Compliance Programme Lead

3 days ago


Kuala Lumpur, Kuala Lumpur, Malaysia Hong Leong Investment Bank Berhad Full time
Job Description

The primary objective of this role is to oversee the implementation and maintenance of a comprehensive compliance programme in accordance with Bank Negara Malaysia (BNM) regulations. This entails developing, updating, and enforcing policies and procedures to mitigate risk and ensure regulatory adherence.

Key Responsibilities
  • Develop and update the compliance programme to align with BNM rules and regulations;
  • Conduct regular reviews and testing to ensure programme effectiveness;
  • Prepare reports on compliance performance and escalate non-compliance issues to senior management;
  • Provide advisory services to business units on compliance matters and disseminate relevant information;
  • Assist in training programmes to enhance staff knowledge on compliance requirements;
  • Collaborate with regulators and respond to their requests;
  • Foster a culture of compliance within the organization through close relationships with business units.
Required Skills and Qualifications
  • Bachelor's degree in Accounting, Finance, Banking, or Law; alternatively, an equivalent field;
  • A minimum of 7 years' experience in compliance, risk management, or audit-related roles;
  • In-depth knowledge of BNM regulations and guidelines;
  • Ability to work independently with minimal supervision;
  • Strong communication and interpersonal skills;
  • Excellent analytical and report-writing skills.


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