Manager, Compliance Assurance

-Job description **Some careers have more impact than others.** If you’re looking for a role where you can continue to make an impression, take the next step at HSBC where your contributions will always be valued. HSBC is one of the largest banking and financial services organisations in the world, with operations in over 60 countries and territories....

-Job description **Some careers have more impact than others.** If you’re looking for a role where you can continue to make an impression, take the next step at HSBC where your contributions will always be valued. HSBC is one of the largest banking and financial services organisations in the world, with operations in over 60 countries and territories....

If you are looking to excel and make a difference, take a closer look at us Job Summary: Incumbent is responsible to independently review the Banking Group’s existing processes and to provide advisory and solutions to ensure compliance to regulatory requirements. Act as an independent unit to review and detect regulatory non-compliance by the Business and...

Job descriptionSome careers have more impact than others.If you're looking for a role where you can continue to make an impression, take the next step at HSBC where your contributions will always be valued.HSBC is one of the largest banking and financial services organisations in the world, with operations in over 60 countries and territories. We aim to be...

If you are looking to excel and make a difference, take a closer look at usJob Summary:Incumbent is responsible to independently review the Banking Group's existing processes and to provide advisory and solutions to ensure compliance to regulatory requirements. Act as an independent unit to review and detect regulatory non-compliance by the Business and...

Senior/Junior Level - Implement and monitor the Compliance Assurance Program - Coordinate closely with the Regulatory Compliance Team in the planning of the annual Gap Analysis and Compliance Monitoring & Testing - Facilitate the Regulatory Compliance Team in the execution of Gap Analysis - Advise, liaise and work closely with the respective stakeholders...

**BAT is evolving at pace - truly like no other organisation.** **To achieve the ambition, we have set for ourselves, we are looking for colleagues who are ready to live our ethos every day. Come be a part of this journey!** **BAT DIGITAL BUSINESS SOLUTION** **IS LOOKING FOR A COMPLIANCE QUALITY ASSURANCE MANAGER** **SENIORITY LEVEL**:Mid-Senior...

Senior/Junior Level Implement and monitor the Compliance Assurance Program Coordinate closely with the Regulatory Compliance Team in the planning of the annual Gap Analysis and Compliance Monitoring & Testing Facilitate the Regulatory Compliance Team in the execution of Gap Analysis Advise, liaise and work closely with the respective stakeholders before,...

Review the company documents, manage and cascade the newly implemented or revised the documents to employees. - Develop and implement annual compliance program so as to identify, document and assess the compliance annual audit. - Acted as a secretariat for the internal audit of the Head Office, coordination and follow-up of the action plan for each...

BAT is evolving at pace - truly like no other organisation.To achieve the ambition, we have set for ourselves, we are looking for colleagues who are ready to live our ethos every day. Come be a part of this journeyBAT DIGITAL BUSINESS SOLUTION IS LOOKING FOR A COMPLIANCE QUALITY ASSURANCE MANAGERSENIORITY LEVEL:Mid-Senior Management LevelFUNCTION: ESCOE...

Press Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: MGR, Compliance Assurance Review, Compliance Posting Date: 28 Apr 2024 Location: Kuala Lumpur, Wilayah Persekutuan, MY Company: United Overseas Bank (Malaysia) Bhd About UOBUnited Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of...

Manager - HLISB (Compliance) **If you are looking to excel and make a difference, take a closer look at us...** **Functional (job responsibilities)** **1. Compliance Regulatory** - Understand the requirements of new & existing regulatory Guidelines/Regulations/Policy Documents/Acts to ensure overall regulatory compliance. - Keep abreast with the latest...

**About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and...

Regulatory Compliance - To develop, establish and/or maintain an effective and broad-based compliance assurance program designed to establish compliance standards and to monitor, detect and prevent compliance deficiencies including recommending corrective actions when necessary to fully meet compliance requirements. - To conduct gap analysis and monitor the...

Reports to : Partner / Director Supervises : Assurance team JOB SUMMARY The Assurance Assistant Manager will manage assurance engagements by defining the audit strategy in consultation with the senior manager/ partner, and execute it in compliance with Ecovis Malaysia PLT’s policies and protocols. When required, he will personally execute complex...

Reports to : Partner / DirectorSupervises : Assurance teamJOB SUMMARYThe Assurance Assistant Manager will manage assurance engagements by defining the audit strategy in consultation with the senior manager/ partner, and execute it in compliance with Ecovis Malaysia PLT's policies and protocols. When required, he will personally execute complex audit...

Regulatory Compliance To develop, establish and/or maintain an effective and broadbased compliance assurance program designed to establish compliance standards and to monitor, detect and prevent compliance deficiencies including recommending corrective actions when necessary to fully meet compliance requirements. To conduct gap analysis and monitor the...

Manager, Group Technology Assurance **About FWD Group** FWD Group is a pan-Asian life insurance business with approximately 11 million customers across 10 markets, including some of the fastest growing insurance markets in the world. Established in 2013, FWD is focused on making the insurance journey simpler, faster and smoother, with innovative...

About FWD Group FWD Group is a pan-Asian life insurance business with approximately 11 million customers across 10 markets, including some of the fastest growing insurance markets in the world. Established in 2013, FWD is focused on making the insurance journey simpler, faster and smoother, with innovative propositions and easy-to-understand products,...

Job Summary- Manages a team of Compliance professionals to promote an ethics - based culture, delivering practical solutions, guidance and training, identifies and manages less complex Compliance Risks for small-sized businesses implementing policies, processes and controls related to the Compliance Risk Universe. To Interacts with supervisory bodies...