Associate, Compliance, Banking

2 weeks ago

Kuala Lumpur, Kuala Lumpur, Malaysia MUFG Investor Services Full time

Company Description
MUFG Investor Services provides asset servicing solutions to the global investment management industry.

Leveraging the financial and intellectual capital of MUFG - one of the largest banks in the world with $2.8 trillion in assets - we provide clients access to a range of leading solutions from fund administration, middle-office outsourcing, custody, foreign exchange, trustee services and depository to securities lending and other banking services.

With a diverse and dynamic network of offices across the globe, MUFG Investor Services provides challenging and rewarding careers.

We achieve this by offering continuous learning and development, collaborative team work environment, promotion of work-life integration, and exposure to a wide variety of work.


Imagine your future at MUFG Investor Services where you can grow professionally, in a diverse and inclusive workplace that rewards your contribution.

LI-Hybrid

  • Review and conduct AML/KYC/PEP and Sanction Checks including the investigation of sanction alerts and adverse media.
  • Conduct High Risk payment, Relationship Management Agreement (RMA) and transaction monitoring reviews and investigate potential issues arising
  • Perform daytoday compliance activity to support the business i.e. compliance approvals, escalations, alerts
  • Assist with the Compliance Monitoring Program (CMP), carrying out testing and quality control checks as required.
  • Enhance management reporting and assist in the periodic reporting to the Chief Compliance Officer (CCO) / Head of Compliance / MLRO, the Compliance Committee, Board of Directors, Senior Management and the parent company.
  • Contribute to the development and roll out of AML/CTF/Sanctions training to the business.
  • Support regulatory data enhancement projects as they arise.
  • Assist in policy and procedure reviews as required identifying any opportunities to increase efficiency particularly through the CMP.
  • Any other adhoc projects and duties as required.

Qualifications

  • Relevant undergraduate degree or other third level qualification is preferred
  • Currently have or working towards a formal qualification in Compliance e.g. ACAMS or ACOI
  • Minimum 23 years previous experience in compliance, Client Due Diligence (CDD) / AML or similar role or;
  • Minimum 23 years previous experience in banking operations/compliance/transaction monitoring
  • Knowledge of fund administration and/or banking business.
  • Knowledge of international sanctions legislation
  • Knowledge of international sanctions regime
  • Knowledge of financial service laws, regulations and codes in home jurisdiction
  • Proficient in the use of

Microsoft Office:
Excel, Word, PowerPoint, Outlook.

  • Excellent written and verbal communication skills.

Additional Information
At MUFG Investor Services, we are exceptionally proud of our approach to Hybrid Working.

It enables the flexibility to thrive from wherever our employees work and, stay connected to their team and our culture.

When we make Hybrid Working plans, we get to know the individual and pride ourselves in underpinning all our decisions with fairness and consistency.

MUFG Investor Services provides all of its employees with an extremely attractive compensation package.

In addition to base salary, there is a group medical insurance scheme, group pension scheme, reimbursement of professional subscriptions, paid holidays and assistance towards gym memberships.

**MUFG is an equal opportunity employer.

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