Executive, Strategic Compliance

7 months ago

Kuala Lumpur, Malaysia Affin Bank Full time

Executive, Strategic Compliance

**Create the future with Affin You too can make a difference.**

We continuously innovate to transform our financial services landscape - making banking better and easier. Join us at AFFIN, where the open minds meet and be inspired by a shared commitment to great work. Here, you don't just stay at the forefront of the industry - you can make a difference too.

**Job Purpose**

To assist the Head of Strategic Compliance in performing the compliance functions as well as to implement and monitor the compliance programme group wide. This includes group oversight on reporting and escalation of compliance matters to the Board and Senior Management, implement, and monitor the group compliance framework and the policies, dissemination of new/changes in regulatory requirements followed with effective management of the compliance risk. Ensure awareness and compliance with new regulatory requirements as relevant.

**Responsibilities**

**1. Group Oversight - Compliance Monitoring and Reporting**
- Prepare periodic compliance reports for the Management Committee, Board Committee and Board of Directors covering the group compliance activities/matters, breaches/non-compliance issues, as well as update on new/revised regulations/regulatory development and applicable industry standards, e.g. regulatory compliance updates including subsidiaries reporting on compliance risk management and escalation of any non-compliance issues faced, and executive summary for the Board of Directors', and BNM's Composite Risk Rating (CRR) related matters.
- Assist to manage, review and maintain compliance inventory on compliance issues/activities as well as timely escalation of significant issues to Management and Board.
- Ensure all rectification plans in relation to non
- compliance issues are addressed and implemented in accordance to the timeline.
- Provide the advisory and point of reference to subsidiaries on compliance and governance issues/matters including the interpretation of laws, regulation as well as group compliance processes.

**2. Compliance Governance and Procedures**
- Support the development and revision of compliance framework, policies and procedures, covering all aspect of compliance functions and processes at the division level as well as group wide, accordingly.
- Maintain the record of all the group compliance framework, policies and procedures (policy documents) including the updated policy documents.
- Ensure the effective dissemination and communication of Policy Documents to the relevant stakeholders.
- Conduct periodical review of the approved compliance framework and policy documents to be in-line with the regulatory requirements and Bank's standards for division and group wide basis. Support the development of the Annual Compliance Plan including group wide compliance activities.

**3. Centralized Liaison with the Regulators or External bodies**
- Assist to coordinate the engagement and centralized liaison with the regulators, Law Enforcement Agencies (LEA) and External Bodies pertaining to AML/CFT or regulatory compliance e.g., regulatory site visit, clarification of guidelines/policies, request for information, etc. Review and monitor communications between the Bank and regulators.

**4. Centralized Depository of Regulatory Circulars, Notices and Guidelines**
- Act as a central repository for all regulatory issuances including submissions, circular, directive, notices, new/revised guidelines/policies.
- Review and analyze the impact of all the issuances/documents as well as ensure the timely dissemination and communication of these documents to the relevant stakeholders.

**5. Engagement with Group Compliance Officers (GCOs) and Business Risk and Compliance Officers (BRCMs)**
- Proactively engage with Compliance Officers from each entity within Affin Bank Group on a frequent basis. Coordinate periodic meetings to discuss on compliance related matters/issues with GCOs and BRCMs. Manage and review the appointment of BRCMs and representatives e.g., Designated Risk and Compliance Officers (DRCOs).

**6. Compliance Culture, Awareness Training and Skill set Development**
- Coordinate the compliance roadshows and campaigns Bank wide. Facilitate/coordinate relevant training for compliance staff as well as other staff on compliance related matters.

**7. Committee Meeting Secretariat**
- Provide secretarial support to the Management and Board Committees for Compliance. Coordinate the meeting arrangement with the relevant committee members including meeting invitation, consolidation of meeting agenda and documentation as well as minutes of meeting.

**8. Other and Ad hoc Duties**
- Maintain proper records of all documentation as well as facilitate the management or any administrative matters within the department. Perform other duties as and when requested by Head of Department or Head of Division.
- Propose any other function and/or tasks to be carried out that is deemed important t

  • Executive, Compliance

    7 months ago

    Kuala Lumpur, Malaysia Teleport Full time

    **ABOUT US** We’ve got modern day solutions for all your modern day delivery woes. In a world that’s constantly on the move, we know how important it is to keep things moving. We’re on a mission to enable everyone, from single merchants to the largest companies, to move goods and e-commerce anywhere in Asia Pacific and beyond. Logistics should be...

  • Executive, Compliance

    7 months ago

    Kuala Lumpur, Malaysia AirAsia Full time

    **ABOUT US** We’ve got modern day solutions for all your modern day delivery woes. In a world that’s constantly on the move, we know how important it is to keep things moving. We’re on a mission to enable everyone, from single merchants to the largest companies, to move goods and e-commerce anywhere in Asia Pacific and beyond. Logistics should be...

  • IT Compliance

    2 days ago

    Kuala Lumpur, Malaysia Agensi Pekerjaan JP Caliber Full time

    What do you need to have? - minimum 2 years in IT Compliance - Bachelors Degree in any related field What are your responsibilities? - Responsible to ensure the bank is compliant to regulatory frameworks, policies, guidelines. Established IT compliance lifecycle workflow to be practise in ensuring compliance within IT operations. - Oversee the functions of...

  • Compliance Executive

    2 days ago

    Kuala Lumpur, Malaysia BTC Recruitment Malaysia Full time

    **Open Position: Compliance Executive** A reputable company is actively searching for a Compliance Executive to join their team based in Kuala Lumpur office. Key Responsibilities: - Minimum of 3 years working experience in the banking, finance, or insurance industry. - Experienced in both BNM Regulatory Compliance and AMLA. - Collaborate with the...

  • Compliance Executive

    7 days ago

    Kuala Lumpur, Malaysia G2G Full time

    **Job Scope** The Compliance Executive is responsible for the timely and effective management and execution of the Compliance program. As a member of the Compliance team, the individual reports into the Head of Global Compliance based in Malaysia. **Responsibilities** - Implementation of the Compliance Framework, including revision and ongoing monitoring...

  • Executive Director of Strategic Growth

    2 weeks ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Hunters International Sdn Bhd Full time

    **Job Title:** Executive Director of Strategic Growth**Company Overview:Hunters International Sdn Bhd is a reputable automotive company seeking an experienced professional to drive strategic growth and innovation.Salary: RM 250,000 - RM 350,000 per annumJob Description:Corporate Strategy RoleWe are looking for a highly skilled individual to lead the...

  • Regulatory & Compliance Executive

    7 months ago

    Kuala Lumpur, Malaysia Wilhelmsen Ship Management Sdn Bhd Full time

    **About Us** Wilhelmsen Ship Management is one of the world’s largest third-party ship managers originated from Oslo, Norway with over 20,000 employees including our seafarers with a portfolio of more than 450 vessels and counting. Our employees are working with a comprehensive global maritime group providing over half of the merchant fleet with essential...

  • Compliance Executive

    7 months ago

    Kuala Lumpur, Malaysia Raffcomm Sdn Bhd Full time

    **Job Summary** We are looking for motivated and experienced Compliance Executive to ensure the compliance of e-Money provider in accordance with e-Money guidelines, AMLA, Payment Systems Act, Financial Services Act and other relevant laws, rules and regulations issued by the Regulators (Government/BNM) for Raffcomm Group ("Company"). Work in Business...

  • Executive, Strategic Partnership

    7 months ago

    Kuala Lumpur, Malaysia Malaysia Airline Full time

    **Job Title**: - Executive, Strategic Partnership & Events **Reports To**: t - Manager, Partnership & Events **Role Purpose**: - Accountable for supporting and executing strategic and event planning by ensuring the plan is according to business and Senior Management objective **Key Accountability**: - Assist in identifying and evaluating potential...

  • Executive, Strategic Partnerships

    2 days ago

    Kuala Lumpur, Malaysia ZALORA SOUTH EAST ASIA PTE LTD Full time

    We are looking for a dynamic, energetic executive who is eager to learn about our company and support the Marketplace Acquisition Team. You will be working closely with the strategic partnerships team to conduct research, capture data, support brand acquisition, onboarding, and activation. You will get hands-on exposure to the brand acquisition and...

  • Executive, Strategic Partnerships

    2 days ago

    Kuala Lumpur, Malaysia ZALORA SOUTH EAST ASIA PTE LTD Full time

    We are looking for a dynamic, energetic executive who is eager to learn about our company and support the Marketplace Acquisition Team. You will be working closely with the strategic partnerships team to conduct research, capture data, support brand acquisition, onboarding, and activation. You will get hands-on exposure to the brand acquisition and...

  • Executive, Strategic Planning

    7 months ago

    Kuala Lumpur, Malaysia CONSIDER IPROSPECT SDN BHD Full time

    The purpose of this role is to work under the direction of a strategist to execute research asks and uncover audience and cultural insights to fuel the communications planning process. Key responsibilities: Understands the media landscape, including leading and emerging media channels/partners (with a skew towards digital) Collaborates with internal team to...

  • Legal & Compliance Executive

    7 months ago

    Kuala Lumpur, Malaysia Raffcomm Sdn Bhd Full time

    **Job Summary**: Responsible for ensuring the compliance of Certification Authority (“CA”) and e-Money provider with accordance to e-Money guidelines, AMLA, Payment Systems Act, Digital Signature Act 1997 (“DSA 1997”), Digital Signature Regulations 1998 (“DSR 1998”) and other relevant laws, rules and regulations issued by the Regulators...

  • Executive - Compliance

    1 week ago

    Kuala Lumpur, Malaysia Hong Leong Bank Full time

    If you are looking to excel and make a difference, take a closer look at us Job Responsibilities - Support the Managers to execute the implementation of Compliance Review framework. The framework is to provide guidance on how to independently assess the Business / Support units (or functions)’s compliance to regulatory requirements. - On continuous basis,...

  • Executive, Strategic Partnership

    7 months ago

    Kuala Lumpur, Malaysia Malaysia Airlines Full time

    **Reports To**: t - Manager, Partnership & Events **Role Purpose**: - Accountable for supporting and executing strategic and event planning by ensuring the plan is according to business and Senior Management objective **Key Accountability**: - Assist in identifying and evaluating potential partnership opportunities, conducting research and analysis to...

  • Manager-strategic-execution

    1 day ago

    Kuala Lumpur, Malaysia Airasia Super App Full time

    **Responsibilities**: **Responsibilities: - ** - Work with the Superapp Strategy Planning team to define key strategy activities by Line of Business (“LOBs”), define action plan, monitor implementation of activities, and carry out weekly, and monthly reporting for the consumption of management. - Carry out end-to-end program management for LOBs market...

  • Strategic Cost Management, Lead

    1 week ago

    Kuala Lumpur, Malaysia Career Channel Executive Search Full time

    Strategic Cost Management - Lead Cost Excellence Program Governance Governance of Cost from both a sustainable Cost Management and an Operational Excellence perspective, geared towards delivering Lowest Cost per GB. Monthly Key KPI updates - (manage submission from Opco on Financials, Non-Financial /Commercial drivers; Analyse and understand the Revenue...

  • Executive, Strategic Analyst

    7 months ago

    Kuala Lumpur, Malaysia Malaysia Airline Full time

    **Position Title**: - Executive, Strategic Analyst **Reports To**: - Cabin Crew Manager **Role Purpose**: - Support In-Flight Services to execute, collect and analyze data with initiatives and track status progress. Perform role as liaison and coordinator for In-Flight Services and stakeholders. **Key Accountability**: - Provide admin support in...

  • Manager, Strategic Execution

    6 days ago

    Kuala Lumpur, Malaysia Airasia Airline Full time

    **Responsibilities: - ** - Work with the Superapp Strategy Planning team to define key strategy activities by Line of Business (“LOBs”), define action plan, monitor implementation of activities, and carry out weekly, and monthly reporting for the consumption of management. - Carry out end-to-end program management for LOBs market expansion which...

  • Compliance Trainer

    7 months ago

    Kuala Lumpur, Malaysia United Overseas Bank (Malaysia) Bhd Full time

    **About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and...