Specialist, Fcso Tm Ncb

**RESPONSIBILITIES**

**Strategy**
- Awareness and understanding of the Group’s business strategy and model appropriate to the role.

**Business**
- Awareness and understanding of the wider business, economic and market environment in which the Group operates

**Processes**
Manage and/or resolve alerts/cases:
- Follow the Correspondent/Non-Correspondent Banking DOI to process risk events in line with the Assess, Analyse, Act (AAA) process

**People & Talent**
- Promote and embed a culture of openness, trust and risk awareness, where ethical, legal, regulatory and policy compliant conduct is the norm.

**Risk Management**
- Analyse significant financial crime risk events (e.g. non-compliant transactions, production orders) to ensure that all connected parties, particularly cross-border are identified and reported at the appropriate levels internally across all relevant jurisdictions.

**Governance**
- In the event of serious regulatory breaches, or where risk tolerances have been breached, ensure senior management are informed and that actions are taken quickly to remediate and/or activities are ceased.

**Regulatory & Business Conduct**
- Display exemplary conduct and live by the Group’s Values and Code of Conduct.
- Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
- Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
- Lead the [Hong Kong TM NCB team] to achieve the outcomes set out in the Bank’s Conduct Principles: Financial Crime Compliance

**Key Stakeholders**
- FCC Controls representatives in group and country

**Other Responsibilities**
- Embed Here for good and Group’s brand and values in Hong Kong TM NCB team;
- Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures;

**Qualification**
- AML and terrorist financing surveillance skills in relation the respective country jurisdictions, and client types.
- 1-3 years of relevant work experience in the AML relevance
- Analysis skills: able to analyze data trends and out of pattern activities, working knowledge of Internet and MS Office Suite & independently assimilate, analyse and evaluate information from disperse data sources to determine a course of action (e.g. case closure or escalation), and record and communicate this decision clearly and concisely.
- Banking: knowledge in terms of customers, products and transactions with expertise in at least one customer segment (retail, corporate, private banking, correspondent banking)
- Banking operations experience (Client Due Diligence, payments, trade, markets or other) and service-oriented attitude.
- Education Certificate and above
- Certification ICA, ACAMS
- Languages Excellent communication in English and mandatory Mandarin Proficiency (Articulation and writing which include Traditional and simplified Chinese)

**Role Specific Technical Competencies**
- AML and terrorist financing surveillance skills in relation the respective country jurisdictions, and client types
- Analysis skills: able to analyze data trends and out of pattern activities, working knowledge of Internet and MS Office Suite & independently assimilate, analyse and evaluate information from disperse data sources to determine a course of action (e.g. case closure or escalation), and record and communicate this decision clearly and concisely.
- Banking: knowledge in terms of customers, products and transactions with expertise in at least one customer segment (retail, corporate, private banking, correspondent banking
- Banking operations experience (Client Due Diligence, payments, trade, markets or other) and service-oriented attitude.
- Excellent communication in english and mandatory mandarin proficiency (articulation and writing which include traditional and simplified chinese
- AML and terrorist financing surveillance skills in relation the respective country jurisdictions, and client types

**About Standard Chartered**
- We're an international bank, nimble enough to act, big enough for impact. For more than 170 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents and we can't wait to see the talents you can bring us.- Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be here for good are achieved by how we each live our valued behaviours. When you work with us, you'll se