Am, Middle Office Control

3 weeks ago


Kuala Lumpur, Malaysia Standard Chartered Full time

**Job**: Operations

**Primary Location**: Asia-Malaysia-Kuala Lumpur

**Schedule**: Full-time

**Employee Status**: Permanent

**Posting Date**: 15/May/2024, 2:09:53 AM

**Unposting Date**: Ongoing

**Role Responsibilities**

**Job Summary**

Exception Management Control Lead is responsible to ensure robust Data & Control delivery across Middle Office Controls supporting FM Business. Collaborate with Validation and FO Supervision functions to ensure effective Data and MIS insights published to FM stakeholders and Management.
- Trade Validation Control involving deal review against external source across OTC products and regions for FM Business. Execute Controls and Reporting, to ensure Risk captured accurately in system compliant to product Booking models.
- FO Supervision Controls to monitor Trading risk positions, trade capture timelines, Regulatory Compliance and Rogue trading Controls to identify and escalate any exceptions
- Controls across FOBO, FOFO and Interface system exception monitoring and reconciliation break resolution to ensure data integrity and completeness.
- New business enablement and solutions, partner to deliver strategic FM initiatives and ensure Operational readiness
- Manage query remediation, other day-to-day processing, ensuring timely escalation to minimise risk exposure.
- Collaborate with FMO Front Office including Trading and Sales Desks and Business COO to support Business Enablement initiatives and Control framework
- Insulate FM from post execution processing / queries, represent Operations functions
- Build team profile with the Front Office
- Stakeholder engagement, 2-way flow of information - “Trusted Advisor”
- Build strong relationship with internal teams across Ops, Finance, Risk and Technology to facilitate efficient Collaboration and speedy resolution of issues
- Drive continuous improvement and innovate:

- Partner with Technology to deliver Transformation
- Work with Business COO to identify booking model improvements and drive efficiency
- Achieve Regulatory and Conduct Compliance and future proof the Middle Office model through a strong understanding of current rules and anticipation of upcoming regulations
- Adherence to Ops Risk Framework standards of implementation and process management
- Oversight of Daily Productivity, KPI, KCI and Capacity metrics

**Responsibilities**

**Strategy**
- Realtime Support to Front office and Investigate Trade reconciliation breaks on the Exceptions. Middle office Controls and Reconciliation

**Business**
- Middle Office - Control
- Financial Markets Operations (FMO) Middle Office (MO) was established in 2017 in a response to increasing requirements from Front Office (FO) for dedicated support. Middle Office function’s core purpose is to insulate FM Trading / Sales, permitting them to maintain focus on revenue generation, Client and risk management.
- In 2022 the Global Middle Office function underwent a significant restructure, expanding its remit through the absorption of former Trade Control (rebranded MO Controls), Sabre Support, New Issuance Group (NIG) and Transaction Management (TMG) support functions. MO also expanded its remit into Sales Support. This re-alignment places all direct FM support functions under one consolidated organisational structure, with the ultimate aim of accountability and delivery of high quality, streamlined and synergized FM services.

**Product & Process**
- Exception Management Control Lead is responsible to ensure robust Data & Control delivery across Middle Office Controls supporting FM Business. Collaborate with Validation and FO Supervision functions to ensure effective Data and MIS insights published to FM stakeholders and Management.
- OTC Products: FX, FX Options, Interest Rate Swaps, Commodities, Credit Derivatives, Equity Derivatives, Money Market and ESG products.
- Electronic executions across Markitwire, RTNS, Bloomberg, ICE Link etc
- New and Amended Trade Validation
- Non-Validation Controls
- FO Supervision Controls
- New Products & Business Enablement

**People & Talent**
- Key for Detail and investigation and Communication skills for the management of Exceptions in the Trade flows.

**Risk Management**
- Eye for details and fine tuning process to remediate Risk

**Governance**
- Risk and Control governance on trade flows,Trade and Position reconciliation Controls, Reporting and Followup on Exceptions

**Regulatory & Business Conduct**
- Display exemplary conduct and live by the Group’s Values and Code of Conduct.
- Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
- Lead to achieve the outcomes set out in the Bank’s Conduct Principles: [Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compl



  • Kuala Lumpur, Malaysia Standard Chartered Full time

    **Job**: Operations **Primary Location**: Asia-Malaysia-Bukit Jalil KL **Schedule**: Full-time **Employee Status**: Permanent **Posting Date**: 16/May/2024, 4:47:32 AM **Unposting Date**: Ongoing **The Role Responsibilities** **Strategy** Trade Validation is a responsible to ensure robust Data & Control delivery across Middle Office Controls...


  • Kuala Lumpur, Malaysia Standard Chartered Full time

    **Job**: Operations **Primary Location**: Asia-Malaysia-Bukit Jalil KL **Schedule**: Full-time **Employee Status**: Permanent **Posting Date**: 13/May/2024, 10:22:49 PM **Unposting Date**: Ongoing **Role Responsibilities** **Strategy** Front Office Supervision Control Manager is responsible to ensure robust Control framework and governance mechanism...


  • Kuala Lumpur, Malaysia Hong Leong Bank Full time

    If you are looking to excel and make a difference, take a closer look at us The Global Markets Middle Office role is to provide support and independent control over the activities of the Trading and Sales Desk. Some key activities include: Managing day to day processing such as static data and market data maintenance which includes daily End of Day process,...


  • Kuala Lumpur, Malaysia Citi Full time

    Whether you’re at the start of your career or looking to discover your next adventure, your story begins here. At **Citi**, you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...


  • Kuala Lumpur, Kuala Lumpur, Malaysia Citi Full time

    At Citi, we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients - whether they be consumers, corporations, governments or institutions - to help them...


  • Kuala Lumpur, Malaysia S&P Global Full time

    Job Description Summary Middle Office Services **Department overview**: The Middle Office group takes on the unique clients and projects that do not fit in the core business offering of WSO Services. This group is responsible for loan trade settlement. Position summary The goal of a Middle Office Analyst is to oversee Trade Settlement client...


  • Kuala Lumpur, Malaysia Citi Full time

    At **Citi**, we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients - whether they be consumers, corporations, governments or institutions - to help...


  • Kuala Lumpur, Kuala Lumpur, Malaysia S&P Global Full time

    Job Description Summary Middle Office ServicesDepartment overview:The Middle Office group takes on the unique clients and projects that do not fit in the core business offering of WSO Services. This group is responsible for loan trade settlement.Position summaryThe goal of a Middle Office Analyst is to oversee Trade Settlement client relationships. Provide...


  • Kuala Lumpur, Malaysia OCBC Bank Full time

    **Relationship Manager, Middle Market - Ipoh Main Branch** **-** **(**240000MZ**)** - Responsible for managing a portolio of existing Middle Market customers with optimization of revenue through sound credit evaluation, wallet sizing and account planning. - Strategic acquisition of new-to-bank customers under targeted business segments through understanding...


  • Kuala Lumpur, Malaysia EPS Ventures Sdn Bhd Full time

    **About the Role**: The goal of a Middle Office Analyst is to oversee Trade Settlement client relationships. Provide excellent customer service and loan settlement services to our growing client base while adhering to strict deadlines and targets given. The position offers exposure to external industry entities such as portfolio managers, custodians, and...


  • Kuala Lumpur, Malaysia OCBC Bank Full time

    **Relationship Manager, Middle Market (Johor Bahru Branch)** **-** **(**240000J4**)** - Responsible for managing a portolio of existing Middle Market customers with op miza on of revenue through sound credit evalua on, wallet sizing and account planning. - Strategic acquisi on of new-to-bank customers under targeted business segments through understanding...


  • Kuala Lumpur, Malaysia OCBC Bank Full time

    **Relationship Manager, Middle Market (Taman Molek Branch)** **-** **(**240000T6**)** - Responsible for managing a portolio of existing Middle Market customers with op miza on of revenue through sound credit evalua on, wallet sizing and account planning. - Strategic acquisi on of new-to-bank customers under targeted business segments through understanding...


  • Kuala Lumpur, Malaysia OCBC Bank Full time

    **Relationship Manager, Middle Market (Alor Setar Branch)** **-** **(**240000TB**)** - Responsible for managing a portolio of existing Middle Market customers with op miza on of revenue through sound credit evalua on, wallet sizing and account planning. - Strategic acquisi on of new-to-bank customers under targeted business segments through understanding...


  • Kuala Lumpur, Malaysia TalentTag Asia Full time

    **About our client**: Our client is a world-renowned fintech company with strong presence in APAC and the rest of the world. **Responsibilities**: - Working with other teams to ensure a smooth and accurate trade-to-payment process - Producing risk and control reporting analysis for key business stakeholders - Providing support to the dealing desks and...


  • Kuala Lumpur, Malaysia MUFG Investor Services Full time

    **Company Description** About MUFG Investor Services**: MUFG Investor Services provides asset servicing solutions to the global investment management industry. Leveraging the financial and intellectual capital of MUFG - one of the largest banks in the world with $2.8 trillion in assets - we provide clients access to a range of leading solutions from fund...


  • Kuala Lumpur, Kuala Lumpur, Malaysia Citigroup Inc. Full time

    At Citi, we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients – whether they be consumers, corporations, governments or institutions – to help...


  • Kuala Lumpur, Malaysia Citi Full time

    At **Citi**, we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients - whether they be consumers, corporations, governments or institutions - to help...


  • Kuala Lumpur, Kuala Lumpur, Malaysia EPS Ventures Sdn Bhd Full time

    About the Role:The goal of a Middle Office Analyst is to oversee Trade Settlement client relationships. Provide excellent customer service and loan settlement services to our growing client base while adhering to strict deadlines and targets given. The position offers exposure to external industry entities such as portfolio managers, custodians, and agent...


  • Kuala Lumpur, Malaysia MUFG Investor Services Full time

    **Requirement** Due to demand for our services we are seeking an Associate, Middle Office Operations, Single Manager Operations to work in our Singapore office. You will be part of an internal team working to deliver industry leading solutions to our clients. This role reports to the Associate Director, Middle Office Operations, Single Manager...


  • Kuala Lumpur, Kuala Lumpur, Malaysia Citi Full time

    At Citi, we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients - whether they be consumers, corporations, governments or institutions - to help them...