Assistant Manager, Compliance

-Job Highlights - South East Asia’s Leading Payment Gateway Provider Medical, Dental and Optical Benefits Free Daily Breakfast and Fresh Fruits -Job Description **Get to know the role and the day-to-day activities**: - Manages corporate accounts to ensure clients' needs are met efficiently and professionally. - In charges of retention of corporate...

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

**Job Title**: Assistant Manager, Compliance **Reports To**: Manager Compliance, CSO **Role Purpose**: To support the Head CSO, Senior Manager and Manager Compliance in the effective implementation and monitoring compliance/quality assurance functions which include oversight auditing against relevant business units and external service providers to ensure...

**Open Position: Assistant Manager Compliance** An esteemed organisation is currently seeking an Assistant Manager Compliance to become a valuable addition to their team based in the Kuala Lumpur office. Key Requirements: - Minimum 5 years of prior experience in compliance from the banking and financial sector. - A strong understanding and in depth...

**Reports To**: Manager Compliance, CSO **Role Purpose**: To support the Head CSO, Senior Manager and Manager Compliance in the effective implementation and monitoring compliance/quality assurance functions which include oversight auditing against relevant business units and external service providers to ensure conformance to regulatory requirements, IOSA...

**Job Description**: **Functional Responsibility & Duties** - ** To support the Head Risk Management and Sr Mgr, Compliance in carrying out their roles and responsibilities** - ** To assist in establishing an effective group compliance framework whilst ensuring alignment with local regulatory requirements towards effective Compliance Risk Management at...

**Job Title**: Assistance Manager Compliance **Reports To**: Head Business Integrity **Role Purpose**: Responsible to review, develop and ensure implementation of Corporate Governance Framework, Corporate Approving Authority Policy(CAAP) and Internal Control Manual (ICM) for the Group including conducting the awareness program systemwide, to make sure...

**Reports To**: Head Business Integrity **Role Purpose**: Responsible to review, develop and ensure implementation of Corporate Governance Framework, Corporate Approving Authority Policy(CAAP) and Internal Control Manual (ICM) for the Group including conducting the awareness program systemwide, to make sure compliance with the relevant policies and...

Working Hour - Regular Hours - Monday - Friday- Business Area - Compliance- Location - Malaysia - Kuala Lumpur- Description **Primary Objective**: - Facilitate and assist the Team Lead of Capital Market Review & Advisory (“CMRA”), Group IB Compliance to manage compliance requirements for RHB Investment Bank’s (“RHBIB”) capital markets activities...

ASSET MANAGEMENT - COMPLIANCE - ASSISTANT COMPLIANCE MANAGER (JOB NUMBER: REG000422) **ROLE DESCRIPTION AND PURPOSE** The person would support the compliance function within BNPP AM Malaysia businesses to ensure adherence to local regulatory requirements and global BNPP AM compliance standards. The compliance department will ensure that financial security...

**Job Purpose** Oversee the department’s operation processes compliance and risk management. **Responsibilities** - Implement and drive effective compliance and operation risk control framework within the department in line with Policies and Guidelines from Bank Negara Malaysia, Head Offices and the Bank. - Coordinate, compile, review and obtain...

The Operations and Compliance Assistant Manager plays a vital role in supporting the Director of Operations in maintaining efficient operations and ensuring strict compliance across all functions.Main ObjectivesOperational ExcellenceManage the Director's schedule, meetings, and travel arrangementsOversee general administrative tasks and office...

ASSET MANAGEMENT - COMPLIANCE - ASSISTANT COMPLIANCE MANAGER (JOB NUMBER: REG000390) **ROLE DESCRIPTION AND PURPOSE** The person would support the compliance function within BNPP AM Malaysia businesses. The compliance department will ensure that financial security rules, protection of clients’ interest, professional ethics, prevention of market abuses,...

Category: - Corporate Finance - Industry: - Banking & Financial Services - Location: - Kuala Lumpur - W.P Kuala Lumpur - Education: - Bachelor Degree - Country: - Malaysia - Salary Range: - 5000.00-7000.00 - Experience(Min): - 3-4years - Job Type: - Full Time Permanent- Requirement: - Possess professional qualification or Degree in Accountancy,...

If you are looking to excel and make a difference, take a closer look at us Location: Phnom Penh, Cambodia Responsivities: - Work closely with Regulators and update new Prakas to Head of compliance and departments - Work with Head of Compliance to identifying, assessing, controlling, measuring, monitoring/testing and reporting compliance risks; - Conduct...

**Location**:Bukit Bintang, Kuala Lumpur **Company background**: Global investment bank that engages in brokerage services, private wealth management, investment banking, investment management and financial research **Responsibilities**: - Perform compliance reviews and compliance risk assessments, identify any weaknesses and, where necessary, recommend...

**Location**: Jalan Bukit Bintang, KL **Job Scopes**: - Perform compliance reviews and compliance risk assessments, identify any weaknesses and, where necessary, recommend follow-up corrective actions. - Liaise with local management, staff and compliance management in the determination, follow-up and escalation of issues arising from monitoring activities...

Posting Description: **We are hiring Compliance Assistant!** **Aon is in the business of better decisions** At Aon, we shape decisions for the better to protect and enrich the lives of people around the world. As an organization, we are united through trust as one inclusive, diverse team, and we are passionate about helping our colleagues and clients...

Regulatory Compliance - To develop, establish and/or maintain an effective and broad-based compliance assurance program designed to establish compliance standards and to monitor, detect and prevent compliance deficiencies including recommending corrective actions when necessary to fully meet compliance requirements. - To conduct gap analysis and monitor the...

Key Responsibilities:Regulatory ComplianceAssist in the development and implementation of compliance policies and procedures.Stay updated on regulatory changes and industry best practices, advising the team on necessary adjustments.Risk ManagementDevelop and implement risk management strategies and mitigation plans.Conduct regular risk assessments and...