/2024, 2:09:53 AM **Unposting Date**: Ongoing **Role Responsibilities** **Job Summary** Exception Management Control Lead is responsible to ensure robust Data & Control delivery across Middle Office...


  • Kuala Lumpur, Malaysia Standard Chartered Full time

    **Job**: Operations **Primary Location**: Asia-Malaysia-Bukit Jalil KL **Schedule**: Full-time **Employee Status**: Permanent **Posting Date**: 13/May/2024, 10:22:49 PM **Unposting Date**: Ongoing **Role Responsibilities** **Strategy** Front Office Supervision Control Manager is responsible to ensure robust Control framework and governance mechanism...


  • Kuala Lumpur, Malaysia Standard Chartered Full time

    **Job**: Operations **Primary Location**: Asia-Malaysia-Bukit Jalil KL **Schedule**: Full-time **Employee Status**: Permanent **Posting Date**: 16/May/2024, 4:47:32 AM **Unposting Date**: Ongoing **The Role Responsibilities** **Strategy** Trade Validation is a responsible to ensure robust Data & Control delivery across Middle Office Controls...


  • Kuala Lumpur, Malaysia Avensys Consulting Sdn Bhd Full time

    **What will you do?** - Risk & Control Governance from BAU (include performing control testing, assess Design Effectiveness and Operational Effectiveness of FA processes) - BAU Technical and Change Support (Change Control, Enhancement Requests & Training and Competency Framework) - Management Reporting - project status / updates / departmental...


  • Kuala Lumpur, Malaysia Recruit Express Service Sdn Bhd Full time

    **Essential / Key Duties & Responsibilities**: 1. Assist in preparing and reporting investment risk matrix on a periodic basis for Eastspring Malaysia Senior management, Risk Committee, Group offices (Eastspring, Prudential Corporation Asia & Group Head Office). This includes regular risk information pack, ad-hoc risk reporting requirement either triggered...

  • Risk Officer Asia

    3 hours ago


    Kuala Lumpur, Malaysia Aon Corporation Full time

    Posting Description: **Risk Officer**: We’re hiring! We are looking for a Risk Officer to support the Australia Pacific Risk function and report into the APAC Chief Risk Officer. This position represents an exciting opportunity to help frame the risk based decisions of the APAC business. **Aon is in the business of better decisions**: At Aon, we shape...


  • Kuala Lumpur, Malaysia RHB Banking Group Full time

    Working Hour - Regular Hours - Monday - Friday- Business Area - Risk & Credit Management- Location - Malaysia - Kuala Lumpur- Description **Primary Objective**: Manage Shariah Non-Compliance Risk (SNCR) for RHB Banking Group by leveraging on the Group Risk Management Framework and Policy. Primarily, the function will assist in driving the development of...


  • Kuala Lumpur, Malaysia FNZ Full time

    This is truly a unique and exciting opportunity! Whether you’re an experienced risk professional looking for a new challenge, or an experienced Financial Services professional, looking to branch out and utilise your knowledge to help mitigate risk across our business, this could be the role for you!- As Risk Manager, you will play a pivotal role within our...


  • Kuala Lumpur, Malaysia Standard Chartered Full time

    **Job***: Financial Markets **Primary Location***: Asia-Malaysia-Bukit Jalil KL **Schedule***: Full-time **Employee Status***: Permanent **Posting Date***: 09/Aug/2023, 10:28:01 PM **Unposting Date***: Ongoing **Role Responsibilities** **Strategy** ***SCB GBS Malaysia Trade Control / Documentation hub supports more than 20 regional offices, covering...


  • Kuala Lumpur, Malaysia AIA Full time

    FIND YOUR 'BETTER' AT AIA - We don’t simply believe in being ‘The Best’. We believe in better - because there’s no limit to how far ‘better’ can take us._ - We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the life they live and the difference they make. So that together we can...

  • Controlling Analyst

    4 weeks ago


    Kuala Lumpur, Malaysia L'Oreal Full time

    The Controlling analyst is **responsible for** - Preparing SG&A trend and Capex in the system - Aligning with country stakeholders on values - Assessing risk and ops and adapt financials - Analyze actuals. Provide monthly analysis - Validate expenses in the system such as POs/ T&E. The role oversees end to end processes in the area of Controlling...

  • Investment Officer

    4 weeks ago


    Kuala Lumpur, Malaysia Australian High Commission Full time

    Australian High Commission Based: Malaysia(Federal Territory/Kuala Lumpur) Posted on 18 Mar 2024 Employment will be offered on a fixed-term contract basis for a period of three (3) years only. This is a project-based non-ongoing (non-permanent) position and the successful applicant is expected to commence as soon as possible. The Investment Officer...


  • Kuala Lumpur, Malaysia Citi Full time

    At **Citi**, we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients - whether they be consumers, corporations, governments or institutions - to help...


  • Kuala Lumpur, Malaysia Standard Chartered Full time

    **Job**: Operations **Primary Location**: Asia-Malaysia-Bukit Jalil KL **Schedule**: Full-time **Employee Status**: Permanent **Posting Date**: 13/May/2024, 10:04:02 PM **Unposting Date**: Ongoing **Role Responsibilities** Strategy* - Awareness and understanding of the Group’s business strategy and model appropriate to the role. Business - Strong...

  • Business Risk

    2 days ago


    Kuala Lumpur, Malaysia HSBC Full time

    -Job description **Some careers grow faster than others.** If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards...

  • Officer,cash Ops

    4 weeks ago


    Kuala Lumpur, Malaysia Standard Chartered Full time

    **Job***: Operations **Primary Location***: Asia-Malaysia-Bukit Jalil KL **Schedule***: Full-time **Employee Status***: Permanent **Posting Date***: 09/Aug/2023, 8:01:55 AM **Unposting Date***: Ongoing **Role Responsibilities** To perform as maker where incumbent need to assist the Manager in the daily operations to achieve service quality by meeting/...


  • Kuala Lumpur, Malaysia Control Risks Full time

    **Role Purpose** The aim of compliance-driven due diligence is to assess our clients’ actual or potential counterparties, looking for any issues that might pose a reputational or other risk to them. As part of a dedicated team (VANTAGE), the compliance due diligence researcher role involves media research, working with databases, primary documents and...

  • Security Lead

    4 weeks ago


    Kuala Lumpur, Malaysia Control Risks Full time

    Control Risks is currently looking to hire a Country Security Lead to support a global banking client and assume responsibility for the physical security of the client's offices and other commercial premises within Malaysia. - Please note that this role is scheduled to commence employment on 1st July 2024._ **Responsibilities**: - Leads and mentors a team...