Sales Compliance, Consultant
1 week ago
FIND YOUR 'BETTER' AT AIA
- We don’t simply believe in being ‘The Best’. We believe in better - because there’s no limit to how far ‘better’ can take us._
- We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the life they live and the difference they make. So that together we can support even more people - including our own - to live Healthier, Longer, Better Lives._
If you believe in better, we’d love to hear from you.
WE ARE LOOKING FOR.....
To support the Sales Compliance team in carry out the annual sales compliance activities and initiatives as per the Annual Compliance Plan, AIA Bhd. and outsourced sales compliance monitoring activities of other AIA entities for all distribution channels of AIA Malaysia.
1. Product Compliance
- Provide support to relevant business to holistically assess and ensure that products and campaigns are being developed within company’s standards and in accordance with regulatory requirements through reviews and compliance advisory.
2. Assurance Review
- Provide support in completion of sales compliance related assurance reviews as per the Annual Compliance Plan or any ad-hoc request assigned.
3. Others
- Provide support in analytics in assessing market conduct risk for all distribution channels within AIA as part of compliance monitoring and improvement of controls.
- Provide support in all outsourced sales compliance activities for all distribution channels by other AIA Malaysia entities.
- Assist in facilitating the implementation of regulatory gaps, Group Standard/ Policy and initiatives roll down by Group relating to sales compliance.
- Any other duties as may be assigned by the Associate Director, Sales & Investment Compliance.
Job Requirements
- Bachelor’s Degree in Accounting/ Finance/ Business/ Law.
- At least 5 years’ working experience in the field of financial services industry (Banking/ Fund Management/ Insurance/ Audit firms).
- Good communication and people management skills. Strong analytical and presentation skills.
- Excellent written and spoken communication skills in English.
- Build a career with us as we help our customers and the community live Healthier, Longer, Better Lives._
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