Quality Assurance and Regulatory Compliance Head

Job Description - Department Head, Compliance Testing COE Quality Assurance (250000EV)Department Head, Compliance Testing COE Quality Assurance - (250000EV)• Lead a team responsible for planning and executing quality assurance (QA) reviews on 1LOD/2LOD AML/CFT controls, including transaction surveillance, name screening and real-time payments screening...

As a Regulatory Compliance Professional, you will be responsible for ensuring the adherence to regulatory requirements and maintaining a high-quality control environment across our financial markets operations.Key Responsibilities:Ensure the Regulatory Operations team is appropriately skilled, motivated, and enabled to deliver and maintain a high-quality...

Compliance and Quality Assurance DirectorAbout the RoleWe are seeking a highly experienced compliance and quality assurance director to join our team in the Asia Pacific region. As a compliance and quality assurance director, you will play a crucial role in ensuring compliance and quality across the organization.Main ResponsibilitiesCompliance & Quality...

DescriptionLead a team responsible for planning and executing quality assurance (QA) reviews on 1LOD/2LOD AML/CFT controls, including transaction surveillance, name screening and real-time payments screening dispositions.Prepare key QA metrics for senior management reporting, periodically refreshing and enhancing reporting formats and metrics as needed.Work...

**About the Role:**This is an exciting opportunity for a skilled professional to join our Compliance Testing COE Quality Assurance team as a Quality Assurance and Regulatory Compliance Head.The ideal candidate will have a strong background in ML/TF risk management and a proven track record of leading teams to achieve organizational objectives.Key...

RequirementsTo be considered for the Department Head, Compliance Testing COE Quality Assurance role, you will need to possess the following qualifications and experience:University degree holder with at least 12 years' experience in ML/TF risk management with established financial institutions;Broad knowledge of the business, operations, and AML/CFT...

Some careers have more impact than others.If you're looking for a role where you can continue to make an impression, take the next step at HSBC where your contributions will always be valued.HSBC is one of the largest banking and financial services organisations in the world, with operations in over 60 countries and territories. We aim to be where the growth...

We are seeking an experienced professional to join our team in the role of Manager, Compliance Assurance.About This RoleThis is a unique opportunity to join a leading global bank and make a real impact on the success of our Compliance Assurance function.You will be responsible for performing risk-based reviews and other activities in relation to the CA...

Job DescriptionAs a senior leader in OCBC Bank's Group Financial Crime Compliance Centre of Excellence, you will lead a team responsible for planning and executing quality assurance reviews on AML/CFT controls. This includes transaction surveillance, name screening, and real-time payments screening dispositions.Your key responsibilities will include...

Quality Assurance Manager (Group Technology)The Quality Assurance Manager who will be reporting to the Head of Process & Governance, under the Group Technology Division, is responsible to conduct independent assessment in the identified IT process area(s) and to recommend solutions with a goal to work towards achieving higher compliance level, improve...

Role OverviewThe Department Head, Compliance Testing COE Quality Assurance role is a critical position within OCBC Bank's Group Financial Crime Compliance Centre of Excellence. As a member of the leadership team, you will be responsible for leading a team of professionals who conduct quality assurance reviews on AML/CFT controls.Your primary objective will...

Swift is the world's leading provider of secure financial messaging services, headquartered in Belgium. We enable the global financial community to move value quickly, securely and with unrivalled precision.We strive to operate in compliance with applicable laws and regulations. Our Compliance team oversees regulatory tracking activities, assessments,...

HSBC's Compliance Assurance function is responsible for delivering controls assurance in an efficient, reliable and independent manner.The role will be responsible for delivering assessments of assigned controls, in accordance with our procedures and assessment plan.You'll work closely with our Onshore Compliance Assurance Management team and VPs/ AVPs to...

ABOUT USWe're the world's leading provider of secure financial messaging services, headquartered in Belgium. We are the way the world moves value – across borders, through cities and overseas. No other organisation can address the scale, precision, pace and trust that this demands, and we're proud to support the global economy.We're unique too. We were...

ResponsibilitiesThe Department Head, Compliance Testing COE Quality Assurance is responsible for leading a team that conducts quality assurance reviews on AML/CFT controls. This includes:Planning and executing quality assurance reviews on AML/CFT controls;Preparing key QA metrics for senior management reporting;Collaborating with relevant parties to resolve...

Compliance Assurance SpecialistApply locations Kuala Lumpur, Malaysia time type Full time posted on Posted Yesterday job requisition id 2025-14158ABOUT USWe're the world's leading provider of secure financial messaging services, headquartered in Belgium. We are the way the world moves value – across borders, through cities and overseas. No other...

Why join us?The Group's regulators require the Compliance function to assess the adequacy of the firm's controls, processes, procedures and resulting outcomes to manage risk. This responsibility is met by the Compliance Assurance (CA) sub-function.Compliance Assurance controls testing (CACT) is responsible for determining the effectiveness of the Group's...

Career Horizons is seeking a seasoned Head of Regulatory Affairs to join our team.Your key responsibilities will include:Leading the group's regulatory affairs function, ensuring alignment with complex legal standards and regulatory frameworks.Advising senior management and affiliated companies on regulatory matters.Developing and implementing effective...

Director, CFCC, Assurance (Malaysia or Poland based)Area of interest: Governance, Risk Management & ComplianceConduct, Financial Crime & Compliance (CFCC)'s vision is: Partnering to drive the right outcomes for clients and communities.The Second Line Assurance (2LA) function within CFCC provides independent, effective, insightful and risk-based assurance...

Head, Business Monitoring & Review - BCCOTo spearhead the Business Monitoring & Review and report to Head, Business Compliance & Control Office (BCCO).RESPONSIBILITIESQuality AssuranceSupervise the overall functions/roles undertaken by the Quality Assurance unit on the following areas:Anti-Bribery & CorruptionOther scope – PDPA, FEP, FATCA/CRS, Conflict of...