Assistant Manager, Compliance

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

**Job Title**: Assistant Manager, Compliance **Reports To**: Manager Compliance, CSO **Role Purpose**: To support the Head CSO, Senior Manager and Manager Compliance in the effective implementation and monitoring compliance/quality assurance functions which include oversight auditing against relevant business units and external service providers to ensure...

**Responsibilities**: - To support the Compliance Manager in preparing documentations relating to compliance and the reporting pack for the Compliance Committee and the Executives. - To support the Compliance Manager in the identification and mitigation of regulatory risks including identification and implication of emerging regulatory issues. - Develop,...

**Reports To**: Manager Compliance, CSO **Role Purpose**: To support the Head CSO, Senior Manager and Manager Compliance in the effective implementation and monitoring compliance/quality assurance functions which include oversight auditing against relevant business units and external service providers to ensure conformance to regulatory requirements, IOSA...

**Open Position: Assistant Manager Compliance** An esteemed organisation is currently seeking an Assistant Manager Compliance to become a valuable addition to their team based in the Kuala Lumpur office. Key Requirements: - Minimum 5 years of prior experience in compliance from the banking and financial sector. - A strong understanding and in depth...

If you are looking to excel and make a difference, take a closer look at us Location: Phnom Penh, Cambodia Responsivities: - Work closely with Regulators and update new Prakas to Head of compliance and departments - Work with Head of Compliance to identifying, assessing, controlling, measuring, monitoring/testing and reporting compliance risks; - Conduct...

Working Hour - Regular Hours - Monday - Friday- Business Area - Compliance- Location - Malaysia - Kuala Lumpur- Description **Primary Objective**: - Facilitate and assist the Team Lead of Capital Market Review & Advisory (“CMRA”), Group IB Compliance to manage compliance requirements for RHB Investment Bank’s (“RHBIB”) capital markets activities...

ASSET MANAGEMENT - COMPLIANCE - ASSISTANT COMPLIANCE MANAGER (JOB NUMBER: REG000422) **ROLE DESCRIPTION AND PURPOSE** The person would support the compliance function within BNPP AM Malaysia businesses to ensure adherence to local regulatory requirements and global BNPP AM compliance standards. The compliance department will ensure that financial security...

ASSET MANAGEMENT - COMPLIANCE - ASSISTANT COMPLIANCE MANAGER (JOB NUMBER: REG000390) **ROLE DESCRIPTION AND PURPOSE** The person would support the compliance function within BNPP AM Malaysia businesses. The compliance department will ensure that financial security rules, protection of clients’ interest, professional ethics, prevention of market abuses,...

Regulatory Compliance - To develop, establish and/or maintain an effective and broad-based compliance assurance program designed to establish compliance standards and to monitor, detect and prevent compliance deficiencies including recommending corrective actions when necessary to fully meet compliance requirements. - To conduct gap analysis and monitor the...

**Location**:Bukit Bintang, Kuala Lumpur **Company background**: Global investment bank that engages in brokerage services, private wealth management, investment banking, investment management and financial research **Responsibilities**: - Perform compliance reviews and compliance risk assessments, identify any weaknesses and, where necessary, recommend...

Category: - Corporate Finance - Industry: - Banking & Financial Services - Location: - Kuala Lumpur - W.P Kuala Lumpur - Education: - Bachelor Degree - Country: - Malaysia - Salary Range: - 5000.00-7000.00 - Experience(Min): - 3-4years - Job Type: - Full Time Permanent- Requirement: - Possess professional qualification or Degree in Accountancy,...

**Location**: Jalan Bukit Bintang, KL **Job Scopes**: - Perform compliance reviews and compliance risk assessments, identify any weaknesses and, where necessary, recommend follow-up corrective actions. - Liaise with local management, staff and compliance management in the determination, follow-up and escalation of issues arising from monitoring activities...

If you are looking to excel and make a difference, take a closer look at us Overview The Assistant Manager, FCC Analytics & Systems’ key responsibility is to provide functional insights/requirements to enhance efficiency of systems/process controls & automation to combat the risk of ML/TF. The Manager, FCC Analytics & Systems reports to Head, Compliance...

An exciting Compliance Manager job has just become available at a reputable asset management firm Kuala Lumpur. You will be responsible for ensuring compliance with rules, codes and professional standards while overseeing client's interests. **About the Compliance Manager** **Role**: You will be tasked to ensure compliance with requirements stipulated in...

Compliance Manager We are looking for an experienced Compliance Manager to ensure our company adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters. The goal is to preserve the company’s integrity by making sure it stays on...

**Responsibilities**: - To manage the Compliance Framework of the Company in preventing any non-compliance related incidents and to mitigate any non-compliance risks by raising the compliance awareness to all the staffs in the company. In addition, he/she is to ensure that the necessary documentations and processes of the Company are in line with any...

1. Work in fast growing multi-national Fintech company with strong presence in Worldwide. 2. Great career exposure and development opportunity. 3. Good remuneration. 1. Work with each regulated entities’ compliance officers to standardize and harmonize the regulated entities’ outsourcing policies & procedures, develop and maintain an overarching...

**Looking for a role that allows you to take deep ownership of your work?** You'll be assist the Heads of Compliance and the Compliance Department in its functions on compliance particularly in ensuring that Allianz Malaysia Berhad and its subsidiaries (collectively the “companies”) are in compliance with the Bank Negara Malaysia (BNM) Standards &...

This is a new role, you will be starting a new sub-department **_Summary of responsibilities:_****: - Assist the Group Compliance in overseeing the regulatory compliance across UK, Singapore and Indonesia - Responsible for researching, assessing, and monitoring new developments of regulations/laws - Facilitating and assisting the respective stakeholders in...