AVP, Technology, Governance
11 hours ago
Job Scope / Position Summary
- Ensure technology-related activities comply with relevant regulations, including notifications, approvals, advisory, and regulatory engagements
- Oversee outsourcing activities, regulatory reporting, and compliance with internal and external outsourcing policies
- Manage data privacy initiatives and ensure regulatory compliance
- Oversee business integrity matters: whistleblowing, complaints, market conduct, conflicts of interest, and related party transactions
- Handle internal allegations per Generali Group Code of Conduct: receive reports, manage investigations, coordinate with departments, and advise management
- Support and advise on reporting and management of related party transactions
Main Responsibility
1. Embedding Compliance
Ensure compliance perspectives are integrated into:
Strategic initiatives
- Critical projects
- Product assessments
- Promote a "Compliance by Design" approach across business activities.
2. Advisory and Reporting on Compliance Matters & Risks
Oversee compliance with applicable regulations and provide advisory support to:
Local executives
- Business units
- Staff
Provide regular reporting to the Board of Directors/Executive Committee as required by:
Group Compliance Management System Policy
- Other governance obligations
Inform management of material compliance risks arising from:
Business initiatives
- New laws and regulations
Advise on compliance matters related to:
Technology
- Outsourcing
- Data privacy
- Market conduct
- Related party transactions
Prepare and submit reports to Group/International/Regional Compliance on:
Material compliance risks
- Key compliance indicators (e.g., inspections, fines, regulatory changes, allegations)
- Support and advise on the reporting and management of related party transactions.
3. Internal Allegations Management
- Receive and assess internal allegation reports.
Steer and manage investigations in coordination with:
Relevant departments
- Regional/International/Group Compliance
- Advise regional and local management on internal allegations as needed.
4. Business Integrity Oversight
Complaint management
Market conduct practices
- Fair treatment of stakeholders
- Conflict of interest issues
- Related party transactions
5. Data Privacy Management
- Conduct Data Impact Assessments for new projects.
- Manage data leakage incidents and liaise with regulatory authorities.
- Maintain Records of Processing Activities for personal identifiable information (PII).
6. Compliance Initiatives
- Manage all systems and tools related to compliance functions.
7. Other Responsibilities
- Perform additional compliance-related duties as identified from time to time
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