Asset Governance Professional
3 days ago
Job Description
This is a critical role within the Business Division of RHB Banking Group, focusing on ensuring compliance with relevant laws, rules, regulations, and guidelines in the fund management industry.
Main Responsibilities:
- Conduct regular compliance reviews to identify potential issues and ensure alignment with laws and regulations;
- Review and analyze data on investment and operations, including net asset value and asset allocation, to detect any discrepancies or breaches;
- Prepare and submit regulatory reports to the SC via ComRep (XBRL) and update policies and procedures manuals to reflect changes in laws and regulations;
- Develop educational materials and present training sessions to inform employees about new laws, regulations, and industry developments;
- Examine marketing materials to ensure compliance with regulations;
- Collaborate with senior management to provide information during regulatory visits and audits;
- Carry out additional tasks as assigned by the Head of Compliance, Asset Management, prioritizing timeliness and quality.
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