Compliance Executive, Coe Hub

2 weeks ago

Kuala Lumpur, Kuala Lumpur, Malaysia Manulife Full time

We are a leading financial services provider committed to making decisions easier and lives better for our customers and colleagues around the world.

From our environmental initiatives to our community investments, we lead with values throughout our business.

To help us stand out, we help you step up, because when colleagues are healthy, respected and meaningfully challenged, we all thrive.

Discover how you can grow your career, make impact and drive real change with our Winning Team today.

Working Arrangement
Hybrid

**The opportunity
**This position is supporting the Malaysia Compliance COE function which was created as a global support role responsible for assisting the Global Wealth & Asset Management ("GWAM") Compliance Center of Expertise ("CoE") functions which provide Compliance support for GWAM Chief Compliance Officers ("CCO's") across GWAM business entities in Asia, Europe and North America.

Responsibilities:

  • Work closely with GWAM CoE Leads to implement compliance procedures and policies in accordance with GWAM Compliance global platforms and standards in support of all regulatory requirements and internal guidelines for GWAM and Manulife Investment Management.
  • Assist in preparing reports for local and overseas regulatory authorities, and other third parties including the funds' trustee, industry associations and institutional clients
  • Assist the Head of Compliance (Malaysia COE) in making recommendations for improvement of compliance policies and policies, or support process efficiency and effectiveness.
  • Performing compliance monitoring and testing as assigned
  • Assisting in compliance related projects as assigned, including transition of new workload into the CoE compliance teams. Assisting in handling queries from CoE team members and shares best practices to help building of the CoE Compliance team.

What motivates you?

  • You obsess about customers, listen, engage and act for their benefit.
  • You think big, with curiosity to discover ways to use your agile approach and enable business outcomes.
  • You thrive in teams and enjoy getting things done together.
  • You take ownership and build solutions, focusing on what matters.
  • You do what is right, work with integrity and speak up. You share your humanity, helping us build a diverse and inclusive work environment for everyone.

What we are looking for

  • Graduate of finance, accounting, business, and/or related professional qualification is an added advantage.
  • Experience in fund / asset management compliance, audit, financial intermediaries or regulator is an added advantage.
  • Knowledge of investment industry, securities laws, rules and regulations, international financial markets, and marketing guidelines.
  • Strong English written and verbal communication skills, multilingual an advantage.
  • Ability to demonstrate a high degree of initiative and a strong commitment to meeting deadlines.
  • Excellent organizational, prioritization and time management skills. Fresh graduates are encouraged to apply.

What can we offer you?

  • A competitive salary and benefits packages.
  • A growth trajectory that extends upward and outward, encouraging you to follow your passions and learn new skills.
  • A focus on growing your career path with us.
  • Flexible work policies and strong worklife balance. Professional development and leadership opportunities.

Our commitment to you

  • Valuesfirst culture
We lead with our Values every day and bring them to life together.

  • Boundless opportunity
We create opportunities to learn and grow at every stage of your career.

  • Continuous innovation
We invite you to help redefine the future of financial services.

  • Delivering the promise of Diversity, Equity and Inclusion
We foster an inclusive workplace where everyone thrives.

  • Championing Corporate Citizenship
We build a business that benefits all stakeholders and has a positive social and environmental impact.

About Manulife and John Hancock


Manulife Financial Corporation is a leading international financial services group that helps people make their decisions easier and lives better.

With our global headquarters in Toronto, Canada, we operate as Manulife across our offices in Asia, Canada, and Europe, and primarily as John Hancock in the United States.

We provide financial advice, insurance, and wealth and asset management solutions for individuals, groups and institutions.

At the end of 2022, we had more than 40,000 employees, over 116,000 agents, and thousands of distribution partners, serving over 34 million customers.

At the end of 2022, we had $1.3 trillion (US$1.0 trillion) in assets under management and administration, including total invested assets of $0.4 trillion (US $0.3 trillion), and segregated funds net assets of $0.3 trillion (US$0.3 trillion).

We trade as 'MFC' on the Toronto, New York, and the Philippine stock exchanges, and under '945' in Hong Kong.

**Manulife is an Equal Opportunity Emp

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