Consultant (Associate Director/manager)

2 weeks ago


Kuala Lumpur, Malaysia Credence Consulting (M) Sdn Bhd Full time

**Job Scope**
- Familiar with the Singapore fund management industry and regulatory requirements.
- Understanding of MAS regulations governing the financial markets, such as the SFA, FAA
- Knowledge of types of fund management companies and their licensing requirements
- Able to advise clients of regulatory submission and matters pertaining to risk management, AML/CFT framework.
- Ability to research the latest MAS Notices and guidelines affecting the fund management industry.
- Good understanding of Singapore’s VCC framework and its regulations.
- Knowledge of CRS, FARCA and tax implications governing the fund management industry.

**Responsibilities**:

- Able to Conduct KYC/CDD on prospective clients during onboarding and periodically review existing clients.
- Able to Conduct Enhanced Due Diligence (EDD) on prospective and existing clients when red flags are identified or triggered.
- Perform transaction and wallet monitoring, investigating unusual transactions and activities and preparing suspicious transaction reports.
- Review new products/instruments/business plans from a compliance perspective.
- Manage document retention in accordance with applicable AML regulations and company policies.
- Update and draft compliance policies and procedures as required.
- Implement compliance procedures and systems to meet regulatory requirements.
- Conduct compliance training sessions to educate staff on their AML/CFT obligations, relevant regulatory developments, and compliance policies and procedures.
- Prepare regulatory reports as required.
- Stay updated on relevant regulatory news and updates, identifying potential legal, regulatory, sanctions, or reputational risks for the company.

**Requirements**:

- Degree and/or ACAMS or ICA certification is a plus.
- In-depth understanding of the local regulatory framework established by the Monetary Authority of Singapore (MAS). This applies to SFA, EFA, VCC Acts, MMI, LFMC, VCFMC and Others.
- Relevant compliance, audit, or risk management experience preferred.
- Proficient in MS Office.
- Strong analytical skills and an ability to understand key business drivers.
- Strong leadership, teamwork and client servicing skills.
- Demonstrates a strong sense of initiative with the ability to work independently and within a team.
- Results-oriented and able to abide by tight deadlines with a strong sense of responsibility.
- Strong communication skills in both oral and written English ability to speak multiple languages (e.g. Mandarin, Cantonese) will be an added advantage.
- Ability to prioritize and manage multiple tasks efficiently.
- Able to work under tight deadlines, meticulous, proactive, multitask in a fast-paced environment and independently with minimum supervision.

**Salary**: RM3,500.00 - RM7,500.00 per month

**Benefits**:

- Professional development

Schedule:

- Monday to Friday

Application Question(s):

- Do you have any notice period?

**Education**:

- Bachelor's (preferred)

**Experience**:

- Fund Management: 3 years (preferred)
- Compliance: 3 years (preferred)

**Language**:

- Mandarin (preferred)
- English (preferred)

License/Certification:

- ICA (preferred)
- ACAMS (preferred)



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