Assistant Manager, Compliance

-Job Highlights - South East Asia’s Leading Payment Gateway Provider Medical, Dental and Optical Benefits Free Daily Breakfast and Fresh Fruits -Job Description **Get to know the role and the day-to-day activities**: - Manages corporate accounts to ensure clients' needs are met efficiently and professionally. - In charges of retention of corporate...

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

**Responsibilities**: - To support the Compliance Manager in preparing documentations relating to compliance and the reporting pack for the Compliance Committee and the Executives. - To support the Compliance Manager in the identification and mitigation of regulatory risks including identification and implication of emerging regulatory issues. - Develop,...

**Job Description**: **Functional Responsibility & Duties** - ** To support the Head Risk Management and Sr Mgr, Compliance in carrying out their roles and responsibilities** - ** To assist in establishing an effective group compliance framework whilst ensuring alignment with local regulatory requirements towards effective Compliance Risk Management at...

**Job Title**: Assistance Manager Compliance **Reports To**: Head Business Integrity **Role Purpose**: Responsible to review, develop and ensure implementation of Corporate Governance Framework, Corporate Approving Authority Policy(CAAP) and Internal Control Manual (ICM) for the Group including conducting the awareness program systemwide, to make sure...

**Reports To**: Head Business Integrity **Role Purpose**: Responsible to review, develop and ensure implementation of Corporate Governance Framework, Corporate Approving Authority Policy(CAAP) and Internal Control Manual (ICM) for the Group including conducting the awareness program systemwide, to make sure compliance with the relevant policies and...

Working Hour - Regular Hours - Monday - Friday- Business Area - Compliance- Location - Malaysia - Kuala Lumpur- Description **Primary Objective**: - Facilitate and assist the Team Lead of Capital Market Review & Advisory (“CMRA”), Group IB Compliance to manage compliance requirements for RHB Investment Bank’s (“RHBIB”) capital markets activities...

Regulatory Compliance - To develop, establish and/or maintain an effective and broad-based compliance assurance program designed to establish compliance standards and to monitor, detect and prevent compliance deficiencies including recommending corrective actions when necessary to fully meet compliance requirements. - To conduct gap analysis and monitor the...

ASSET MANAGEMENT - COMPLIANCE - ASSISTANT COMPLIANCE MANAGER (JOB NUMBER: REG000390) **ROLE DESCRIPTION AND PURPOSE** The person would support the compliance function within BNPP AM Malaysia businesses. The compliance department will ensure that financial security rules, protection of clients’ interest, professional ethics, prevention of market abuses,...

Category: - Corporate Finance - Industry: - Banking & Financial Services - Location: - Kuala Lumpur - W.P Kuala Lumpur - Education: - Bachelor Degree - Country: - Malaysia - Salary Range: - 5000.00-7000.00 - Experience(Min): - 3-4years - Job Type: - Full Time Permanent- Requirement: - Possess professional qualification or Degree in Accountancy,...

**Location**:Bukit Bintang, Kuala Lumpur **Company background**: Global investment bank that engages in brokerage services, private wealth management, investment banking, investment management and financial research **Responsibilities**: - Perform compliance reviews and compliance risk assessments, identify any weaknesses and, where necessary, recommend...

**Location**: Jalan Bukit Bintang, KL **Job Scopes**: - Perform compliance reviews and compliance risk assessments, identify any weaknesses and, where necessary, recommend follow-up corrective actions. - Liaise with local management, staff and compliance management in the determination, follow-up and escalation of issues arising from monitoring activities...

If you are looking to excel and make a difference, take a closer look at us Overview The Assistant Manager, FCC Analytics & Systems’ key responsibility is to provide functional insights/requirements to enhance efficiency of systems/process controls & automation to combat the risk of ML/TF. The Manager, FCC Analytics & Systems reports to Head, Compliance...

**Responsibilities**: - To manage the Compliance Framework of the Company in preventing any non-compliance related incidents and to mitigate any non-compliance risks by raising the compliance awareness to all the staffs in the company. In addition, he/she is to ensure that the necessary documentations and processes of the Company are in line with any...

We are seeking a highly skilled and experienced Senior Manager to enhance customer satisfaction and streamline interactions at Link Compliance.The role involves driving key initiatives, managing high-performing teams, and collaborating with various departments to improve customer journeys and operational processes.Key Responsibilities:Support day-to-day...

We are seeking a driven and customer-focused Senior Manager, Customer Experience to enhance satisfaction and streamline customer interactions at Link Compliance.As a key member of our team, you will drive initiatives, manage a high-performing team, and collaborate with various departments to improve customer journeys and operational processes.Job...

**Do you want to work in a high-trust culture where you’ll feel empowered to make decisions that result in impact?** You'll be assist the Heads of Compliance in ensuring that Allianz Malaysia Berhad (Company) and its subsidiaries, i.e. AGIC and ALIM are in compliance with the Financial Services Act 2013, all other relevant laws and guidelines issued by...

**COMPLIANCE EXECUTIVE** **Responsibilities** - To conduct regular compliance inspections and reviews of branches. - To provide compliance support and advice to branches. - To monitor and identify compliance gaps in business activities on an ongoing basis and remedy them in a timely manner. - To assist in providing AML/CFT training programmes and compliance...

1. Work in fast growing multi-national Fintech company with strong presence in Worldwide. 2. Great career exposure and development opportunity. 3. Good remuneration. 1. Work with each regulated entities’ compliance officers to standardize and harmonize the regulated entities’ outsourcing policies & procedures, develop and maintain an overarching...

Job Summary:">We are seeking a highly skilled Financial Operations Manager to join our team at Link Compliance in Kuala Lumpur. As a key member of our finance department, you will be responsible for managing our company's full set of accounts, ensuring accuracy and timeliness.">About the Role:">In this role, you will oversee obligations to suppliers,...