Assistant Manager, Compliance

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

**Responsibilities**: - To support the Compliance Manager in preparing documentations relating to compliance and the reporting pack for the Compliance Committee and the Executives. - To support the Compliance Manager in the identification and mitigation of regulatory risks including identification and implication of emerging regulatory issues. - Develop,...

**Reports To**: Manager Compliance, CSO **Role Purpose**: To support the Head CSO, Senior Manager and Manager Compliance in the effective implementation and monitoring compliance/quality assurance functions which include oversight auditing against relevant business units and external service providers to ensure conformance to regulatory requirements, IOSA...

**Open Position: Assistant Manager Compliance** An esteemed organisation is currently seeking an Assistant Manager Compliance to become a valuable addition to their team based in the Kuala Lumpur office. Key Requirements: - Minimum 5 years of prior experience in compliance from the banking and financial sector. - A strong understanding and in depth...

If you are looking to excel and make a difference, take a closer look at us Location: Phnom Penh, Cambodia Responsivities: - Work closely with Regulators and update new Prakas to Head of compliance and departments - Work with Head of Compliance to identifying, assessing, controlling, measuring, monitoring/testing and reporting compliance risks; - Conduct...

Working Hour - Regular Hours - Monday - Friday- Business Area - Compliance- Location - Malaysia - Kuala Lumpur- Description **Primary Objective**: - Facilitate and assist the Team Lead of Capital Market Review & Advisory (“CMRA”), Group IB Compliance to manage compliance requirements for RHB Investment Bank’s (“RHBIB”) capital markets activities...

ASSET MANAGEMENT - COMPLIANCE - ASSISTANT COMPLIANCE MANAGER (JOB NUMBER: REG000422) **ROLE DESCRIPTION AND PURPOSE** The person would support the compliance function within BNPP AM Malaysia businesses to ensure adherence to local regulatory requirements and global BNPP AM compliance standards. The compliance department will ensure that financial security...

**Location**:Bukit Bintang, Kuala Lumpur **Company background**: Global investment bank that engages in brokerage services, private wealth management, investment banking, investment management and financial research **Responsibilities**: - Perform compliance reviews and compliance risk assessments, identify any weaknesses and, where necessary, recommend...

Category: - Corporate Finance - Industry: - Banking & Financial Services - Location: - Kuala Lumpur - W.P Kuala Lumpur - Education: - Bachelor Degree - Country: - Malaysia - Salary Range: - 5000.00-7000.00 - Experience(Min): - 3-4years - Job Type: - Full Time Permanent- Requirement: - Possess professional qualification or Degree in Accountancy,...

**Location**: Jalan Bukit Bintang, KL **Job Scopes**: - Perform compliance reviews and compliance risk assessments, identify any weaknesses and, where necessary, recommend follow-up corrective actions. - Liaise with local management, staff and compliance management in the determination, follow-up and escalation of issues arising from monitoring activities...

If you are looking to excel and make a difference, take a closer look at us Overview The Assistant Manager, FCC Analytics & Systems’ key responsibility is to provide functional insights/requirements to enhance efficiency of systems/process controls & automation to combat the risk of ML/TF. The Manager, FCC Analytics & Systems reports to Head, Compliance...

An exciting Compliance Manager job has just become available at a reputable asset management firm Kuala Lumpur. You will be responsible for ensuring compliance with rules, codes and professional standards while overseeing client's interests. **About the Compliance Manager** **Role**: You will be tasked to ensure compliance with requirements stipulated in...

**Responsibilities**: - To manage the Compliance Framework of the Company in preventing any non-compliance related incidents and to mitigate any non-compliance risks by raising the compliance awareness to all the staffs in the company. In addition, he/she is to ensure that the necessary documentations and processes of the Company are in line with any...

We are seeking a driven and customer-focused Senior Manager, Customer Experience to enhance satisfaction and streamline customer interactions at Link Compliance.As a key member of our team, you will drive initiatives, manage a high-performing team, and collaborate with various departments to improve customer journeys and operational processes.Job...

1. Work in fast growing multi-national Fintech company with strong presence in Worldwide. 2. Great career exposure and development opportunity. 3. Good remuneration. 1. Work with each regulated entities’ compliance officers to standardize and harmonize the regulated entities’ outsourcing policies & procedures, develop and maintain an overarching...

Job Summary">We are seeking a highly skilled and experienced Financial Manager to oversee our company's financial operations, ensuring accuracy, efficiency, and compliance. This is a full-time position based in KL Eco City, Kuala Lumpur.">About Us">Link Compliance is a leading organization dedicated to providing innovative solutions for businesses. As a...

About the RoleWe are seeking a highly motivated and customer-focused Senior Manager, Customer Experience to enhance satisfaction and streamline customer interactions.Key ResponsibilitiesCustomer Experience Innovation: Support day-to-day operations of e-Commerce platforms, assist customers with ordering processes, resolve issues related to order...

**Looking for a role that allows you to take deep ownership of your work?** You'll be assist the Heads of Compliance and the Compliance Department in its functions on compliance particularly in ensuring that Allianz Malaysia Berhad and its subsidiaries (collectively the “companies”) are in compliance with the Bank Negara Malaysia (BNM) Standards &...

Link Compliance, a renowned international lifestyle brand, is seeking a seasoned professional for the role of Global Business Development Manager.About the RoleWe are looking for a dynamic individual to manage our regional sales team and develop strategic partnerships with interior design firms in Singapore and Malaysia. As a key member of our team, you will...

If you are looking to excel and make a difference, take a closer look at us - Job Description - Functional _(job responsibilities)_ - Support the Manager to develop a robust Compliance Independent Review (CIR) framework to independently assess the Business / Support units (or functions)’s compliance to regulatory requirements. - To independently perform...