Compliance Executive

3 days ago

Petaling Jaya, Malaysia PUC Berhad Full time

**Job Purpose**
- To be the compliance executive in accordance with the job responsibilities and accountabilities as set out below.

**Responsibilities**:

- Monitor updates and changes to laws, regulations, guidelines and compliance trends within the relevant industries, eg. E-payment, Ecommerce, Loyalty, etc.;
- Monitor compliance with existing and new or amended laws, rules and regulations;
- Assist in the implementation of and review and update business’ compliance manuals and other documented internal control measures to meet the changing regulatory requirements;
- Prepare reports to respective business’ Board of Directors and make relevant recommendations (where applicable) and prepare monthly compliance report for the PUC Group;
- Advise Compliance Officer and Senior Management on compliance issues in general and with regulatory enquiries, audits and examinations;
- Provide regular trainings to staff to raise awareness on compliance related matters;
- Assisting the Compliance Officer to act as contact point for regulators and external stakeholders relevant to compliance, and regulatory issues;
- Support the development, implementation and promotion of the PUC Group’s Risk Management framework and policies across the company;
- Assist the Compliance Officer in implementing an effective Regulatory Change Management process involving:

- (i) communicating new / revised regulatory requirements with stakeholders / business units,
- (ii) performing gap analysis against new/revised regulatory requirements, and
- (iii) working closely with relevant stakeholders/business units to track progress of necessary actions in place.
- Ensure proper records keeping and periodic reporting to regulator(s) (eg. Bank Negara Malaysia, etc.) and Board of Directors including reporting incidents of non-compliance, and regulatory breaches;
- Advise businesses on ad-hoc compliance matters;
- Any other compliance related matters that may arise from time to time.

**Job Requirements**
- Minimum 3 years of work experience in a professional or executive Compliance role;
- Strong interpersonal and communication skills;
- Ability to work independently whilst also capable of being a team player;
- Ability to learn quickly and adapt to different working environments;
- Understanding of Bank Negara Malaysia’s policy documents, including but not limited to Anti-Money Laundering, Counter Financing of Terrorism and Targeted Financial Sanctions;
- Understanding of personal data protection requirements and measures;
- Experience working in a compliance unit and understanding of the role of compliance within a business;
- Familiarity with the operations of Malaysian financial and technology businesses will be advantageous.

Pay: RM2,800.00 - RM4,685.99 per month

Schedule:

- Monday to Friday

  • Compliance Executive

    7 days ago

    Petaling Jaya, Malaysia CamdeusNoble Sdn Bhd Full time

    Job Description: - Work closely with the Compliance Manager to established an appropriate compliance culture. - Assist Compliance Manager in the execution of an action plan that will ensure that the organization complies with regulations and laws. - Creation of file -physical & system. - To assist on-boarding by collecting the relevant declaration forms and...

  • Executive Compliance

    7 days ago

    Petaling Jaya, Malaysia DKSH Holding Ltd Full time

    Location: Petaling Jaya, MY, MY - Global Business Unit: OTH - Job Function: Corporate Development - Requisition Number: 185564 - Description: - **Job Summary** Provide administrative support to the Group's Governance Risk Compliance team towards the execution of a governance, risk and compliance policy framework This position involves conducting detailed...

  • Compliance Executive

    2 weeks ago

    Petaling Jaya, Malaysia Lufter Sdn Bhd Full time

    **Education and Experience**: - Minimum Bachelor's Degree in Engineering or Science discipline, advanced degree may be an additional advantage. - Experience in Pharmaceutical or related industry in an advantage. - Minimum 3 years of working experience in related industry. - Has a good understanding of QMS and has participated in local or international...

  • Compliance & KYC Executive

    7 days ago

    Petaling Jaya, Selangor, Malaysia GAMBIT GROUP SDN. BHD. Full time

    The Compliance & KYC Executive is responsible for executing the company's Know Your Customer (KYC) and Anti-Money Laundering (AML/CFT) procedures in accordance with local laws and internal compliance standards. This role ensures all customer onboarding, due diligence, and monitoring processes meet regulatory and company requirements, supporting audit...

  • Legal & Compliance Executive

    1 week ago

    Petaling Jaya, Selangor, Malaysia Enfrasys Full time 60,000 - 120,000 per year

    Essential Duties and Responsibilities:The Legal & Compliance Executive handling compliance related audit, disputes, and other matters under commercial law.• Draft, review and solidify all forms of agreements, letters, proposals, contracts, and other business documents.• Provide legal and administrative support including proofreading, legal research, and...

  • Legal & Compliance Executive

    1 week ago

    Petaling Jaya, Selangor, Malaysia Enfrasys Consulting Full time 30,000 - 60,000 per year

    Essential Duties and Responsibilities: The Legal & Compliance Executive handling compliance related audit, disputes, and other matters under commercial law. Draft, review and solidify all forms of agreements, letters, proposals, contracts, and other business documents.Provide legal and administrative support including proofreading, legal research, and...

  • Premium Executive

    7 days ago

    Petaling Jaya, Malaysia Richdale International Executive Search Full time

    **Job Summary** As a Premium Executive, you will be responsible for managing and developing relationships with clients who have the potential to upgrade to Priority status, drawn from our existing Personal and Premium client base. Through proactive outbound call activities, you will deliver exceptional customer service, offering tailored financial solutions...

  • Compliance Executive

    7 days ago

    Petaling Jaya, Selangor, Malaysia ARECA CAPITAL SDN BHD Full time 60,000 - 80,000 per year

    Assist in the implementation of and review and update of the Compliance Manual, AMLA, Anti-Bribery and Corruption Manual and other documented internal control measures to meet the changing regulatory requirements.Reviewing / monitoring unit trust funds and private mandates for adherence to regulatory requirements, client requirements and internal...

  • Compliance Executive

    2 weeks ago

    Petaling Jaya, Malaysia Getawang Resources Full time

    **Key Responsibilities** - Lead arrangements for meeting regulatory obligations in accordance with the conditions issued by the relevant regulatory (ISO, CQM, Issuers Audit, Others Scheme). - Provide closures and complete audit work papers and documentation by documenting audit tests and findings. - Identifying/Anticipating and/or managing all audit issues...

  • Compliance Executive

    7 days ago

    Petaling Jaya, Malaysia Merchantrade Asia Sdn Bhd Full time

    **Your responsibilities will be to**: - Perform daily transaction analysis to detect unusual transaction patterns. - Analyze flagged out transactions and escalate to relevant Business Units and Business Entities for justification. - Request for evidence and supporting documents from Business Units and Business Entities to justify flagged out transactions. -...