Snr Spclst, Comp Review T2

1 week ago


Kuala Lumpur, Kuala Lumpur, Malaysia RHB Banking Group Full time
Working Hour

  • Regular Hours


Monday
  • Friday
  • Business Area


Compliance
  • Location


Malaysia
  • Kuala Lumpur
  • Description

Primary Objective:

To assist in providing assurance to Board and Senior Management on the Bank's level of compliance to regulatory requirements

Key Responsibilities:

  • Assist in formulation of scope of review for compliance review on business/functional areas, regulatory guidelines/requirements.
  • Assist in analyzing areas for review and develop the annual compliance review plan
  • Adhere to annual compliance review plan
  • Lead and conduct compliance reviews against regulatory requirements, industry practices, etc.
  • Establish compliance review report and ensure timely submission to Section Head and Head, Compliance Assurance for review and further submission to Board and Management.
  • Work with business units, Business Risk & Compliance Officers (BRCOs) and management to develop and monitor the closure of findings raised during compliance reviews.
  • Perform validation on BRCOs' health checks as and when required to ensure continuous compliance to regulatory requirements.
  • Supervise and coach a team of reviewers to ensure completion of compliance reviews.
  • Provide advice to business units on compliance matters, where necessary.
  • Conduct briefing on compliance, if required.
  • Other task as requested by Head, Compliance Assurance
  • Requirements

Requirements:

Bachelor Degree -.

  • At least with 5 years of experience in the financial industry.
  • Experience in Audit, Treasury, Trade Finance and Risk Management will be an added advantage
  • Have an understanding of the compliance function in financial services industry.
  • Good writing skills with ability to customize best practices to suit the Group's compliance strategies.
  • Able to work efficiently and effectively to meet tight deadlines
  • Ability to lead a team to achieve results.
  • Benefits
Dental, Education support, Miscellaneous allowance, Medical, Loans, Sports (e.g. Gym), Parking, Vision, Regular hours, Mondays
  • Friday
s, Casual Business Wear, Performance Based Rewards

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