senior executive or manager, compliance

1 week ago

Kuala Lumpur, Kuala Lumpur, Malaysia Staffing Services Full time

Job Description: Compliance Professional (Malaysia-based)

Our client is seeking for a motivated and experienced Compliance Professional to support our financial advisory services across both Malaysia (MY) and Singapore (SG) entities.

The successful candidate will primarily support AML/CFT functions including customer due diligence (CDD) and name screening reviews, with secondary support for regulatory compliance matters. This is an excellent opportunity for a Compliance Professional seeking hands-on exposure to compliance requirements across multiple jurisdictions.

Key Responsibilities

AML/CFT Compliance

 Conduct onboarding and ongoing name screening, evaluating and resolving potential matches.

 Perform enhanced due diligence on higher-risk customers, including data gathering, evidence recording, and liaising with business units.

 Prepare Suspicious Transaction Report (STR) memos for suspicious alerts.

 Undertake additional AML/CFT tasks as assigned.

Regulatory Compliance Support

 Track and monitor regulatory developments relevant to Malaysia and Singapore financial advisory sectors.

 Support the management and maintenance of compliance frameworks within the regulated entities.

 Assist in preparing reports and documentation for regulatory submissions and internal governance.

 Provide support for internal and external audits related to regulatory compliance.

 Coordinate with business units to ensure adherence to updated regulatory requirements.

 Stay updated on MAS, FAA, BNM, and other relevant regulatory bodies' guidelines.

 Perform other duties as assigned by management.

Requirements

 Minimum 5 years of relevant experience in a life insurance company in Malaysia, with hands-on experience managing AML/CFT frameworks.

 Secondary experience in regulatory compliance and managing compliance frameworks within regulated entities.

 Strong proficiency in Microsoft Office applications (Word, Excel, PowerPoint, Forms).  Excellent communication and written skills in English.

 Meticulous, analytical, and a strong team player with the ability to work independently.

 High level of accountability, adaptability, and a positive attitude.

 Self-motivated with strong initiative.

 Strong Excel skills and knowledge for analytic work, tech-savvy, and familiarity with AI tools are advantageous.

Additional information

This role offers a unique opportunity to work across two jurisdictions, supporting compliance functions for both Malaysia and Singapore entities, may include Hong Kong in the future.

The ideal candidate will be proactive, detail-oriented, and capable of managing multiple compliance responsibilities effectively

Job Type: Permanent

Pay: RM7, RM12,000.00 per month

Benefits:

  • Professional development

Work Location: In person

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