Senior Executive, Compliance

2 days ago

Kuala Lumpur, Kuala Lumpur, Malaysia Tokio Marine Group Full time

Responsibilities

  • Assist with dissemination of circulars from association/regulatory.
  • Assist to maintain/upkeep a database or record of press articles, letters, and briefings regarding compliance, promote management awareness and co-ordinate responses to proposed regulatory changes.
  • Assist with the monitoring and follow-up of management's initiatives to ensure new regulatory requirements are met, to ensure timely and accurate remediation are carried out.
  • Assist with conducting reviews/assessments of internal documents and processes to assess and ensure the company's operations follow relevant laws and regulations.
  • Assist with other compliance duties such as compliance training, policy writing, customer screening responsibilities and other tasks assigned from time to time.
  • Assist or at times conduct staff training to raise awareness and understanding of regulatory and compliance matters and provide advice on compliance related matters as appropriate to the business.

Requirements

  • Minimum Degree holder or relevant Professional Qualifications.
  • Minimum 2 years of experience in a Compliance related role in a financial industry.
  • Knowledge in BNM regulations.
  • Knowledge in financial industry/ audit preferred.
  • Highly proficient in MS Office Applications.
  • Strong effective communicator in writing, business presentations and in interpersonal communication.
  • Resourceful, meticulous and the ability to multi-task a full spectrum of responsibilities.
  • Strong business acumen and organisation awareness to be an effective business partner to various Business Units.

How to apply?

Please submit a detailed resume, stating your expected and current salary and notice period required.

Write to us

Human Resource Department

Level 20, Menara Hap Seng 3,

Plaza Hap Seng,

No. 1, Jalan P. Ramlee,

50250 Kuala Lumpur.

Email us

Human Resource Department

  • Senior Officer, Compliance

    2 weeks ago

    Kuala Lumpur, Kuala Lumpur, Malaysia UOB KAY HIAN (M) SDN. BHD. Full time $100,000 - $150,000 per year

    Senior Officer, ComplianceJob Highlights· Opportunity to develop a professional career in Compliance· Exposure to financial market regulations and compliance frameworks· Supportive work environment with learning and career growth opportunitiesJob DescriptionWe are seeking dedicated and Experienced Senior Compliance Officers to join our team at the Kuala...

  • Senior Executive, Compliance

    2 hours ago

    Kuala Lumpur, Kuala Lumpur, Malaysia AmanahRaya Kenedix REIT Manager Full time

    Brief summary of position's purpose or role – the primary objective of the roleThis role supports the Manager of Compliance Unit and the Head of Risk, Compliance & Legal Department in ensuring that AmanahRaya-Kenedix REIT Manager complies with all applicable laws, regulations, guidelines, and internal governance frameworks. Key responsibilities include...

  • Senior Executive, Compliance

    1 week ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Tokio Marine Insurance Group (Asia) Full time

    ResponsibilitiesAssist with dissemination of circulars from association/regulatory.Assist to maintain/upkeep a database or record of press articles, letters, and briefings regarding compliance, promote management awareness and co-ordinate responses to proposed regulatory changes.Assist with the monitoring and follow-up of management's initiatives to ensure...

  • Senior Vice President, Investigations, Diligence and Compliance

    7 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Kroll Full time

    Kroll's Investigations, Diligence and Compliance (IDC) practice assists clients in Forensic Investigations and delivering actionable data and insight business intelligence that help clients worldwide make critical decisions and mitigate risk.As Senior Vice President within Kroll's team in Kuala Lumpur, Malaysia, you will be a senior member with a focus on...

  • Senior Vice President, Investigations, Diligence and Compliance

    7 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Kroll Inc. Full time

    Kroll's Investigations, Diligence and Compliance (IDC) practice assists clients in Forensic Investigations and delivering actionable data and insight business intelligence that help clients worldwide make critical decisions and mitigate risk.As Senior Vice President within Kroll's team in Kuala Lumpur, Malaysia, you will be a senior member with a focus on...

  • Senior Executive, Compliance

    1 week ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Tranglo Full time

    The ideal candidate is attention to detail and a quick learner. In addition, the candidate should be able to work as a team player but also independently. The position often requires long hours during busy periods.Transaction MonitoringRole and responsibilitiesPerform post-transaction review on the flagged alerts generated by the internal Anti-Money...

  • Compliance Executive

    7 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Pacific & Orient Berhad Full time

    We're Hiring Join Our Growing Team in Kuala LumpurAre you a motivated and detail-oriented individual looking to build your career in a dynamic and supportive environment? We're looking for passionate professionals to join our team in the following roles: Compliance ExecutiveWhat We're Looking For:Degree/Post Graduate Diploma/Professional qualification in...

  • Senior Executive

    2 weeks ago

    Kuala Lumpur, Kuala Lumpur, Malaysia M1 Health Tech Sdn Bhd Full time 36,000 - 60,000 per year

    Job ResponsibilitiesThe Senior Operations Executive expresses its operations strategy and objectives to ensure that the company reaches its target and operates effectively. This role requires assisting various departments by collaborating and coordinating operational tasks. The Senior Operations Executive will be part of our growing multicultural company and...

  • senior executive

    4 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Amanah Raya Berhad Full time

    Our company is actively seeking talented individuals to join our team and contribute their skills and expertise to our ongoing success.Our working life revolves around a strong commitment to law, governance, and upholding the highest integrity values. Our company fosters a culture of fairness and dedication towards ethical practices.Employees at AmanahRaya...

  • senior executive or manager, compliance

    1 week ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Staffing Services Full time

    Job Description: Compliance Professional (Malaysia-based)Our client is seeking for a motivated and experienced Compliance Professional to support our financial advisory services across both Malaysia (MY) and Singapore (SG) entities.The successful candidate will primarily support AML/CFT functions including customer due diligence (CDD) and name screening...