Risk & Compliance Operations Analyst - Us Shift

2 days ago


Kuala Lumpur, Malaysia S&P Global Full time

Global Corporate

**The Role**: Risk & Compliance Analyst - Market Intelligence, Engineering Solutions & Mobility Divisions

**The Team**: The Risk & Compliance team dedicated to the Market Intelligence, Engineering Solutions and Mobility divisions serve in an advisory capacity to the organization on the design and execution of strategy, making risk-based decisions, and evaluating opportunities while ensuring adherence to our key compliance policies and principles.

**The Impact**: The Risk & Compliance Operations Analyst will have an impact on guiding the organization’s strategy by enabling leaders to make risk-informed, data driven decisions while adhering to the Company’s compliance policies and framework. Analysts will have high visibility within the organization, interact with senior leadership, and work on cross-functional projects. Analysts will lead initiatives that drive transformations within the Risk Management and Compliance function to meet evolving business needs.

What’s in it for you?
The Risk & Compliance Analyst will be a contributing member of a dynamic team that works on across Risk Management disciplines, and develops a strong expertise around SPGI and divisional policy interpretation
Learning and development opportunities - analysts will be encouraged to participate in training opportunities, learn new skillsets, broaden understanding of Risk Management and Compliance and take ownership/leadership of initiatives
Exposure to 3 of the SPGI divisional senior leadership team and the opportunity to gain insights on risk and compliance matters that impact the current business landscape
Ability to shape the risk and compliance frameworks and have an impact in driving these programs across the firm

**Responsibilities**:
Assist in analyzing Risk data to identify trends and insights that can be used in driving business decisions
Support senior management in creating reports and presentations for steering committees and the S&P Global Board of Directors.
Manage Risk & Control Self-Assessment Issues & Actions to resolution by liaising with internal business partners and utilizing the GRC Tool
Identify risk themes and trends by performing analysis of risk and compliance incidents and issue data
Participate in Divisional Risk Committees as secretary with exposure to the divisional senior leadership team; responsible for developing meeting minutes and board level presentations
Provide compliance policy interpretation and guidance to divisional stakeholders by serving as key contact for the divisional compliance inboxes
Support divisional business partners by monitoring adherence to the Code of Business Ethics
Provide compliance support and prepare written responses as needed for client due diligence questions pertaining to compliance topics
Research regulations by reviewing regulatory bulletins and other sources of information
Assist in drafting and updating policies and procedures for the relevant divisions
Assist with preparation of presentations and reports for Client Due Diligence

What We’re Looking For
1-2 years previous experience in Compliance within financial services or related fields; clear understanding of best practices
Strong written and verbal communication skills
High emotional intelligence and ability to build relationships and influence stakeholders
Bachelor’s degree in a Business field from an accredited college or university
Strong problem-solving skills, ability to work in teams, analytical mindset, attention to detail, and excellent communication skills

Flexible Working (optional)
We pride ourselves on our agility and diversity, and we welcome requests to work flexibly. For most roles, flexible hours and/or an element of remote working are usually possible. Please talk to us at interview about the type of arrangement that is best for you. We will always try to be adaptable wherever we can.

Return to Work
Have you taken time out for caring responsibilities and are now looking to return to work? As part of our Return to Work initiative (link to career site page when available), we are encouraging enthusiastic and talented returners to apply, and will actively support your return to the workplace.

**Grade/Level ( relevant for internal applicants only )**: 9

**The Location**: Virtual -India, Malaysia

**About Company Statement**:
S&P Global delivers essential intelligence that powers decision making. We provide the world’s leading organizations with the right data, connected technologies and expertise they need to move ahead. As part of our team, you’ll help solve complex challenges that equip businesses, governments and individuals with the knowledge to adapt to a changing economic landscape.
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- Equal Opportunity Employer
------------------------------------------------------- 203 - Entry Professional (EEO Job Group) (inactive), 20 - Professional (EEO-2 Job Categories-United States of America), RSKMGT202.1 - M


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