Compliance Conduct Operational Risk Officer, Vice

2 weeks ago

Kuala Lumpur, Malaysia JPMorgan Chase & Co Full time

**JOB DESCRIPTION**
As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

**Job Summary**:
The Malaysia CCOR Officer is responsible for supporting the activities of Compliance Conduct Operational Risk (CCOR) department of Malaysia.

Being part of the team at CCOR, you will be responsible to review and monitor both operational and compliance risks for Malaysia performing all activities related to the second line of defense for Compliance and Operational Risks for all business activities across all entities in the Malaysia location.

**Job responsibilities**:
Responsibilities relating to Compliance risk includes (where appropriate):

- As part of Compliance in CCOR, assist in the execution and delivery of the end-to-end compliance program for all legal entities and businesses in Malaysia;
- Provide support to Compliance team on technology advisory, outsourcing/offshoring initiatives, data privacy and confidentiality, as well as other local regulatory requirements;
- Under direction of Compliance Managers/CCO, liaise and communicate with regulatory bodies, including Bank Negara Malaysia, Securities Commission and Bursa Malaysia Berhad;
- Be part of coordinating team for regulatory audits, inspections and investigations;
- Disseminate and perform gap analysis and/or review of gap analysis to regulatory consultative papers and proposed rules/guidelines and amendments, and assist in complying with the new requirements that are applicable;
- Facilitate preparation of compliance reports for local management and regional compliance;
Responsibilities relating to Operational Risk includes (where appropriate):

- Support the operational risk function across lines of business and corporate functions at J.P.Morgan and promote a strong culture of Operational Risk Management (ORM) and operational excellence;
- Independently assess and, as appropriate, provide credible challenge to 1st Line of Defense risk management activities and escalate any new emerging risks or issues for a product, service, legal entity and / or function;
- Identify, analyze, measure, and report on Risks and Issues and facilitate and monitor risk management practices;
- Execute risked-based independent monitoring and deep dives and evaluate testing results of 1LOD risk management activities from an operational risk perspective;
- Oversee risks associated with New Business Initiatives (NBI) and other programs within the business and challenge the control environment within these programs, and build relationships with relevant management, control teams, CCOR and Risk colleagues to drive and influence strategic programs decisions

**Required qualifications, capabilities, and skills**:

- Bachelor’s Degree in Finance, Economics or other related disciplines
- 8+ years of professional experience related to Operational risk management, control management, product control or compliance in a financial Institution or Bank
- Excellent Microsoft PowerPoint and Excel skills
- Excellent, clear, and concise written and verbal communication with ability to edit and prepare executive level communications
- Excellent organizational and project management skills; able to manage competing priorities under tight deadlines
- Strategic thinker with ability to analyze data and project management skills with successful track record of completion
- Proven ability to collaborate and build strong partnerships
- Intellectual curiosity with a proven ability to learn quickly in a changing environment
- High degree of initiative, self-direction, and ability to work well under pressure in a changing environment while delivering results

**ABOUT US**

J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world’s most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. I

  • Executive, Risk

    4 weeks ago

    Kuala Lumpur, Malaysia Raffcomm Sdn Bhd Full time

    **Job Summary**: Responsible for ensuring the compliance of e-Money provider in accordance with e-Money guidelines, AMLA, Payment Systems Act, Financial Services Act and other relevant laws, rules and regulations issued by the Regulators (Government/ BNM) for Raffcomm Group (“Company”). Work in the Business Compliance Department to assist and to provide...

  • Compliance Officer

    3 weeks ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Randstad Malaysia Full time

    Key Responsibility Areas (KRAs):The Compliance Officer will primarily assist the Senior Compliance Manager, Malaysia in executing compliance functions for this company including but not limited to:Compliance Monitoring and Surveillance:Maintain and execute an ongoing compliance monitoring program, including:Conducting trade surveillance by analyzing trade...

  • Risk and Compliance Analyst

    4 weeks ago

    Kuala Lumpur, Malaysia Munich Re Full time

    Risk and Compliance Analyst Risk and Compliance Analyst (Contract) - Munich Re Retakaful **Company** Munich Re **Location** Kuala Lumpur, Malaysia Reporting to Chief Risk and Compliance Officer of Munich Re Retakaful, you are responsible to provide an effective key second line of defence role for Munich Re Retakaful operations both from a Bank Negara...

  • Audit Risk Assessment

    4 weeks ago

    Kuala Lumpur, Malaysia Mazars Asia Pacific Services Sdn Bhd Full time

    We are seeking for a highly motivated, independent professional to support our Audit team in **Mazars Singapore**. As a member of the Risk Assessment and Compliance Team, you are expected to review the firm’s compliance with AML, KYC and the relevant acceptance requirements, and recommend the appropriate types of review. You will also be required to...

  • Risk and Compliance Analyst

    6 days ago

    Kuala Lumpur, Malaysia Munich Re Full time

    Risk and Compliance Analyst Risk and Compliance Analyst (Contract) - Munich Re Retakaful **Company** Munich Re **Location** Kuala Lumpur, Malaysia Reporting to Chief Risk and Compliance Officer of Munich Re Retakaful, you are responsible to provide an effective key second line of defence role for Munich Re Retakaful operations both from a Bank Negara...

  • Assistant Vice President Traded Risk

    1 month ago

    Kuala Lumpur, Malaysia HSBC Full time

    -Job description **Some careers have more impact than others.** If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and...

  • Director, Cfcc Data Conduct, Privacy

    4 weeks ago

    Kuala Lumpur, Malaysia Standard Chartered Full time

    **Job**: Governance, Risk Management & Compliance **Primary Location**: Asia-Malaysia-Kuala Lumpur **Schedule**: Full-time **Employee Status**: Permanent **Posting Date**: 19/Mar/2024, 11:19:07 PM **Unposting Date**: Ongoing **The Role Responsibilities** **Job Role** The Director will play an essential role in the Group's Data Protection Office...

  • Compliance Officer

    3 weeks ago

    Kuala Lumpur, Malaysia Randstad Malaysia Full time

    Key Responsibility Areas (KRAs):The Compliance Officer will primarily assist the Senior Compliance Manager, Malaysia in executing compliance functions for this company including but not limited to:Compliance Monitoring and Surveillance:Maintain and execute an ongoing compliance monitoring program, including:Conducting trade surveillance by analyzing trade...

  • Vice President, Credit Analysis Unit

    4 weeks ago

    Kuala Lumpur, Malaysia HSBC Full time

    -Job description **Why join us?** Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the...

  • Global Operations Officer

    4 days ago

    Kuala Lumpur, Malaysia Standard Chartered Full time

    **Job**: Operations **Primary Location**: Asia-Malaysia-Bukit Jalil KL **Schedule**: Full-time **Employee Status**: Permanent **Posting Date**: 13/May/2024, 10:19:38 PM **Unposting Date**: Ongoing **The Role Responsibilities** **Strategy** - Manage teams in building a stronger relationship with our clients and customers. - Manage initiatives to...

  • Lead Regulatory Compliance

    3 weeks ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Randstad Malaysia Full time

    Introduction: We are seeking a highly skilled and experienced individual to join our team as the Lead Regulatory Compliance (Assistant Vice President) for our leading mortgage company in Malaysia. The ideal candidate will have a strong background in regulatory compliance, preferably with exposure to Islamic banking or Shariah-compliant financial products....

  • Risk Officer Asia

    2 days ago

    Kuala Lumpur, Malaysia Aon Corporation Full time

    Posting Description: **Risk Officer**: We’re hiring! We are looking for a Risk Officer to support the Australia Pacific Risk function and report into the APAC Chief Risk Officer. This position represents an exciting opportunity to help frame the risk based decisions of the APAC business. **Aon is in the business of better decisions**: At Aon, we shape...

  • Governance, Risk

    1 month ago

    Kuala Lumpur, Malaysia Adecco Malaysia Full time

    MNC Company, Permanent Full Time Hybrid Attractive Remuneration Package MNC consulting firm looking for GRC expert to support clients to establish a strong governance and compliance framework that embraces disruptive technologies and encourages innovation while ensuring risks are identified and managed. **Responsibilities**: Deliver regulatory/industry...

  • Asset Management Compliance Officer

    4 weeks ago

    Kuala Lumpur, Malaysia RHB Banking Group Full time

    Working Hour - Regular Hours - Monday - Friday- Business Area - Compliance- Location - Malaysia - Kuala Lumpur- Description **Primary Objective**: Facilitate and manage non-compliance risk for RHB Asset Management’s activities and operations with relevant laws, rules and regulations as well as guidelines. **Key Responsibilities**: - To ensure the...

  • Manager, Operational Risk

    1 month ago

    Kuala Lumpur, Malaysia Tune Protect Group Full time

    **The Core Job**: - Conducting BCP Exercises - Managing Bank Negara Reporting - Oversight of LOFA (Letter of Offer & Acceptance) processes - Dealing with all regulatory bodies for reporting - Monthly Orion Reporting - Conducting Risk & Control Assessment (RCSA) - Assisting in the preparation of Board reports (Risk Papers) Due Diligence of Outsourcing...

  • Manager, Operational Risk

    1 month ago

    Kuala Lumpur, Malaysia Tune Insurance Malaysia Berhad Full time

    **The Core Job**: - Conducting BCP Exercises - Managing Bank Negara Reporting - Oversight of LOFA (Letter of Offer & Acceptance) processes - Dealing with all regulatory bodies for reporting - Monthly Orion Reporting - Conducting Risk & Control Assessment (RCSA) - Assisting in the preparation of Board reports (Risk Papers) - Due Diligence of Outsourcing...

  • IT Compliance Officer/Specialist

    4 weeks ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Cognizant Technology Solutions Full time

    Role: IT Compliance Officer/SpecialistLocation: KL SentralDescription: The orchestration and completion of all required in-country (including HK, Macau & Taiwan) activities required for internal / external audits and compliance testing reviews.Timely completion of access recertification, user access reviews and all other in-country Identity Access Management...

  • Risk Operation Specialist

    1 month ago

    Kuala Lumpur, Malaysia Gratitude Inc. Full time

    **Role**:Risk & Compliance **Timings**:Rotational Shifts (Permanent) **Industry**:Accounting / Finance **Work Mode**:Work from office **Functional Area**:Accounting / Tax / Company Secretary / Audit Key Skills: risk analyst skills - **Minimum Qualifications**: 1-3 years of experience in fraud manual review, including the examination of user appeal...

  • Aml Compliance Officer

    4 weeks ago

    Kuala Lumpur, Malaysia OCBC Bank Full time

    **AML Compliance Officer** **-** **(**230001VV**)** - Close collaboration with business unit to conduct AML/CFT assessment at customer onboarding stage - Perform customer due diligence (CDD) and Know Your Customer (KYC) checks on new and existing customers to ensure fulfilment of AML regulatory requirements - Perform verification on documents received from...

  • Compliance Support Officer

    1 month ago

    Kuala Lumpur, Malaysia AS White Global Pty Ltd Full time

    **The Opportunity** Our client is one of Australia's largest insurance companies focused on workers' compensation, risk management, claims management, and personal injury management. Currently looking for a Compliance Support Officer to join the team in **Kuala Lumpur**. The purpose of this role is to provide compliance, risk and governance support to the...