Assistant Manager, Compliance

6 months ago


Kuala Lumpur, Malaysia Ingenious Job Full time

**Location**: Jalan Bukit Bintang, KL

**Job Scopes**:

- Perform compliance reviews and compliance risk assessments, identify any weaknesses and, where necessary, recommend follow-up corrective actions.
- Liaise with local management, staff and compliance management in the determination, follow-up and escalation of issues arising from monitoring activities especially in **fund management activity**.
- Ensure proper reporting of violations or potential violations to Head of Compliance.
- Assist in reporting and follow-up of any compliance related internal investigations
- Assist in the preparation of internal reports as requested in order to keep Head of Compliance informed of the progress of compliance efforts, including preparation of materials for the Audit & Risk Management Committee and Board Meetings.

**Requirements**:

- Preferably with **3 years** experience in Audit, Compliance, Operations or Risk Management.
- Experience in Fund Management industry and passed Module 9, 10 and 11 of Securities Industry Development Corporation (“SIDC”) Licensing Examinations
- Possess good understanding of the regulatory requirements pertaining to Securities Commission, FIMM and/or Bank Negara Malaysia.

**Job Types**: Full-time, Permanent

**Salary**: RM6,000.00 - RM7,000.00 per month

**Benefits**:

- Free parking
- Health insurance
- Maternity leave
- Opportunities for promotion
- Parental leave
- Professional development
- Vision insurance

Schedule:

- Day shift
- Monday to Friday

Supplemental pay types:

- 13th month salary
- Performance bonus
- Yearly bonus

Application Question(s):

- Do you passed Module 9, 10 and 11 of SIDC Licensing Examinations ?
- What is your expected salary ?
- When you are able to start work ?

**Experience**:

- Compliance (Fund Management): 1 year (required)



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