Executive, Compliance

4 days ago

Kuala Lumpur, Malaysia TRanglo Full time

**Transaction Monitoring**:
**Role and responsibilities**:

- Perform post-transaction review on the flagged alerts generated by the internal
AML system to identify any unusual or suspicious activity.
- Handle ad-hoc requests and projects related to transaction monitoring as
assigned by the team lead/ SIL/ Head of Compliance when required.
- Conduct due diligence and perform both internal and external searches using
available resources to gather relevant information on the flagged alerts.
- Initiate Request for Information (RFI) or Enhanced Due Diligence (EDD) with
relevant partners to facilitate in-depth investigations on the flagged alerts and
cases.
- Monitor real-time alerts triggered by the internal AML system and approve or
reject transactions based on established AML/CFT policies and procedures.
- Conduct name screening against global sanction lists using the in-house
screening portal and investigate any potential matches.
- Prepare and draft Suspicious Transaction Report (STR) for any suspicious cases
identified, ensuring compliance with regulatory reporting requirements.
- Maintain organized records of all supporting documents and information
obtained throughout the transaction monitoring process.
- Identify process inefficiencies and collaborate with the team to enhance the
functionality and accuracy of transaction monitoring processes and systems.

**Qualifications & requirements**:

- Compliance transaction monitoring team experience
- Must be proficiency with Microsoft Office suite, including advanced Excel (V Lookup, Pivot Tables, Marco etc.), Access, statistic technique and basic understanding of accounting knowledge.
- Having experience in fast-growing transactional/technology company is an advantage
- Able to work independently with minimum supervision
- Take turn work on public holidays
- Malaysian Only

Location: Bangsar South, Kuala Lumpur (Accessible by LRT Kerinchi - Kelana Jaya line)

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