Compliance Officer

Key Responsibility Areas (KRAs):The Compliance Officer will primarily assist the Senior Compliance Manager, Malaysia in executing compliance functions for this company including but not limited to:Compliance Monitoring and Surveillance:Maintain and execute an ongoing compliance monitoring program, including:Conducting trade surveillance by analyzing trade...

a) Keep updating to all of regulatory and management policy. b) Ongoing monitoring in all transaction and ensure all transactions comply with AMLA/CFT Rules and Regulations. c) Report compliance review result to President Director. d) Ensure that operational of each outlet and back office comply with internal and external regulations. e) Perform review on a...

Role: IT Compliance Officer/SpecialistLocation: KL SentralDescription: The orchestration and completion of all required in-country (including HK, Macau & Taiwan) activities required for internal / external audits and compliance testing reviews.Timely completion of access recertification, user access reviews and all other in-country Identity Access Management...

**Role: IT Compliance Officer/Specialist** **Location**:KL Sentral** **Description**: - The orchestration and completion of all required in-country (including HK, Macau & Taiwan) activities required for internal / external **audits and compliance** testing reviews. - Timely completion of access recertification, user access reviews and all other in-country...

**Role: IT Compliance Officer/Specialist** **Location**:KL Sentral** **Description**: - The orchestration and completion of all required in-country (including HK, Macau & Taiwan) activities required for internal / external **audits and compliance** testing reviews. - Timely completion of access recertification, user access reviews and all other in-country...

Key Responsibility Areas (KRAs):The Compliance Officer will primarily assist the Senior Compliance Manager, Malaysia in executing compliance functions for this company including but not limited to:Compliance Monitoring and Surveillance:Maintain and execute an ongoing compliance monitoring program, including:Conducting trade surveillance by analyzing trade...

**DESCRIPTION**: - Ensure all the compliance & regulatory guidelines aspects are monitored, practiced and observed at all times. - Create awareness and acceptable level of code of conduct & adherence to the rules and guidelines. **ROLES**: - Participate in all audit assessment including monitor the compliance performance. - Emphasis monthly track reports...

**DESCRIPTION**: - Ensure all the compliance & regulatory guidelines aspects are monitored, practiced and observed at all times. - Create awareness and acceptable level of code of conduct & adherence to the rules and guidelines. **ROLES**: - Participate in all audit assessment including monitor the compliance performance. - Emphasis monthly track reports...

**What you will be doing**: - Assist in preparing regulatory reports such as Quarterly return, CRS/FATCA, Annual compliance form - Assist in designing the scope of compliance audits - Liaise with outsourced Compliance Officer and MLRO to handle ad-hoc requests from regulators **Requirements**: **What you will need**: - Bachelor's Degree or above in Law,...

**AML Compliance Officer** **-** **(**2400009E**)** - Close collaboration with business unit to conduct AML/CFT assessment at customer onboarding stage - Perform customer due diligence (CDD) and Know Your Customer (KYC) checks on new and existing customers to ensure fulfilment of AML regulatory requirements - Perform verification on documents received from...

Funding Societies | Modalku is the largest SME digital financing platform in Southeast Asia. We are licensed in Singapore, Indonesia, Thailand, and registered in Malaysia. We are backed by Sequoia India and Softbank Ventures Asia Corp amongst many others and provides business financing to small and medium-sized enterprises (SMEs), which is crowdfunded by...

Compliance Assurance Review, Compliance Posting Date: 15-May-2023 Location: Kuala Lumpur, Wilayah Persekutuan, MY Company: United Overseas Bank (Malaysia) Bhd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific,...

Compliance Testing-(2400005V) Description 1.Responsible for the planning, execution, maintenance and conclusion stages of the compliance testing methodology and related compliance review, including: • To perform risk assessment framework for compliance review; • To design review plan for compliance testing; • To design or leverage on existing...

Compliance Manager We are looking for an experienced Compliance Manager to ensure our company adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters. The goal is to preserve the company’s integrity by making sure it stays on...

Job description The client that I am working with is a prominent financial institution operating within the Malaysian market. Known for its expertise in investment banking, brokerage services, and research analysis, the firm holds a significant presence in the region's financial landscape. You will be working closely with the head of department to provide...

An exciting Compliance Manager job has just become available at a reputable asset management firm Kuala Lumpur. You will be responsible for ensuring compliance with rules, codes and professional standards while overseeing client's interests. **About the Compliance Manager** **Role**: You will be tasked to ensure compliance with requirements stipulated in...

**Compliance Testing** **-** **(**240000KB**)** - Responsible for the planning, execution and finalisation of compliance testing, including: - To design/ develop compliance testing plan for execution of compliance testing; - To carry out compliance testing and to prepare compliance testing reports; - To attend meeting and finalise the compliance testing; -...

**Open Position: Compliance Executive** A reputable company is actively searching for a Compliance Executive to join their team based in Kuala Lumpur office. Key Responsibilities: - Minimum of 3 years working experience in the banking, finance, or insurance industry. - Experienced in both BNM Regulatory Compliance and AMLA. - Collaborate with the...

Open Position: Compliance Executive A reputable company is actively searching for a Compliance Executive to join their team based in Kuala Lumpur office. Key Responsibilities: Minimum of 3 years working experience in the banking, finance, or insurance industry. Experienced in both BNM Regulatory Compliance and AMLA. Collaborate with the supervisor to...

Open Position: Compliance Executive A reputable company is actively searching for a Compliance Executive to join their team based in Kuala Lumpur officeKey Responsibilities:Minimum of 3 years working experience in the banking, finance, or insurance industry. Experienced in both BNM Regulatory Compliance and AMLA. Collaborate with the supervisor to identify...