Legal & Compliance Executive

2 days ago

Klang, Selangor, Malaysia OpusAsset Full time 90,000 - 120,000 per year

Company Description

OpusAsset is the brand name for the fund management business comprising Opus Asset Management Sdn Bhd and Opus Islamic Asset Management Sdn Bhd. Regulated by the Securities Commission Malaysia, OpusAsset specializes in generating consistent risk-adjusted returns to help clients achieve their financial goals and aspirations. With more than 19 years of experience in the industry, we serve a diverse client base that includes insurance companies, government-linked entities, corporations, and individuals. Our commitment to excellence has earned us the trust and continued business of our valued clients.

Responsibilities:


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Providing timely advice and counsel to the Group of Companies on a wide range of legal, company secretarial, regulatory and compliance matters.


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Negotiating, drafting and reviewing agreements, managing legal documents, assisting in corporate secretarial functions and managing/working with external counsels.


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Actively supporting the company to operate in high standards of conduct, meeting all legal requirements.


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Managing and advising on legal and compliance issues arising from daily operations by collaborating with other departments and companies within the Group.


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Assisting in establishing and managing the company's compliance needs, including preparing a compliance framework and monitoring programme, implementing the company's compliance programme, compliance reporting, investigation and recommendation of remedial action.


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Plan and coordinate on all preparation work for reporting, perform minutes taking and prepare presentations materials for meetings.


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Coordinating the company's compliance efforts including staff training, liaison with regulators and external consultants.

Requirement


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Bachelor's degree in law, or relevant field from a recognized university.


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Preferably candidate who already passed Module 9, 10 and 11 of Securities Commission Licensing Examination. 


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At least 2 years' working experience relevant to legal and compliance in fund management industry.


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Exposure to policies, laws, regulations in capital markets.


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Exceptionally flexible in dynamic environments and capable of meeting tight deadlines.


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Possess strong analytical skills and pay attention to details.


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Good communication, presentation, interpersonal and stakeholder management skills.


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Able to work independently, self-motivated, self-discipline, and results oriented individual capable of handling multiple tasks.

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