Assistant Compliance Manager

1 day ago

Malaysia Chubb Full time 120,000 - 180,000 per year
Description

Key Duties and Responsibilities :-

Regulatory Compliance

  • To develop, establish and/or maintain an effective and broad-based compliance assurance program designed to establish compliance standards and to monitor, detect and prevent compliance deficiencies including recommending corrective actions when necessary to fully meet compliance requirements.
  • To conduct gap analysis and monitor the implementation of new requirements until closure
  • To be involved in control designing to ensure controls put in place are adequate and effective.
  • To manage BNM/PIAM's queries and requests which includes compilation and coordination work.
  • To coordinate quarterly compliance risk assessments and risk register updates.
  • To manage and monitor requirements imposed by BNM on ad-hoc basis.

Training, Ethics and Market Conduct

  • To assist in maintaining an effective compliance communication program for the organization, including promoting (a) use of the compliance hotline, (b) heightened awareness of Code of Conduct, regulatory and statutory requirements and (c) understanding of new and existing compliance issues and related policies and procedures.
  • In coordination with Regional and Global Compliance, to work with Human Resources as appropriate to develop an effective compliance training program. This includes both initial (for a new employee or a change in regulatory, policy or procedures requirement) and periodic training to ensure all employees know their individual responsibilities relative to compliance issues.
  • To review advertising materials and market conducts.

Others

  • To assist in the implementation of all AMLCFTTFS requirements, regulations, policies, and controls.
  • To assist in the implementation of anti-bribery and corruption requirements, regulations, policies, and controls.
  • To assist, monitor and manage incidents including escalation and investigation and compliance review.
  • Any other duties as assigned from time to time
Qualifications

Skills, Experience and Qualification

  • Minimum 7 years' experience in compliance, legal and regulatory compliance, or corporate governance experience.
  • Preferably to have experience in the insurance or financial industry.
  • Preferably possess the relevant professional certification in Compliance.
  • Demonstrates effective communication, negotiation and interpersonal skills to be capable of dealing with all levels of personnel as well as external parties.
  • Resourceful, able to work with minimal supervision, deliver with tight deadlines and perform under pressure.
  • Strong project management and organizational skills and capability to handle multiple assignments at one time.
  • High degree of integrity and confidentiality.
  • Pleasant personality, responsible, dedicated and committed.
  • Sound research and analytical skills, good problem solving skills.
  • Proficient in MS Office application (Words, Power Point, Excel).
  • Good communication skills, high proficiency in both written and spoken English.

  • Compliance & Risk Manager

    2 days ago

    Malaysia CapBay Full time 120,000 - 240,000 per year

    About Us:CapBay operates an award-winning Supply Chain Finance and Peer-to-Peer (P2P) Financing platform. We facilitate inclusive business financing, using existing trade data and relationships. Through our proprietary credit-decisioning model, businesses of all sizes can obtain short-term financing while banks and investors can participate in high-quality...

  • Legal & Compliance Manager

    2 days ago

    Malaysia Direct Lending Full time 80,000 - 120,000 per year

    The OpportunityDirect Lending is an award-winning Malaysian fintech enabling responsible borrowing (8,000+ 5★ reviews, 2,000+ partners, RM600m+ disbursed). We seek a hands-on Legal & Compliance Manager to keep us fully compliant while enabling growth. Why Join Us?Make an impact: Build and own the legal & compliance function in a scaling fintech.Autonomy &...

  • Compliance Specialist

    1 day ago

    Malaysia Cobo Full time 90,000 - 120,000 per year

    Cobo is a trusted leader in digital asset custody and wallet infrastructure solutions. Founded in 2017 by blockchain pioneers, Cobo is trusted by more than 500 organizations worldwide, safeguarding billions of dollars in assets with a zero-incident security track record.Today, Cobo provides the industry's only unified digital asset wallet platform that...

  • IT Compliance Analyst

    2 weeks ago

    Malaysia Infinitium Full time

    **Key Responsibility** - Assist in maintaining and expending our PCI-DSS/PCI-3DS/PA-DSS certifications. - Improve and establish risk management processes and implementation. - Develop, evaluate, implement, and update related policies and procedures. - Critical thinking and attention to detail needed to evaluate compliance activities - Promotes and monitors...

  • Group Compliance Manager

    2 days ago

    Malaysia TDCX Full time 60,000 - 80,000 per year

    Enable your future At TDCX, we believe that every career move should propel you forward. Work alongside innovative teams, support the growth of the world's most forward-thinking brands, and explore what's possible when human expertise meets technology. Together, we'll enable the future — starting with yours. Top reasons to work with TDCXAttractive...

  • Compliance Officer

    2 days ago

    Malaysia ABX Full time 60,000 - 120,000 per year

    About Us:Allocated Bullion Exchange (ABX)Allocated Bullion Exchange (ABX) is the world's leading electronic institutional exchange for allocated physical precious metals. The ABX brings global trading, price discovery and clearing facilities into one standardised and secure online trading environment via our groundbreaking exchange trading platform,...

  • Risk & Compliance Specialist

    2 days ago

    Malaysia Ambu Full time $90,000 - $120,000 per year

    The Purpose of the Risk & Compliance Specialist position is to support the Head of Risk & Compliance, Global Risk & Compliance in the development, implementation, and maintenance of the Ambu Compliance Management System and Programs, including promotion, monitoring and auditing compliance with the applicable national laws and regulations, industry standards...

  • Compliance Manager

    2 days ago

    Senai, Johor, Malaysia Hirehub Management Full time 60,000 - 120,000 per year

    Job Description:Ensure compliance with Responsibility Business Alliance (RBA) standards, including labor, ethics, health & safety, and environmental requirements.Oversee implementation and maintenance of ISO management systems (e.g., ISO 9001, ISO 14001, ISO across departments.Plan, conduct, and document internal audits to evaluate process effectiveness and...

  • Compliance Associate

    2 days ago

    Malaysia HitPay Full time ₱40,000 - ₱60,000 per year

    Join one of the fastest-growing FinTech startups in South East Asia HitPay is a one-stop payment platform for SMEs, on a mission to empower businesses with easy access to digital payments. From no-code e-commerce plugins to affordable credit card readers, we help thousands of merchants bring their business dreams to life.HitPay is backed by Tiger Global,...

  • Compliance Operations Analyst

    2 days ago

    Malaysia BTSE Full time 600,000 - 800,000 per year

    About BTSE: BTSE Group is a global leader in fintech and blockchain technology, anchored by three core business pillars: Exchange, Payments, and Infrastructure Development. Serving over 100 corporate clients worldwide, we provide white-label exchange and payment solutions. Our offerings encompass everything from exchange infrastructure hosting and...