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Market Conduct Compliance Specialist

1 week ago

Kuala Lumpur, Kuala Lumpur, Malaysia RHB Bank Full time

Job Description

RHB Bank is seeking a highly skilled Market Conduct Compliance Specialist to join our team. As a key member of our compliance department, you will play a vital role in ensuring the integrity of our market conduct practices.

Main Responsibilities

  • Conduct thorough investigations into suspected instances of market misconduct, including insider trading, front-running, and market manipulation.
  • Analyze large datasets to identify anomalies, trends, and unusual trading patterns that could indicate misconduct.
  • Monitor trades to ensure they adhere to internal policies and external regulatory requirements.
  • Prepare detailed reports summarizing findings, outcomes, and recommendations.

Requirements

  • Bachelor's or Master's degree in a relevant discipline.
  • A minimum of 3 years' experience in compliance and investigation within the Financial Services industry.
  • Excellent understanding of Capital Markets transactions and latest rules and regulations.
  • Strong communication and interpersonal skills.

What We Offer

We offer a dynamic work environment, opportunities for growth and development, and a competitive remuneration package.